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Director at Roma Green Finance (NASDAQ: ROMA) files Form 3

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Roma Green Finance Ltd director Wong Kai Hing has filed an initial Form 3, which is a statement of beneficial ownership for company insiders. This filing reports no buy, sell, or other share transactions and shows no derivative positions or holdings in the provided data.

Positive

  • None.

Negative

  • None.
Reported transactions 0 Form 3 transactionSummary shows no buy or sell activity
Net buy/sell shares 0 NetBuySellShares in transactionSummary
Derivative transactions 0 derivativeTransactionCount in transactionSummary
Form 3 regulatory
"INSIDER FILING DATA (Form 3): {"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reportingPersons regulatory
""reportingPersons": [ { "name": "Wong Kai Hing""
transactionSummary financial
""transactionSummary": { "buyCount": 0, "sellCount": 0"

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FAQ

What does Roma Green Finance (ROMA) Form 3 for Wong Kai Hing report?

The Form 3 for Roma Green Finance director Wong Kai Hing reports his status as an insider but shows no share purchases, sales, or derivative positions. It functions as an initial beneficial ownership statement without any reported transactions in the provided data.

Does the Roma Green Finance (ROMA) Form 3 show any insider buying or selling?

No, the Form 3 shows no insider buying or selling activity. The transaction summary indicates zero buy, sell, exercise, gift, tax withholding, or restructuring transactions, meaning no share movements are reported in this initial ownership filing.

Who is the reporting person on Roma Green Finance (ROMA) Form 3?

The reporting person is Wong Kai Hing, identified as a director of Roma Green Finance Ltd. The filing establishes him as an insider subject to reporting requirements, while the provided data shows no transactions or derivative holdings linked to him in this filing.

Does the Roma Green Finance (ROMA) Form 3 include any derivative securities?

No, the Form 3 derivative section is empty. The derivativeSummary shows no options, warrants, or other derivative holdings, and derivativeTransactionCount is zero, indicating no derivative positions or exercises are reported in this initial insider ownership statement.

What is the overall transaction activity in Roma Green Finance (ROMA) Form 3?

Overall transaction activity is zero in this Form 3. The transactionSummary records no buys, sells, exercises, gifts, tax withholdings, or restructurings, and netBuySellShares is zero, indicating purely administrative reporting without any insider trading activity in this filing.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Wong Kai Hing

(Last)(First)(Middle)
FLAT 605, 6/F., TAI TONG BUILDING,
8 FLEMING ROAD, WANCHAI

(Street)
HONG KONGHONG KONG00000

(City)(State)(Zip)

HONG KONG

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
01/11/2024
3. Issuer Name and Ticker or Trading Symbol
Roma Green Finance Ltd [ ROMA ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Wong Kai Hing04/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)