Roma Green Finance CFO files initial ownership

Accepted by SEC EDGAR 04/02/2026 - 07:23 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Roma Green Finance Ltd executive Lam Hing Fat, the company’s Chief Financial Officer, has filed an initial statement of beneficial ownership as a reporting person. The filing lists no equity transactions, with zero purchases, sales, exercises, gifts, tax withholdings, or restructurings reported.

Key Figures

Buy transactions reported: 0 transactions Sell transactions reported: 0 transactions Derivative transactions reported: 0 transactions +1 more

4 metrics

Buy transactions reported 0 transactions Form 3 transaction summary

Sell transactions reported 0 transactions Form 3 transaction summary

Derivative transactions reported 0 transactions Form 3 derivativeTransactionCount

Net buy/sell shares 0 shares Form 3 netBuySellShares

Key Terms

reportingPersons, Chief Financial Officer, transactionSummary, derivativeSummary

4 terms

reportingPersons regulatory

""reportingPersons": [ { "name": "Lam Hing Fat""

Chief Financial Officer financial

""officer_title": "Chief Financial Officer""

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

transactionSummary regulatory

""transactionSummary": { "buyCount": 0, "sellCount": 0"

derivativeSummary financial

""derivativeSummary": []"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Lam Hing Fat Form 3 filing for ROMA disclose?

The filing shows that Lam Hing Fat, Chief Financial Officer of Roma Green Finance Ltd (ROMA), has become a reporting person. It is an initial statement of beneficial ownership and reports no purchases, sales, or other equity transactions in the company’s securities.

Were any ROMA shares bought or sold in this Lam Hing Fat Form 3?

No, the Form 3 for Roma Green Finance Ltd (ROMA) reports zero buy and zero sell transactions. The transaction summary lists no purchases, sales, exercises, gifts, tax withholdings, or restructurings, indicating no insider trading activity in this filing.

What role does Lam Hing Fat hold at Roma Green Finance Ltd (ROMA)?

Lam Hing Fat is identified as an officer of Roma Green Finance Ltd with the title Chief Financial Officer. This means he is responsible for the company’s financial functions and must report his beneficial ownership and certain transactions in ROMA securities under insider reporting rules.

Does the ROMA Form 3 for Lam Hing Fat show any derivative securities?

No, the filing’s derivativeSummary is empty and derivativeTransactionCount is zero. This indicates that Lam Hing Fat reported no options, warrants, or other derivative securities in this Form 3 for Roma Green Finance Ltd (ROMA) at the time of filing.

How many insider transactions are summarized in this ROMA Form 3?

The transaction summary shows zero transactions. BuyCount, sellCount, exerciseCount, giftCount, taxWithholdingCount, and restructuringCount are all listed as 0, and netBuySellDirection is described as neutral for Roma Green Finance Ltd (ROMA).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lam Hing Fat

(Last) (First) (Middle)

FLAT 605, 6/F., TAI TONG BUILDING,

8 FLEMING ROAD, WANCHAI

(Street)

HONG KONG 00000

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
01/11/2024

3. Issuer Name and Ticker or Trading Symbol
Roma Green Finance Ltd [ ROMA ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Lam Hing Fat	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)