Welcome to our dedicated page for Roma Green Finance, Ltd. SEC filings (Ticker: ROMA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Roma Green Finance Limited filings document the foreign private issuer’s ESG advisory business, Cayman Islands corporate structure, and Nasdaq-traded ordinary-share capital. Form 6-K reports cover shareholder meeting materials, proxy cards, voting results, capital-structure matters involving Class A and Class B ordinary shares, and board and committee composition.
The filings also record share repurchase authorization, operating and financial results, material agreements, and governance disclosures. Roma reports as a Form 20-F filer, and its disclosure record reflects securities-law topics for a Hong Kong-based provider of ESG reporting, sustainability, climate change, corporate governance, and risk management advisory services.
Roma Green Finance Limited has filed a Form F-3 shelf registration to offer up to US$1,000,000,000 of Class A ordinary shares and warrants (rights to purchase Class A ordinary shares) from time to time after effectiveness.
The company’s Class A ordinary shares trade on Nasdaq under the symbol ROMA. Roma Green is a Cayman Islands holding company whose ESG and sustainability consulting operations are conducted through subsidiaries in Hong Kong, Singapore and the British Virgin Islands. Proceeds from any future takedowns may be used for general corporate purposes, including growth initiatives, working capital and potential acquisitions.
Roma Green Finance Limited reports a board change, with independent non-executive director Ms. Cheng Yu-Pei resigning effective January 31, 2026. The company states her departure was not due to any disagreement over operations, policies, or procedures.
Effective February 1, 2026, the Board appoints Ms. Lai Shan Shan as an independent non-executive director. Ms. Lai, aged 33, has over six years of experience in business development, client relationship management, and financial services. The Board has determined she meets independence standards under SEC and Nasdaq rules. After these changes, the Board consists of Luk Huen Ling Claire (also CEO), Wong Kai Hing, and Lai Shan Shan.
Roma Green Finance Limited reported unaudited results for the six months ended September 30, 2025. Net revenue rose to HK$3.7 million (US$0.5 million), up about 17.6% from HK$3.2 million a year earlier, driven mainly by higher revenue from recurring clients. Hong Kong contributed HK$2.7 million and Singapore HK$1.0 million.
Cost of revenue increased to HK$3.5 million, leaving gross profit of HK$0.3 million and a modest gross margin of about 7.0%. Sales and marketing expenses were HK$10.2 million and general and administrative expenses HK$8.7 million, leading to a net loss of HK$17.5 million, similar to the prior period’s HK$17.4 million. Basic and diluted net loss per share was HK$(0.40).
Total assets increased to HK$86.5 million with shareholders’ equity of HK$84.7 million, supported by a June 2025 follow-on offering of 11,000,000 ordinary shares and 33,000,000 warrants that generated net proceeds of about US$6.9 million. Cash and cash equivalents were HK$21.0 million, while promissory note receivables expanded to HK$45.7 million. In September 2025, Roma acquired 100% of Capital Summit Enterprises Limited for US$1.7 million, adding goodwill of roughly HK$13.3 million.
Roma Green Finance Limited furnished a Form 6-K related to its 2025 extraordinary general meeting. The filing provides shareholders with meeting materials.
The submission includes two exhibits: a Notice of 2025 Extraordinary General Meeting dated November 7, 2025 (Exhibit 99.1) and a Form of Proxy Card (Exhibit 99.2). The report was signed by Chairlady and CEO Luk Huen Ling Claire.
Roma Green Finance Limited has completed the acquisition of Capital Summit Enterprises Limited, a British Virgin Islands company that provides advisory and consultancy services. Under a share purchase agreement with Capital Summit’s sole shareholder, CHAU Lok Yi, Roma acquired 100% of Capital Summit’s equity, represented by 1 ordinary share, for a cash consideration of US$1,700,000. The transfer of the share and closing of the acquisition occurred on September 1, 2025.
Roma highlights several risks related to this transaction. The company may not achieve the strategic and financial benefits it currently anticipates, or these benefits may be delayed, which could mean shareholders receive limited or no commensurate value from the acquisition. Roma also notes that the market price of its ordinary shares may decline if investors or analysts react negatively to Capital Summit’s prospects or if expected synergies are not realized. In addition, Roma may need to raise further capital through equity or debt, which could dilute existing shareholders or impose restrictive covenants, and integrating Capital Summit’s people, systems, and operations may be challenging and costly.