ROOT (NASDAQ: ROOT) lists Class A restricted stock vesting in Form 144

Rhea-AI Filing Summary

ROOT submitted a Form 144 notice listing proposed sales of Class A shares tied to restricted stock vesting and compensation across multiple vesting dates. The filing lists individual vesting events with per-date share quantities such as 1,230 (04/01/2024), 1,173 (04/02/2024) and other smaller grants, and includes broker information for Fidelity Brokerage Services LLC. The filing date shown is 03/03/2026 and the securities are listed on NASDAQ.

Insights

Equity Compensation Specialist

Form 144 lists scheduled restricted‑stock vesting events and proposed resale notices.

The filing itemizes multiple restricted stock vesting dates and per‑date share amounts described as compensation-related for Class A shares, with a broker listed as Fidelity Brokerage Services LLC. Individual line items include 1,230 and 1,173 shares on early April 2024 dates.

These entries are administrative notices of intended resales tied to vesting; cash‑flow treatment and whether sales occurred are not stated. Subsequent filings or transaction reports would show actual sale execution and proceeds.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3900	186732.00	13748408	03/03/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	04/01/2024	Restricted Stock Vesting	Issuer			1230	04/01/2024	Compensation
Class A	04/02/2024	Restricted Stock Vesting	Issuer			1173	04/02/2024	Compensation
Class A	04/16/2024	Restricted Stock Vesting	Issuer			15	04/16/2024	Compensation
Class A	05/01/2024	Restricted Stock Vesting	Issuer			388	05/01/2024	Compensation
Class A	05/16/2024	Restricted Stock Vesting	Issuer			15	05/16/2024	Compensation
Class A	06/17/2024	Restricted Stock Vesting	Issuer			15	06/17/2024	Compensation
Class A	07/16/2024	Restricted Stock Vesting	Issuer			15	07/16/2024	Compensation
Class A	08/01/2024	Restricted Stock Vesting	Issuer			389	08/01/2024	Compensation
Class A	08/16/2024	Restricted Stock Vesting	Issuer			15	08/16/2024	Compensation
Class A	09/16/2024	Restricted Stock Vesting	Issuer			15	09/16/2024	Compensation
Class A	10/16/2024	Restricted Stock Vesting	Issuer			15	10/16/2024	Compensation
Class A	11/01/2024	Restricted Stock Vesting	Issuer			388	11/01/2024	Compensation
Class A	11/18/2024	Restricted Stock Vesting	Issuer			15	11/18/2024	Compensation
Class A	12/16/2024	Restricted Stock Vesting	Issuer			15	12/16/2024	Compensation
Class A	01/16/2025	Restricted Stock Vesting	Issuer			13	01/16/2025	Compensation
Class A	02/03/2025	Restricted Stock Vesting	Issuer			184	02/03/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ROOT's Form 144 for Class A shares show?

The filing lists proposed resale notices for restricted stock vesting tied to compensation. It itemizes vesting dates and per‑date share counts, with examples like 1,230 and 1,173 shares in April 2024, and broker information for Fidelity Brokerage Services LLC.

Are the share quantities in ROOT's Form 144 aggregate or per vesting date?

The document lists individual vesting events and per‑date quantities rather than a single aggregate number. Examples shown include 1,230 (04/01/2024) and 1,173 (04/02/2024) as separate line items.

Who is listed as the broker in the ROOT Form 144 filing?

The filing lists Fidelity Brokerage Services LLC with an address at 900 Salem Street, Smithfield, RI. That broker entry appears alongside the Class A securities lines in the Form 144 content.

Does the Form 144 confirm that the shares were sold?

No; the filing lists proposed resale notices tied to restricted stock vesting and compensation. It does not state execution details or proceeds. Transaction execution and proceeds would appear in subsequent trade reports or sales confirmations.