[144] Root, Inc. SEC Filing

Rhea-AI Filing Summary

Root, Inc. (ROOT) insider sale notice: A holder intends to sell 5,750 Class A shares on the NASDAQ with an aggregate market value of $516,005 and lists approximately 13,618,876 Class A shares outstanding. The securities being offered were acquired through restricted stock vesting: 5,277 shares vested on 04/02/2024 and 473 shares vested on 05/01/2024, both received as compensation. The filer also disclosed a prior sale on 06/02/2025 of 5,256 Class A shares generating $686,433.60 in gross proceeds. The broker named for the proposed sale is Fidelity Brokerage Services LLC.

Positive

• Full Rule 144 disclosure provided including acquisition dates, nature of acquisition, broker, and past sales
• Securities originated from compensation via restricted stock vesting, which clarifies the source of shares

Negative

• None.

Insights

Securities Analyst

TL;DR: Insider plans to sell a modest block of vested shares; transaction appears routine and disclosed under Rule 144.

The filing shows a proposed sale of 5,750 Class A shares through Fidelity, sourced from restricted stock vesting paid as compensation. The filer previously sold 5,256 shares in June 2025. The filing complies with Rule 144 disclosure requirements by listing acquisition dates, nature of acquisition, and broker details. For investors, this is a transparent disclosure of insider liquidity rather than an operational development.

Corporate Governance Expert

TL;DR: Disclosure is complete for Rule 144 mechanics; no governance red flags are evident from this notice alone.

The document identifies the broker, the number of shares proposed for sale, acquisition method (restricted stock vesting), and prior recent sales by the same person. The filer affirms no undisclosed material adverse information. This filing is procedural and meets standard insider-sale disclosure practices; it does not by itself indicate governance changes or regulatory concerns.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	5750	516005.00	13618876	09/02/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	04/02/2024	Restricted Stock Vesting	Issuer			5277	04/02/2024	Compensation
Class A	05/01/2024	Restricted Stock Vesting	Issuer			473	05/01/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Mahtiyar Bonakdarpour 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	06/02/2025	5256	686433.60

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What Class A shares is ROOT filing to sell under Rule 144?

The notice proposes sale of 5,750 Class A shares on NASDAQ via Fidelity Brokerage Services LLC.

What is the aggregate market value of the proposed ROOT sale?

The filing lists an aggregate market value of $516,005.00 for the 5,750 shares.

How were the shares acquired that are being sold for ROOT (symbol ROOT)?

The shares were acquired through restricted stock vesting: 5,277 shares on 04/02/2024 and 473 shares on 05/01/2024, listed as compensation.

Has the seller of ROOT shares sold any issuer shares recently?

Yes; the filing discloses a prior sale on 06/02/2025 of 5,256 Class A shares for gross proceeds of $686,433.60.

Who is the broker handling the proposed ROOT sale?

The broker named is Fidelity Brokerage Services LLC at the address provided in the filing.