ROOT (NASDAQ) affiliate files to sell 3,990 Class A shares via Fidelity

Rhea-AI Filing Summary

ROOT submitted a Form 144 notifying the sale of 3,990 Class A shares for resale on 03/20/2026 through Fidelity Brokerage Services on NASDAQ. The filing lists the shares as resulting from restricted stock vesting with an issuer attribution and shows multiple prior dispositions by Jonathan A. Allison in March 2026.

Insights

Securities Counsel

Routine Rule 144 resale notice for restricted shares tied to vesting.

The filing lists 3,990 Class A shares to be sold on 03/20/2026 via Fidelity Brokerage Services, identified as resulting from restricted stock vesting and attributed to the issuer. The notice is a procedural disclosure under resale rules.

Prior dispositions by Jonathan A. Allison are recorded on 03/03/2026, 03/05/2026, 03/10/2026, 03/12/2026, and 03/17/2026 with per‑trade share counts shown. Timing and settlement mechanics are governed by Rule 144 and broker procedures.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3990	178672.20	13748408	03/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	02/19/2026	Restricted Stock Vesting	Issuer			3990	02/19/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/03/2026	3900	186732.00
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/05/2026	3900	187395.00
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/10/2026	3900	175383.00
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/12/2026	3900	170079.00
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/17/2026	3990	179550.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ROOT's Form 144 disclose?

The Form 144 discloses a notice to sell 3,990 Class A shares on 03/20/2026. It identifies the shares as from restricted stock vesting and names Fidelity Brokerage Services as the broker handling the resale on NASDAQ.

Who is shown as the recent seller in the filing for ROOT?

The filing records multiple dispositions by Jonathan A. Allison in March 2026, with trade dates of 03/03, 03/05, 03/10, 03/12, and 03/17/2026. Each entry lists specific share counts and proceeds for those trades.

Are the shares in the Form 144 issued or derived from compensation?

Yes; the Form 144 indicates the 3,990 Class A shares arise from restricted stock vesting on 02/19/2026, and the filing attributes the shares to the issuer as compensation‑related stock vesting.

Through which broker and market will the ROOT shares be sold?

The Form 144 lists Fidelity Brokerage Services LLC as the broker (900 Salem Street, Smithfield, RI) and indicates the resale will occur on NASDAQ, with the filing date tied to 03/20/2026.