Root director receives 2,864 share award

Dorsey Donna reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Dorsey Donna reported acquisition or exercise transactions in this Form 4 filing.

Root, Inc. director Donna Dorsey reported an equity compensation grant rather than an open-market trade. On the reported date, she received 2,864 shares in the form of restricted stock units granted under Root’s Non-Employee Director Compensation Policy at a stated price of $0.00 per share. Following this award, her direct holdings of Class A Common Stock increased to 12,820 shares.

Insider Trade Summary

Grant/Award: 2,864 shares

Grant/Award 1 txn

Insider Dorsey Donna

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	2,864	$0.00	$0.00

Holdings After Transaction: Class A Common Stock — 12,820 shares (Direct)

Footnotes (1)

1. F1. Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy.

Key Figures

Shares granted: 2,864 shares Grant price per share: $0.00 per share Shares held after grant: 12,820 shares +2 more

5 metrics

Shares granted 2,864 shares Restricted stock unit award to director Donna Dorsey

Grant price per share $0.00 per share Stated transaction price for RSU grant

Shares held after grant 12,820 shares Donna Dorsey direct Class A Common Stock holdings post-transaction

Transaction code A Indicates grant, award, or other acquisition on Form 4

Transaction direction acquire Non-derivative acquisition of equity via compensation grant

Key Terms

restricted stock units, Non-Employee Director Compensation Policy, Class A Common Stock, Grant, award, or other acquisition

4 terms

restricted stock units financial

"Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Non-Employee Director Compensation Policy financial

"Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy."

Class A Common Stock financial

"security_title: Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Grant, award, or other acquisition regulatory

"transaction_code_description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Root (ROOT) disclose for director Donna Dorsey?

Root disclosed that director Donna Dorsey received an equity grant. She was awarded 2,864 restricted stock units representing Class A Common Stock as part of Root’s Non-Employee Director Compensation Policy, rather than buying shares in the open market.

How many Root (ROOT) shares were granted to Donna Dorsey in this Form 4?

Donna Dorsey was granted 2,864 shares in the form of restricted stock units. These units are reported as Class A Common Stock and were awarded under Root’s Non-Employee Director Compensation Policy at a stated price of $0.00 per share.

What are Donna Dorsey’s Root (ROOT) holdings after this reported grant?

After the grant, Donna Dorsey directly holds 12,820 shares of Root Class A Common Stock. This total reflects her position including the 2,864 restricted stock units that were awarded pursuant to the company’s Non-Employee Director Compensation Policy.

Was the Root (ROOT) Form 4 transaction a stock purchase or compensation grant?

The transaction was a compensation grant, not a purchase. The Form 4 describes an “A” code transaction, indicating a grant or award of 2,864 restricted stock units to director Donna Dorsey under Root’s Non-Employee Director Compensation Policy.

Did Donna Dorsey pay for the Root (ROOT) shares granted in this filing?

No cash payment was indicated for the grant. The transaction lists 2,864 restricted stock units with a transaction price of $0.00 per share, consistent with stock-based compensation awarded under Root’s Non-Employee Director Compensation Policy.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 06/04/2026 - 05:23 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dorsey Donna

(Last) (First) (Middle)

C/O ROOT, INC.

80 E. RICH ST., STE 500

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Root, Inc. [ ROOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/03/2026		A		2,864(1)	A	$0	12,820	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy.

Remarks:

	/s/ Jodi Baker, Attorney-in-fact	06/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)