Root CAO sells 3,900 shares in open market

Rhea-AI Filing Summary

Root, Inc. Chief Administrative Officer Jonathan Allison reported an open-market sale of 3,900 shares of Class A Common Stock at $43.61 per share. After the sale, he directly holds 89,979 shares. The transaction was executed pursuant to a pre-arranged Rule 10b5-1 trading plan.

Insights

Equity compensation and insider-trading analyst

Small, pre-planned insider sale with most shares retained.

Chief Administrative Officer Jonathan Allison sold 3,900 shares of Root, Inc. Class A Common Stock at $43.61 per share in an open-market transaction. The filing shows this as a straightforward sale of non-derivative shares.

Following the sale, Allison still directly owns 89,979 shares, so the transaction represents only a small portion of his visible holdings. A footnote states the sale was made under a Rule 10b5-1 trading plan, indicating it was pre-scheduled rather than opportunistic.

No derivative positions are listed, and there are no accompanying grants, tax withholdings, or restructurings in this filing. The disclosure mainly updates Allison’s equity stake and records execution of his existing trading plan.

Insider Trade Summary 10b5-1

Net Seller: 3,900 shares

Net Sell 1 txn

Insider Allison Jonathan

Role Chief Administrative Officer

Sold 3,900 shs ($170K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	3,900	$43.61	$170K

Holdings After Transaction: Class A Common Stock — 89,979 shares (Direct)

Footnotes (1)

1. F1. The shares were sold pursuant to a 10b5-1 trading plan.

FAQ

What insider transaction did Root (ROOT) report for Jonathan Allison?

Root reported that Chief Administrative Officer Jonathan Allison sold 3,900 shares of Class A Common Stock. The sale was an open-market transaction at $43.61 per share and was conducted under a pre-arranged Rule 10b5-1 trading plan.

At what price did the Root (ROOT) insider shares sell in this Form 4?

The reported sale by Root executive Jonathan Allison occurred at $43.61 per share. He sold 3,900 shares of Class A Common Stock in an open-market transaction, as disclosed in the Form 4 insider trading report.

How many Root (ROOT) shares does Jonathan Allison hold after the transaction?

After selling 3,900 shares, Jonathan Allison directly holds 89,979 shares of Root Class A Common Stock. This indicates he retained the vast majority of his position, with the filing primarily updating his remaining share ownership.

Was the Root (ROOT) insider sale made under a Rule 10b5-1 plan?

Yes. A footnote states the shares were sold pursuant to a Rule 10b5-1 trading plan. Such plans are pre-arranged trading programs, which typically indicate the timing of the sale was scheduled in advance rather than decided spontaneously.

Does the Root (ROOT) Form 4 include any option exercises or derivative transactions?

No. The Form 4 shows a single non-derivative transaction: an open-market sale of Class A Common Stock. The derivative summary is empty, indicating no option exercises, conversions, or other derivative trades were reported in this filing.

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Accepted by SEC EDGAR 03/16/2026 - 04:10 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allison Jonathan

(Last) (First) (Middle)

C/O ROOT, INC.

80 E. RICH STREET, SUITE 500

(Street)

COLUMBUS OH 43215

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Root, Inc. [ ROOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Administrative Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/12/2026		S		3,900(1)	D	$43.61	89,979	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were sold pursuant to a 10b5-1 trading plan.

Remarks:

	/s/ Jodi Baker, Attorney-in-fact	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.