Root, Inc. (ROOT) director awarded 2,864 restricted stock units

Rhea-AI Filing Summary

Birnbaum Beth A reported acquisition or exercise transactions in this Form 4 filing.

Root, Inc. director Beth A. Birnbaum received a grant of 2,864 shares of Class A Common Stock in the form of restricted stock units. The award was made at no cash cost to her under the company’s Non-Employee Director Compensation Policy, bringing her direct holdings to 17,144 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Birnbaum Beth A

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	2,864	$0.00	--

Holdings After Transaction: Class A Common Stock — 17,144 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

RSU grant size: 2,864 shares Transaction price per share: $0.0000 Shares held after transaction: 17,144 shares +1 more

4 metrics

RSU grant size 2,864 shares Restricted stock units granted to director Beth A. Birnbaum

Transaction price per share $0.0000 Grant of restricted stock units, no cash paid

Shares held after transaction 17,144 shares Beth A. Birnbaum direct Class A Common Stock holdings

Transaction code A Grant, award, or other acquisition on Form 4

Key Terms

restricted stock units, Non-Employee Director Compensation Policy, Class A Common Stock, Grant, award, or other acquisition

4 terms

restricted stock units financial

"Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Non-Employee Director Compensation Policy financial

"Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy."

Class A Common Stock financial

"security_title: Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Grant, award, or other acquisition regulatory

"transaction_code_description: Grant, award, or other acquisition"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Birnbaum Beth A

(Last) (First) (Middle)

C/O ROOT, INC.

80 E. RICH STREET, SUITE 500

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Root, Inc. [ ROOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	06/03/2026		A		2,864(1)	A	$0	17,144	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the grant of restricted stock units in accordance with the Issuer's Non-Employee Director Compensation Policy.

Remarks:

	/s/ Jodi Baker, Attorney-in-fact	06/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Root (ROOT) report for Beth A. Birnbaum?

Root reported that director Beth A. Birnbaum received a grant of 2,864 Class A Common Stock shares as restricted stock units. The award was made under Root’s Non-Employee Director Compensation Policy and classified as a grant, award, or other acquisition.

How many Root (ROOT) shares does Beth A. Birnbaum hold after this grant?

After the grant, Beth A. Birnbaum directly holds 17,144 shares of Root’s Class A Common Stock. This total includes the newly awarded 2,864 restricted stock units and provides context for her overall equity position as a company director.

Was cash paid for Beth A. Birnbaum’s new Root (ROOT) shares?

No cash was paid for these shares; the transaction price per share was reported as 0.0000. The 2,864 shares were granted as restricted stock units under Root’s Non-Employee Director Compensation Policy, reflecting equity-based director compensation rather than an open-market purchase.

What does the Form 4 code “A” mean in the Root (ROOT) filing?

In this Form 4, the code “A” indicates a grant, award, or other acquisition of securities. For Root, this corresponds to 2,864 restricted stock units granted to director Beth A. Birnbaum as part of the company’s Non-Employee Director Compensation Policy.

Is Beth A. Birnbaum’s Root (ROOT) ownership direct or indirect?

The filing shows Beth A. Birnbaum’s ownership as direct, marked with ownership code “D.” The 17,144 shares of Class A Common Stock, including the 2,864 restricted stock units granted, are reported as directly held rather than through an intermediary entity.