Welcome to our dedicated page for Root SEC filings (Ticker: ROOT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Root, Inc. (NASDAQ: ROOT), the parent company of Root Insurance Company. Root operates in the direct property and casualty insurance carriers industry, with a focus on technology-driven personal car insurance in the United States.
Investors can review Root’s current and historical filings to understand how the company reports its financial condition, results of operations, and key developments. Recent Form 8-K filings show how Root announces quarterly financial results, such as results for quarters ended June 30 and September 30, through shareholder letters furnished as exhibits. These filings also reference updated investor presentations that contain information and financial highlights about the company and its industry.
Through this filings page, users can locate Root’s periodic reports and event-driven disclosures, including Form 8-K items related to results of operations and Regulation FD disclosures. These documents outline how Root communicates financial performance, provides investor materials, and addresses disclosure requirements under the Exchange Act and Securities Act.
Stock Titan’s tools enhance the raw filings by offering AI-powered summaries that explain the main points of lengthy documents in plain language. As new Root filings are posted to EDGAR, they are updated here in near real time, allowing users to quickly see new 8-Ks and other forms. Where available, insider transaction reports on Form 4, as well as quarterly (10-Q) and annual (10-K) reports, can be reviewed with AI-generated insights that highlight important sections, helping users navigate complex insurance and technology-related disclosures more efficiently.
ROOT submitted a Form 144 notifying the sale of 3,990 Class A shares for resale on 03/20/2026 through Fidelity Brokerage Services on NASDAQ. The filing lists the shares as resulting from restricted stock vesting with an issuer attribution and shows multiple prior dispositions by Jonathan A. Allison in March 2026.
Root, Inc. Chief Administrative Officer Jonathan Allison sold 3,990 shares of Class A Common Stock in an open‑market transaction at $45.00 per share on March 17, 2026, under a pre-arranged Rule 10b5-1 trading plan. After this sale, he directly holds 85,989 shares.
Root, Inc. Chief Accounting Officer Ryan Forish reported a small share disposition related to equity compensation. On the reported date, 489 shares of Class A common stock were withheld by the company at $44.30 per share to cover tax obligations from vesting restricted stock units, rather than being sold on the open market. After this tax-withholding event, Forish directly held 25,827 shares of Root common stock.
ROOT submitted a Rule 144 notice regarding Class A common shares, listing a proposed sale of 3,990 Class A shares related to Restricted Stock Vesting and compensation. The filing also reports multiple Class A sales by Jonathan A. Allison: 3,900 shares on 03/03/2026, 3,900 on 03/05/2026, 3,900 on 03/10/2026, and 3,900 on 03/12/2026.
Root, Inc. Chief Administrative Officer Jonathan Allison reported an open-market sale of 3,900 shares of Class A Common Stock at $43.61 per share. After the sale, he directly holds 89,979 shares. The transaction was executed pursuant to a pre-arranged Rule 10b5-1 trading plan.
Root, Inc. Chief Accounting Officer Ryan Forish received a grant of 6,620 shares of Class A Common Stock in the form of restricted stock units. These RSUs were awarded at no cash cost and are a compensation-related acquisition, not an open-market purchase. Half of the RSU shares vest on the first anniversary of the grant date, with the remaining half vesting evenly on a quarterly basis after that. Following this grant, Forish directly holds 26,316 shares of Root’s Class A Common Stock.
Jonathan A. Allison reported proposed sales of Class A shares under Rule 144. The filing lists a 3,900-share grant from restricted stock vesting on 04/01/2025 labeled Compensation. It shows three Class A sales of 3,900 shares on 03/03/2026, 03/05/2026, and 03/10/2026 with dollar amounts 186,732.00, 187,395.00, and 175,383.00.
Root, Inc. director Doug Ulman exercised stock options covering 33,352 shares of Class B Common Stock at an exercise price of $0.648 per share on March 9, 2026. Under the terms of the exercise, he received 33,352 shares of Class A Common Stock.
In related actions that day, 473 Class A shares were withheld at $45.77 to cover exercise-related obligations, and 13,152 Class A shares were sold in open-market transactions at an average price of $45.111. Following these transactions, Ulman holds 27,047 Class A shares directly, plus additional indirect holdings of 9,606 and 7,896 Class A shares through trusts associated with him.
Root, Inc. Chief Administrative Officer Jonathan Allison sold 3,900 shares of Class A Common Stock in an open-market transaction at a price of $44.97 per share. The sale was made pursuant to a pre-arranged Rule 10b5-1 trading plan and represents a small portion of his holdings. After the transaction, Allison directly owned 93,879 shares, indicating this was a routine sale rather than a full exit from his position.
ROOT reported a proposed sale of Class A common stock consisting of 3,900 shares tied to restricted stock that vested on 04/01/2025. The filing lists two proposed sales by Jonathan A. Allison on 03/03/2026 and 03/05/2026, each showing 186,732.00 and 187,395.00 respectively.