Morgan Stanley Smith Barney files Form 144 listing ROST PSU lots (NASDAQ: ROST)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting proposed sales of Performance Stock Units tied to common stock of ROST. The filing lists four PSU entries with quantities 668, 647, 685, and 556 and grant dates 03/17/2023 and 03/18/2022.

The notice identifies the securities as issuer-granted Performance Stock Units and uses Morgan Stanley Smith Barney LLC Executive Financial Services as the broker/agent. The filing does not state cash‑flow treatment, aggregate proceeds, or timing of actual sales.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2556	546754.98	323444928	03/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/17/2023	Performance Stock Units	Issuer			668	03/17/2023	Not Applicable
Common	03/17/2023	Performance Stock Units	Issuer			647	03/17/2023	Not Applicable
Common	03/18/2022	Performance Stock Units	Issuer			685	03/18/2022	Not Applicable
Common	03/18/2022	Performance Stock Units	Issuer			556	03/18/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for ROST show?

It reports proposed sales of Performance Stock Units related to ROST common stock. The excerpt lists four PSU entries of 668, 647, 685, and 556 with grant dates 03/17/2023 and 03/18/2022.

Who is the filer on the ROST Form 144?

The filer is Morgan Stanley Smith Barney LLC Executive Financial Services. The filing names that brokerage/agent in connection with the proposed sales of the Performance Stock Units.

Are the securities listed as issuer‑granted or held by selling holders?

The securities are identified as Issuer-granted Performance Stock Units in the excerpt. Each row in the filing shows the grant type labeled as Performance Stock Units with the issuer listed.

Does the filing state when the proposed sales will occur or proceeds?

The excerpt does not provide sale timing or aggregate proceeds. It lists grant dates and PSU quantities but does not specify execution dates or dollar amounts for the proposed sales.

Which grant dates and quantities appear in the Form 144 excerpt for ROST?

The excerpt shows grant dates 03/17/2023 (quantities 668 and 647) and 03/18/2022 (quantities 685 and 556) for Performance Stock Units tied to common stock.