ROST (NASDAQ: ROST) insider 10b5-1 sales: 51,868 shares over March–April

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC notice under Form 144 shows proposed and recent sales of Common shares related to an RSA and Rule 10b5-1 sales by Michael Balmuth. The filing lists a proposed sale of 2,496 shares on 03/31/2026 and three 10b5-1 sale executions: 5,804, 20,449, and 25,615 shares on 04/01/2026, 03/24/2026, and 03/23/2026, respectively.

Insights

Securities Compliance Counsel

Notice records proposed resale and recent 10b5-1 sales by a named individual.

The filing lists a proposed RSA resale of 2,496 shares dated 03/31/2026 and three completed Rule 10b5-1 sales by Michael Balmuth with exact share counts and gross amounts. These entries are administrative disclosures required when insiders plan or effect resales.

Key dependencies are the 10b5-1 plan terms and broker mechanics; the gross proceeds are shown per trade. Subsequent SEC or broker reports would show settlement details and any withholding, if applicable.

Key Figures

Proposed RSA resale: 2,496 shares 10b5-1 sale: 5,804 shares 10b5-1 sale: 20,449 shares +1 more

4 metrics

Proposed RSA resale 2,496 shares 03/31/2026

10b5-1 sale 5,804 shares 04/01/2026, $1,280,973.56 gross

10b5-1 sale 20,449 shares 03/24/2026, $4,385,232.84 gross

10b5-1 sale 25,615 shares 03/23/2026, $5,472,859.92 gross

Key Terms

Form 144, 10b5-1 plan, RSA

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 plan regulatory

"10b5-1 Sales for MICHAEL BALMUTH"

A 10b5-1 plan is a pre-arranged strategy that allows company insiders to buy or sell their shares at predetermined times and prices, even while they are aware of confidential information. It acts like a scheduled appointment for trading, helping ensure transactions happen transparently and legally, which can reassure investors that trades are not based on insider knowledge.

RSA financial

"Securities To Be Sold Common 03/31/2026 RSA"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2496	548995.20	322356795	04/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/31/2026	RSA	Issuer			2496	03/31/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MICHAEL BALMUTH 5130 Hacienda Drive Dublin CA 94568	Common	04/01/2026	5804	1280973.56
10b5-1 Sales for MICHAEL BALMUTH 5130 Hacienda Drive Dublin CA 94568	Common	03/24/2026	20449	4385232.84
MICHAEL BALMUTH 5130 Hacienda Drive Dublin CA 94568	Common	03/23/2026	25615	5472859.92

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ROST Form 144 show about the Michael Balmuth sales?

It lists three Rule 10b5-1 sales by Michael Balmuth: 5,804, 20,449, and 25,615 shares. The filing provides trade dates and gross dollar amounts for each executed sale.

How many shares were proposed for resale under the RSA on the filing?

The filing shows a proposed RSA resale of 2,496 shares dated 03/31/2026. The line labels the transaction as an RSA sale with the issuer/broker listed.

Are the sales described as part of a 10b5-1 plan in the filing?

Yes. The filing explicitly notes these as 10b5-1 sales for Michael Balmuth, indicating they were executed under a pre-arranged trading plan as disclosed in the notice.

What gross proceeds are reported for the March and April trades?

The filing reports gross amounts: $1,280,973.56 for 5,804 shares, $4,385,232.84 for 20,449 shares, and $5,472,859.92 for 25,615 shares, tied to each trade date.