RPM (RPM) EVP files Form 3: direct and 401(k) holdings disclosed
Rhea-AI Filing Summary
RPM International (RPM) Executive Vice President filed an initial statement of beneficial ownership as of 10/02/2025. The filing reports 29,422 shares of Common Stock held directly and 575 shares held indirectly through the company 401(k) plan.
Derivative holdings include multiple grants of Stock Appreciation Rights covering Common Stock, with exercise prices and expirations such as $78.49 expiring 07/22/2030 (20,000 shares) and $110.59 expiring 07/16/2035 (68,500 shares). Several awards are fully vested, while others vest in four equal installments beginning on the specified July dates.
Positive
- None.
Negative
- None.
Insider Trade Summary
8 transactions reported
Mixed
8 txns
Insider
Dennsteadt David C.
Role
Executive Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Appreciation Rights | -- | -- | -- |
| holding | Stock Appreciation Rights | -- | -- | -- |
| holding | Stock Appreciation Rights | -- | -- | -- |
| holding | Stock Appreciation Rights | -- | -- | -- |
| holding | Stock Appreciation Rights | -- | -- | -- |
| holding | Stock Appreciation Rights | -- | -- | -- |
| holding | Common Stock, $0.01 par value | -- | -- | -- |
| holding | Common Stock, $0.01 par value | -- | -- | -- |
Holdings After Transaction:
Stock Appreciation Rights — 167,300 shares (Direct);
Common Stock, $0.01 par value — 29,422 shares (Direct);
Common Stock, $0.01 par value — 575 shares (Indirect, By 401(k) Plan)
Footnotes (8)
- F1. Includes an aggregate of 15,508 unvested restricted shares of Common Stock, 9,600 shares of Common Stock, issued as Performance Earned Restricted Stock, 68 phantom shares held in the company's deferred compensation plan and 4,246 shares of Common Stock which the Reporting Person holds directly.
- F2. Approximate number of shares of Common Stock held as of October 2, 2025 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- F3. These Stock Appreciation Rights are fully vested.
- F4. These Stock Appreciation Rights are fully vested.
- F5. These Stock Appreciation Rights vest in four equal installments, beginning on July 18, 2023.
- F6. These Stock Appreciation Rights vest in four equal installments, beginning on July 19, 2024.
- F7. These Stock Appreciation Rights vest in four equal installments, beginning on July 18, 2025.
- F8. These Stock Appreciation Rights vest in four equal installments, beginning on July 16, 2026.
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FAQ
What did RPM (RPM) disclose in this Form 3?
An Executive Vice President reported initial beneficial ownership: 29,422 Common shares held directly and 575 shares held indirectly via the 401(k) plan as of 10/02/2025.
What derivative awards did the RPM officer report?
Multiple Stock Appreciation Rights, including 20,000 at $78.49 expiring 07/22/2030 and 68,500 at $110.59 expiring 07/16/2035.
Are any SARs fully vested for the RPM officer?
Yes. The filing notes certain grants are fully vested, while others vest in four equal installments beginning on specified July dates.
What is the reporting person’s role at RPM (RPM)?
The reporting person is an Executive Vice President and an Officer of RPM International.
When do unvested SARs begin to vest?
Unvested SARs begin vesting in four equal installments starting on 07/18/2023, 07/19/2024, 07/18/2025, and 07/16/2026, depending on the grant.