STOCK TITAN

RPM International (NYSE: RPM) VP details stock, restricted shares and SAR awards

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

RPM International executive Andrew G. Polanco, VP – Operations, reports initial ownership of 13,412 shares of Common Stock held directly, including 2,658 unvested restricted shares and 5,320 Performance Earned Restricted Stock. He also holds Stock Appreciation Rights over 6,100 underlying shares at an exercise price of $103.04, expiring July 15, 2036, vesting in four equal installments beginning July 15, 2027.

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Insider Polanco Andrew G.
Role VP - Operations
Type Security Shares Price Value
holding Stock Appreciation Rights F2 -- -- --
holding Common Stock, $0.01 par value F1 -- -- --
Holdings After Transaction: Stock Appreciation Rights — 6,100 shares (Direct); Common Stock, $0.01 par value — 13,412 shares (Direct)
Footnotes (2)
  1. F1. Includes an aggregate of 2,658 unvested restricted shares of Common Stock and 5,320 shares of Common Stock, issued as Performance Earned Restricted Stock.
  2. F2. The Stock Appreciation Rights vest in four equal installments, beginning on July 15, 2027.
Direct Common Stock 13,412 shares Initial direct Common Stock ownership reported by VP – Operations Andrew G. Polanco
Unvested Restricted Shares 2,658 shares Portion of Polanco’s direct Common Stock position that remains unvested and restricted
Performance Earned Restricted Stock 5,320 shares Performance-based restricted Common Stock included within Polanco’s direct holdings
Underlying Shares for SARs 6,100 shares Common Stock underlying Polanco’s Stock Appreciation Rights position
SAR Exercise Price $103.04 per share Exercise price on Stock Appreciation Rights held by Polanco
SAR Expiration Date July 15, 2036 Expiration date of Polanco’s reported Stock Appreciation Rights
Stock Appreciation Rights financial
"The Stock Appreciation Rights vest in four equal installments, beginning on July 15, 2027."
Stock appreciation rights (SARs) are a form of employee compensation that give the holder the right to receive the increase in a company's stock price over a set baseline, paid in cash or shares, without having to buy the stock. For investors, SARs matter because they can create future cash outflows or share dilution and signal how a company rewards and motivates executives — similar to giving a bonus tied directly to how well the company’s stock performs.
Performance Earned Restricted Stock financial
"Includes an aggregate of 2,658 unvested restricted shares of Common Stock and 5,320 shares of Common Stock, issued as Performance Earned Restricted Stock."
unvested restricted shares financial
"Includes an aggregate of 2,658 unvested restricted shares of Common Stock and 5,320 shares of Common Stock, issued as Performance Earned Restricted Stock."

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FAQ

What equity holdings did RPM (RPM) executive Andrew G. Polanco report?

Andrew G. Polanco reported 13,412 shares of Common Stock held directly in RPM International. This total includes 2,658 unvested restricted shares and 5,320 Performance Earned Restricted Stock, providing a detailed view of his initial equity stake and incentive-based compensation.

How many stock appreciation rights does RPM (RPM) VP Andrew Polanco hold?

Andrew G. Polanco holds Stock Appreciation Rights over 6,100 underlying shares of RPM International Common Stock. These rights carry an exercise price of $103.04 per share and expire on July 15, 2036, forming a long-dated component of his compensation.

When do Andrew Polanco’s RPM (RPM) stock appreciation rights vest?

Polanco’s Stock Appreciation Rights begin vesting on July 15, 2027 in four equal installments. This staged vesting schedule ties his potential upside to continued service and company performance over several years, aligning his incentives with longer-term shareholder interests.

What portion of Andrew Polanco’s RPM (RPM) common shares are restricted?

Of Polanco’s 13,412 RPM common shares, 2,658 are unvested restricted shares and 5,320 are Performance Earned Restricted Stock. These awards are subject to vesting or performance conditions, meaning not all reported shares are currently unrestricted and freely transferable.

What is the exercise price on Andrew Polanco’s RPM (RPM) stock appreciation rights?

Polanco’s Stock Appreciation Rights are exercisable at $103.04 per share for 6,100 underlying RPM common shares. This fixed exercise price and the 2036 expiration date define the economic terms of his derivative equity position and potential future value realization.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Polanco Andrew G.

(Last)(First)(Middle)
2628 PEARL ROAD

(Street)
MEDINA OHIO 44256

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/17/2026
3. Issuer Name and Ticker or Trading Symbol
RPM INTERNATIONAL INC/DE/ [ RPM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
VP - Operations
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $0.01 par value13,412(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Appreciation Rights (2)07/15/2036Common Stock6,100$103.04D
Explanation of Responses:
1. Includes an aggregate of 2,658 unvested restricted shares of Common Stock and 5,320 shares of Common Stock, issued as Performance Earned Restricted Stock.
2. The Stock Appreciation Rights vest in four equal installments, beginning on July 15, 2027.
/s/ Gregory J. Dziak, as attorney-in-fact for Andrew G. Polanco under Power of Attorney07/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)