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Richtech Robotics (Nasdaq: RR) details plan after Nasdaq late-filing notice

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Richtech Robotics Inc. reported that Nasdaq’s Listing Qualifications Department has determined the company is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it did not timely file its Quarterly Report on Form 10-Q for the period ended March 31, 2026.

The company submitted a plan on July 20, 2026 to regain compliance. If Nasdaq accepts this plan, an exception of up to 180 calendar days from the Form 10-Q due date, to November 16, 2026, may be granted. There is no assurance the plan will be accepted, and if it is not, the company may appeal to a Nasdaq hearings panel.

Positive

  • None.

Negative

  • Richtech Robotics is not in compliance with Nasdaq Listing Rule 5250(c)(1) due to a late Form 10-Q for the period ended March 31, 2026, creating regulatory and listing-status uncertainty.
Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Par value per share 0.0001 per share Class B Common Stock par value
Quarter end for delayed Form 10-Q March 31, 2026 Period covered by the late Quarterly Report on Form 10-Q
Nasdaq deficiency notice date May 22, 2026 Date Nasdaq notified the company of non-compliance
Compliance plan submission date July 20, 2026 Date Richtech Robotics submitted its plan to Nasdaq
Potential extension period 180 calendar days Maximum exception period Nasdaq may grant from the Form 10-Q due date
Potential compliance deadline November 16, 2026 Latest date to regain compliance if full extension is granted
Nasdaq Listing Rule 5250(c)(1) regulatory
"the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1)"
Nasdaq Listing Rule 5250(c)(1) requires companies listed on the Nasdaq stock exchange to promptly notify the exchange if their stock price falls below a certain minimum level, known as the "initial listing standards." This rule helps ensure that investors are aware of significant declines in a company's stock value, which could signal financial trouble or increased risk. Essentially, it helps maintain transparency and protect investors by keeping them informed about important changes in a company's stock performance.
Form 10-Q regulatory
"has not timely filed its Quarterly Report on Form 10-Q for the period ended"
A Form 10-Q is a detailed report that publicly traded companies are required to file with regulators three times a year, providing an update on their financial health and business activities. It is important for investors because it offers timely insights into a company's performance, helping them make informed decisions about buying or selling stocks. Think of it as a regular check-up report that shows how well a company is doing.
Listing Qualifications Department regulatory
"received a notice from the Listing Qualifications Department of The Nasdaq Stock Market"
A listing qualifications department is the part of a stock exchange that checks whether a company meets the exchange’s rules for being listed and staying listed. Think of it as a gatekeeper or building inspector: it reviews financial statements, disclosure practices and corporate governance, flags problems and can require fixes or remove a company’s shares. Investors care because its decisions affect whether a stock remains tradable and how much trust to place in a company’s reporting.
emerging growth company regulatory
"Emerging growth company"
An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.
Inline XBRL technical
"Cover Page Interactive Data File, formatted in Inline XBRL document"
Inline XBRL is a file format for financial filings that embeds machine-readable data tags directly inside the human-readable report, so the same document can be read by people and parsed by software. For investors it makes extracting, comparing and verifying financial numbers faster and more reliable—like a grocery list where each item also has a barcode—reducing manual errors and speeding up analysis.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

Why is Richtech Robotics Inc. (RR) currently non-compliant with Nasdaq rules?

Richtech Robotics is non-compliant with Nasdaq Listing Rule 5250(c)(1) because it did not timely file its Form 10-Q for the quarter ended March 31, 2026. The rule requires listed companies to file all required periodic reports on time.

What late filing triggered Nasdaq’s notice to Richtech Robotics (RR)?

The issue arises from Richtech Robotics not timely filing its Quarterly Report on Form 10-Q for the period ended March 31, 2026. Nasdaq’s Listing Qualifications Department issued a deficiency notice based on this missing periodic financial report.

What steps has Richtech Robotics (RR) taken to regain Nasdaq compliance?

Richtech Robotics submitted a plan on July 20, 2026 to regain compliance with Nasdaq Listing Rule 5250(c)(1). The company states it is working diligently to finalize its financial statements and file the delayed Form 10-Q as soon as practicable.

How long could Richtech Robotics (RR) have to cure its Nasdaq deficiency?

If Nasdaq accepts Richtech Robotics’ plan, it may grant an exception of up to 180 calendar days from the Form 10-Q due date, until November 16, 2026, to regain compliance with the listing rule related to timely periodic filings.

What happens if Nasdaq rejects Richtech Robotics’ (RR) compliance plan?

If Nasdaq does not accept the company’s plan to regain compliance, Richtech Robotics will have the opportunity to appeal to a Nasdaq hearings panel. The outcome of any appeal is not specified and is not assured by the company’s disclosure.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): July 28, 2026

 

Richtech Robotics Inc.

(Exact name of registrant as specified in its charter)

 

Nevada

001-41866

88-2870106

(State or other jurisdiction
of incorporation)

(Commission File Number)

(IRS Employer
Identification No.)

 

2975 Lincoln Rd

Las VegasNV 89115

(Address of principal executive offices, including zip code)

 

Registrant’s telephone number, including area code: (866) 236-3835

 

Not Applicable
(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading

Symbol(s)

Name of each exchange on which registered

Class B Common Stock, par value $0.0001 per share

RR

The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 

 

 

 

 

Item 8.01. Other Events.

 

As previously reported, on May 22, 2026, Richtech Robotics Inc., a Nevada corporation (the “Company”) received a notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”), stating that the Company is not in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Rule”), because it has not timely filed its Quarterly Report on Form 10-Q for the period ended March 31, 2026 (the “Form 10-Q”) with the U.S. Securities and Exchange Commission (the “SEC”). The Rule requires listed companies to timely file all required periodic financial reports with the SEC. The Company is working diligently to finalize the financial statements and to file the Form 10-Q as soon as practicable.

 

On July 20, 2026, the Company submitted to Nasdaq a plan to regain compliance with the Rule. If Nasdaq accepts the Company’s plan, then Nasdaq may grant an exception of up to 180 calendar days from the due date of the Form 10-Q, or until November 16, 2026, to regain compliance. However, there can be no assurance that Nasdaq will accept the Company’s plan to regain compliance or that the Company will be able to regain compliance within any extension period granted by Nasdaq. If Nasdaq does not accept the Company’s plan, then the Company will have the opportunity to appeal that decision to a Nasdaq hearings panel.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.   Document
104   Cover Page Interactive Data File, formatted in Inline XBRL document

 

1

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  Richtech Robotics Inc.
   
     
  By: /s/ Zhenwu (Wayne) Huang
    Name:  Zhenwu (Wayne) Huang
    Title: Chief Executive Officer and Director
     
Dated: July 28, 2026    

 

 

2

 

Filing Exhibits & Attachments

4 documents