RRX (NYSE) Form 144: Brokered notice lists multiple vested restricted-stock lots

Rhea-AI Filing Summary

RRX submitted a Form 144 relating to proposed sales of Common Stock through Fidelity Brokerage Services LLC.

The filing lists multiple restricted stock vesting lots and associated share counts: 1,318, 320, 304, 3,410, 463, 2,686, 332, and 557 with vesting dates spanning 05/09/2021 to 02/23/2025.

Insights

Compliance Counsel

TL;DR: Administrative resale notice listing vested restricted stock lots and broker details.

The submission is a Form 144 notice that identifies a broker-dealer (Fidelity Brokerage Services LLC) and multiple restricted-stock vesting lots with explicit share counts and vesting dates. This form notifies the SEC of an intent to sell under applicable exemptions.

Timing and exact sale amounts per lot are shown by vesting dates; the document does not state executed trades or proceeds. Subsequent transaction details would appear in transfer records or Form 4/1099-series filings if sales occur.

Key Figures

Form type: Form 144 Broker: Fidelity Brokerage Services LLC Vested lot: 1,318 shares +4 more

7 metrics

Form type Form 144 Notice of proposed sale

Broker Fidelity Brokerage Services LLC Listed as broker for proposed sales

Vested lot 1,318 shares Vesting date <date>05/09/2021</date>

Vested lot 320 shares Vesting date <date>02/18/2022</date>

Vested lot 3,410 shares Vesting date <date>02/18/2023</date>

Vested lot 2,686 shares Vesting date <date>02/23/2024</date>

Vested lot 557 shares Vesting date <date>02/23/2025</date>

Key Terms

Restricted Stock Vesting, Form 144, Fidelity Brokerage Services LLC

3 terms

Restricted Stock Vesting regulatory

"Restricted Stock Vesting | Issuer | 1318 | 05/09/2021"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Fidelity Brokerage Services LLC market

"Common | Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	9390	1963730.70	66569573	05/14/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/09/2021	Restricted Stock Vesting	Issuer			1318	05/09/2021	Compensation
Common	02/18/2022	Restricted Stock Vesting	Issuer			320	02/18/2022	Compensation
Common	02/23/2022	Restricted Stock Vesting	Issuer			304	02/23/2022	Compensation
Common	02/18/2023	Restricted Stock Vesting	Issuer			3410	02/18/2023	Compensation
Common	02/23/2023	Restricted Stock Vesting	Issuer			463	02/23/2023	Compensation
Common	02/23/2024	Restricted Stock Vesting	Issuer			2686	02/23/2024	Compensation
Common	11/05/2024	Restricted Stock Vesting	Issuer			332	11/05/2024	Compensation
Common	02/23/2025	Restricted Stock Vesting	Issuer			557	02/23/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RRX's Form 144 filing with Fidelity mean?

It is a notice of proposed sale of common shares via Fidelity Brokerage Services LLC. The filing lists specific restricted-stock vesting lots and share counts; it signals an intent to sell rather than completed transactions.

How many vested restricted-stock lots are listed in the RRX excerpt?

The excerpt lists eight restricted-stock vesting lots with share counts: 1,318; 320; 304; 3,410; 463; 2,686; 332; and 557. Vesting dates range from 05/09/2021 to 02/23/2025.

Does the Form 144 excerpt show completed sales or proceeds for RRX?

No. The excerpt lists vesting lots and broker information but does not report executed sales or dollar proceeds. It functions as a regulatory notice of intent to sell under applicable exemptions.

Will a Form 144 always mean shares are sold for RRX?

Not necessarily. Form 144 is a required notice for proposed sales by insiders or affiliates; it notifies the market of intent but does not confirm that a sale occurred or the timing and proceeds of any sale.