STOCK TITAN

Regal Rexnord (RRX) CEO exercises awards and sells 22,509 shares

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

REGAL REXNORD CORP Chief Executive Officer Louis V. Pinkham reported a mix of option exercises, tax withholding and share sales in company stock. On May 11, 2026, he exercised stock appreciation rights for 9,424 shares at $168.47 and 10,009 shares at $154.20, receiving 19,433 shares of common stock. To cover tax obligations, 16,924 shares were disposed of at $211.33 per share. He then sold 22,509 shares of common stock in open‑market transactions at prices between $209.88 and $216.24. After these transactions, he directly holds about 56,748.545 shares of REGAL REXNORD common stock.

Positive

  • None.

Negative

  • None.
Insider Pinkham Louis V.
Role Chief Executive Officer
Sold 22,509 shs ($4.76M)
Type Security Shares Price Value
Exercise Stock Appreciation Rights 10,009 $0.00 --
Exercise Stock Appreciation Rights 9,424 $0.00 --
Exercise Common Stock 10,009 $154.20 $1.54M
Exercise Common Stock 9,424 $168.47 $1.59M
Tax Withholding Common Stock 16,924 $211.33 $3.58M
Sale Common Stock 6,197 $209.88 $1.30M
Sale Common Stock 5,525 $210.90 $1.17M
Sale Common Stock 5,564 $212.01 $1.18M
Sale Common Stock 1,624 $212.89 $346K
Sale Common Stock 1,400 $213.98 $300K
Sale Common Stock 1,900 $215.43 $409K
Sale Common Stock 299 $216.24 $65K
Holdings After Transaction: Stock Appreciation Rights — 0 shares (Direct, null); Common Stock — 86,757.545 shares (Direct, null)
Footnotes (1)
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $209.350 to $210.255. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $210.400 to $311.390. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $211.465 to $212.450. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $212.475 to $213.450. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $213.645 to $214.650. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $214.98 to $215.86. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The price in Column 4 is a weighted average price. The prices actually received ranged from $216.10 to $216.27. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. The Stock Appreciation Rights vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant.
Shares sold 22,509 shares Open-market sales of common stock on May 11, 2026
Sale price range $209.88–$216.24/share Prices for common stock sales on May 11, 2026
Shares acquired via exercises 19,433 shares Common stock from exercising stock appreciation rights
Exercise prices $168.47 and $154.20/share Stock appreciation rights converted into common stock
Tax withholding shares 16,924 shares Shares used to satisfy tax obligations at $211.33/share
Shares held after transactions 56,748.545 shares Direct common stock ownership after May 11, 2026 trades
SAR underlying shares 9,424 and 10,009 shares Stock appreciation rights exercised into common stock
Stock Appreciation Rights financial
"The filing lists "Stock Appreciation Rights" as a derivative security exercised into common stock."
Stock appreciation rights (SARs) are a form of employee compensation that give the holder the right to receive the increase in a company's stock price over a set baseline, paid in cash or shares, without having to buy the stock. For investors, SARs matter because they can create future cash outflows or share dilution and signal how a company rewards and motivates executives — similar to giving a bonus tied directly to how well the company’s stock performs.
weighted average price financial
"Footnotes state that the reported price is a "weighted average price" across multiple trades."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
tax-withholding disposition financial
"An F-code transaction is described as a "tax-withholding disposition" to cover obligations."
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative security financial
"The M-code entries are defined as exercise or conversion of a "derivative security.""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
open-market sale financial
"Several S-code transactions are described as an "open-market sale" of common stock."
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pinkham Louis V.

(Last)(First)(Middle)
111 WEST MICHIGAN STREET

(Street)
MILWAUKEE WISCONSIN 53203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
REGAL REXNORD CORP [ RRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/11/2026M10,009A$154.286,757.545D
Common Stock05/11/2026M9,424A$168.4796,181.545D
Common Stock05/11/2026F16,924D$211.3379,257.545D
Common Stock05/11/2026S6,197D$209.88(1)73,060.545D
Common Stock05/11/2026S5,525D$210.9(2)67,535.545D
Common Stock05/11/2026S5,564D$212.01(3)61,971.545D
Common Stock05/11/2026S1,624D$212.89(4)60,347.545D
Common Stock05/11/2026S1,400D$213.98(5)58,947.545D
Common Stock05/11/2026S1,900D$215.43(6)57,047.545D
Common Stock05/11/2026S299D$216.24(7)56,748.545D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Appreciation Rights$154.205/11/2026M10,00902/23/2024(8)02/23/2033Common Stock10,009$00D
Stock Appreciation Rights$168.4705/11/2026M9,42402/23/2025(8)02/23/2034Common Stock9,424$09,426D
Explanation of Responses:
1. The price in Column 4 is a weighted average price. The prices actually received ranged from $209.350 to $210.255. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
2. The price in Column 4 is a weighted average price. The prices actually received ranged from $210.400 to $311.390. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
3. The price in Column 4 is a weighted average price. The prices actually received ranged from $211.465 to $212.450. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
4. The price in Column 4 is a weighted average price. The prices actually received ranged from $212.475 to $213.450. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
5. The price in Column 4 is a weighted average price. The prices actually received ranged from $213.645 to $214.650. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
6. The price in Column 4 is a weighted average price. The prices actually received ranged from $214.98 to $215.86. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
7. The price in Column 4 is a weighted average price. The prices actually received ranged from $216.10 to $216.27. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
8. The Stock Appreciation Rights vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant.
Remarks:
/s/ Molly Johnson, as Power of Attorney05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Regal Rexnord (RRX) CEO Louis Pinkham report in this Form 4?

The CEO reported exercising stock appreciation rights, shares withheld for taxes, and open-market sales. He acquired 19,433 common shares through exercises, 16,924 shares were used for tax withholding, and 22,509 shares were sold on the market on May 11, 2026.

How many Regal Rexnord (RRX) shares did the CEO sell and at what prices?

Louis Pinkham sold 22,509 shares of Regal Rexnord common stock in open-market transactions. The reported sale prices ranged from $209.88 to $216.24 per share, based on multiple trades executed on May 11, 2026.

How many Regal Rexnord (RRX) shares did the CEO acquire through exercises?

He acquired 19,433 shares of common stock by exercising stock appreciation rights. These were tied to awards with exercise prices of $168.47 and $154.20 per share, converting derivative awards into directly held common shares.

How many Regal Rexnord (RRX) shares were withheld for taxes in this filing?

A total of 16,924 Regal Rexnord common shares were disposed of as a tax-withholding transaction. This F-code event covered exercise price or tax liabilities by delivering shares rather than reflecting an open-market sale decision.

What is the Regal Rexnord (RRX) CEO’s direct shareholding after these transactions?

Following the reported exercises, tax withholding, and sales, Louis Pinkham directly holds 56,748.545 shares of Regal Rexnord common stock. This figure reflects his remaining direct ownership after all Form 4 transactions on May 11, 2026.

What derivative awards were involved in the Regal Rexnord (RRX) CEO’s Form 4?

The filing shows stock appreciation rights covering 9,424 and 10,009 underlying shares. These carried exercise prices of $168.47 and $154.20 and were exercised into Regal Rexnord common stock on May 11, 2026.