Welcome to our dedicated page for RiverNorth Capital and Fund SEC filings (Ticker: RSF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The RiverNorth Capital and Income Fund, Inc. (RSF) SEC filings page on Stock Titan is intended to provide access to the Fund’s regulatory documents as they become available through the EDGAR system. As a diversified, closed-end management investment company listed on the New York Stock Exchange, RiverNorth Capital and Income Fund files reports and offering documents that describe its investment objective of seeking a high level of current income, its focus on credit instruments and Alternative Credit, and the risks associated with these strategies.
In its public materials, the Fund references a prospectus, prospectus supplements and periodic reports such as annual and semi-annual reports. These documents discuss topics such as the Fund’s investments in securities of specialty finance and other financial companies, the structure and terms of transferable rights offerings, and the characteristics of Alternative Credit Instruments, which are generally unrated and comparable in quality to below investment grade, or "junk" bond, securities.
On Stock Titan, RSF-related SEC filings such as registration statements and prospectus supplements can be paired with AI-powered summaries that explain key sections in plain language. For example, disclosures about rights offerings, subscription price formulas based on a percentage of net asset value, and the use of leverage or preferred stock can be highlighted so readers can more easily understand how these elements affect the Fund.
Users can also look for filings that describe the Fund’s 5.875% Series A Term Preferred Stock (RMPL), including details on distribution policies and potential sources of distributions, such as ordinary income, net realized capital gains and return of capital. Where Form 4 or other insider-related filings exist, they can help track transactions by affiliated parties. By combining real-time filing updates from EDGAR with AI-generated explanations, the RSF filings page helps readers interpret complex regulatory language and connect it to the Fund’s stated objective and risk profile.
RiverNorth Capital & Income Fund (RSF) – Form 4 insider filing
CEO & Director Patrick W. Galley disclosed the acquisition of 39,813 RSF common shares on 07/11/2025. The transaction, coded “J,” indicates the shares were obtained through a rights offering at a stated price of $14.39 per share. After this purchase, Galley’s direct ownership rises to 254,733 shares. No dispositions or derivative securities were reported.
Net insider buying by the fund’s chief executive can be viewed as a positive signal of management’s conviction; however, because the purchase stems from a rights offering rather than open-market buying, the informational value may be somewhat muted.