Welcome to our dedicated page for RiverNorth Capital & Income Fund SEC filings (Ticker: RSF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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RiverNorth Capital & Income Fund, Inc. (RSF) reports on a year of transition for the period ended June 30, 2026. The closed-end interval fund, which seeks a high level of current income, generated a 6.09% total return at NAV and 12.30% at market price, compared with 3.79% for the Bloomberg U.S. Aggregate Bond Index. Net investment income was $8.0 million, supporting common-share distributions of $6.45 million.
As of June 30, 2026, the portfolio was concentrated in small business loans from Square, representing 92.98% of investments, with 5.74% in a Treasury money market fund. Management has decided to let the Square loan portfolio run off and reinvest proceeds into pre-merger SPACs and an “Enhanced Equity” structure using equity index futures, aiming for a “stocks-plus” profile with downside mitigation. Effective October 27, 2026, the investment objective will change from income to total return through income and capital appreciation, marking a significant strategic shift. Net assets at year-end were $54.9 million with a NAV of $15.07 per share.
RiverNorth Capital & Income Fund, Inc. received an updated Schedule 13G/A reporting the beneficial ownership of its common stock by Shawn Mihal, an individual based in Scottsdale, Arizona and a U.S. citizen. The filing covers common shares of RiverNorth Capital & Income Fund, Inc. identified by CUSIP 76882B108.
The report states that Mihal beneficially owns 8,643 common shares, representing 0.2% of the outstanding class. He has no sole voting or dispositive power over these shares, and shared dispositive power over 8,643 shares, with no shared voting power. The filing notes that this ownership is 5% or less of the class and references Osaic Wealth, Inc. as an affiliate of the parent holding company Osaic Holdings, Inc. The Schedule is signed by Mihal in his capacity as SVP, Chief Compliance Officer.
RiverNorth Capital & Income Fund, Inc. ownership disclosure: an affiliate of Osaic Holdings, Inc. reports beneficial ownership of 399,802 shares of Common stock, representing 9.4% of the class as shown with an as of date of 06/30/2025. The Schedule 13G/A is signed by Shawn Mihal, Chief Compliance Officer, on 05/12/2026, and identifies Osaic Wealth, Inc. as the affiliate related to the parent holding company.
Nomura Holdings Inc. and its affiliate Nomura Global Financial Products Inc. filed Amendment No. 1 to a Schedule 13G showing they now beneficially own 0 shares of RiverNorth Capital & Income Fund, Inc. (RSF) common stock, representing 0% of the class as of 12/31/2025.
The filing confirms they have no sole or shared voting or dispositive power over RSF shares and that any securities previously acquired were held in the ordinary course of business, not to change or influence control of the fund.
CSS LLC/IL filed an amended Schedule 13G reporting its beneficial ownership in RiverNorth Capital & Income Fund, Inc. common stock. The firm reports owning 266,670 shares, representing 6.27% of the outstanding common shares, as of the event date 12/16/2025. CSS LLC/IL has sole power to vote and dispose of all these shares, with no shared voting or dispositive power. The filing also certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of RiverNorth Capital & Income Fund, Inc.
RiverNorth Capital & Income Fund, Inc. disclosed that investor CSS LLC/IL has filed an amended Schedule 13G reporting a passive ownership stake in its common shares. CSS LLC/IL reports beneficial ownership of 215,815 common shares, representing 5.08% of the outstanding class. The firm has sole voting and sole dispositive power over all of these shares, with no shared voting or dispositive authority. CSS LLC/IL also certifies that the holdings were not acquired to change or influence control of RiverNorth Capital & Income Fund.
Nomura Holdings, Inc. filed a Schedule 13G reporting beneficial ownership of 250,000 shares of RiverNorth Capital & Income Fund, Inc. (RSF) common stock, representing 5.9% of the class. The filing lists shared voting and dispositive power over 250,000 shares and no sole power; the shares are held by subsidiary Nomura Global Financial Products, Inc.
The ownership percentage is based on 4,252,062 shares outstanding as of September 30, 2025. The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Sit Investment Associates, Inc. and Sit Fixed Income Advisors II, LLC filed an amended Schedule 13G reporting beneficial ownership in RiverNorth Capital & Income Fund, Inc. (RSF). The firms report 199,197 shares, representing 4.9% of the class, with shared voting and dispositive power over 199,197 shares and no sole power.
The percentage is based on 4,039,779 shares outstanding as of June 30, 2025, adjusted for a rights offering on July 7, 2025 and the issuer’s quarterly repurchases on July 7, 2025 and October 1, 2025. The filers state the securities were acquired and are held in the ordinary course and not to change or influence control, and they disclaim beneficial ownership pursuant to Rule 13d‑4.
CSS LLC/IL filed an amended Schedule 13G for RiverNorth Capital & Income Fund, Inc. (RSF), reporting beneficial ownership of 207,352 common shares, equal to 4.88% of the class, with an event date of 10/06/2025.
The filer reports sole voting power over 207,352 shares and sole dispositive power over 207,352 shares, with no shared voting or dispositive power. Item 5 indicates ownership of 5 percent or less of the class. The certification states the securities were not acquired and are not held for the purpose of changing or influencing control, consistent with a passive 13G filing.
The reporting person lists its principal office in Chicago, Illinois.
RiverNorth Capital & Income Fund, Inc. (RSF) Form 3 filed by RiverNorth Financial Holdings, LLC on 09/18/2025 reports the initial beneficial ownership statement for a reporting person affiliated with the fund's adviser. The filer identifies its relationship as an officer and as an affiliate of the adviser. The filing states 0 common shares beneficially owned directly. The form is signed by Marc Collins.