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[SCHEDULE 13G] RiverNorth Capital & Income Fund, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G
Rhea-AI Filing Summary

Nomura Holdings, Inc. filed a Schedule 13G reporting beneficial ownership of 250,000 shares of RiverNorth Capital & Income Fund, Inc. (RSF) common stock, representing 5.9% of the class. The filing lists shared voting and dispositive power over 250,000 shares and no sole power; the shares are held by subsidiary Nomura Global Financial Products, Inc.

The ownership percentage is based on 4,252,062 shares outstanding as of September 30, 2025. The certification states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.

Positive
  • None.
Negative
  • None.





Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G




Comment for Type of Reporting Person: (1) Shared voting and dispositive power represents 250,000 shares of Common Stock beneficially owned by Nomura Global Financial Products, Inc. ("NGFP"). NGFP is a wholly owned subsidiary of Nomura Holdings, Inc., which accordingly may be deemed to beneficially own the shares of Common Stock beneficially owned by NGFP. (2) The percent of class is calculated based on 4,252,062 shares of Common Stock outstanding as of September 30, 2025, as reported on the Issuer's website.


SCHEDULE 13G




Comment for Type of Reporting Person: (3) The percent of class is calculated based on 4,252,062 shares of Common Stock outstanding as of September 30, 2025, as reported on the Issuer's website.


SCHEDULE 13G



NOMURA HOLDINGS INC
Signature:/s/ Samir Patel
Name/Title:Samir Patel, Managing Director
Date:11/14/2025
NOMURA GLOBAL FINANCIAL PRODUCTS INC
Signature:/s/ Samir Patel
Name/Title:Samir Patel, Authorized Officer
Date:11/14/2025
Exhibit Information

Exhibit A - Joint Filing Agreement Exhibit B - Subsidiaries

FAQ

Who filed the Schedule 13G related to RSF?

The filing was made by Nomura Holdings, Inc. and its subsidiary Nomura Global Financial Products, Inc.

How many RSF shares are beneficially owned by Nomura?

They report beneficial ownership of 250,000 shares of RSF common stock.

What percentage of RSF does this stake represent?

The filing states 5.9% of the outstanding class.

What are the voting and dispositive powers reported?

They report shared voting power: 250,000; shared dispositive power: 250,000; sole power: 0 for both.

What share count was used to calculate the 5.9%?

The percentage is based on 4,252,062 shares outstanding as of September 30, 2025.

What does the filer certify about its investment intent?

They certify the securities were acquired and are held in the ordinary course of business and not to change or influence control.

What is the date of the event triggering the filing?

The stated date of event is September 30, 2025.
RiverNorth Capital and Inc Fund

NYSE:RSF

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62.08M
4.25M
5.15%
38.66%
0.82%
Asset Management
Financial Services
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United States
Chicago