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Nomura discloses 0% stake in RiverNorth Capital & Income (RSF)

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Nomura Holdings Inc. and its affiliate Nomura Global Financial Products Inc. filed Amendment No. 1 to a Schedule 13G showing they now beneficially own 0 shares of RiverNorth Capital & Income Fund, Inc. (RSF) common stock, representing 0% of the class as of 12/31/2025.

The filing confirms they have no sole or shared voting or dispositive power over RSF shares and that any securities previously acquired were held in the ordinary course of business, not to change or influence control of the fund.

Positive

  • None.

Negative

  • None.





Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



NOMURA HOLDINGS INC
Signature:/s/ Samir Patel
Name/Title:Samir Patel, Managing Director
Date:02/17/2026
NOMURA GLOBAL FINANCIAL PRODUCTS INC
Signature:/s/ Samir Patel
Name/Title:Samir Patel, Authorized Officer
Date:02/17/2026
Exhibit Information

Exhibit A - Joint Filing Agreement Exhibit B - Subsidiaries

FAQ

What does the RSF Schedule 13G/A filed by Nomura disclose?

The filing shows Nomura Holdings Inc. and Nomura Global Financial Products Inc. now beneficially own 0 RSF shares, representing 0% of the common stock as of 12/31/2025. They report no voting or dispositive power over any RSF shares.

Which securities of RiverNorth Capital & Income Fund, Inc. (RSF) are covered?

The disclosure covers common stock of RiverNorth Capital & Income Fund, Inc., with a par value of $0.0001 per share and CUSIP 76882B108. Nomura reports it no longer has any beneficial ownership of this class of securities.

How much of RSF does Nomura report owning in this Schedule 13G/A?

Nomura reports 0.00 shares beneficially owned and 0% of the RSF common stock class. The cover pages show zero sole or shared voting power and zero sole or shared dispositive power over any RSF shares for both reporting entities.

Who are the reporting persons in the RSF Schedule 13G/A filing?

The reporting persons are Nomura Holdings, Inc., organized in Japan, and Nomura Global Financial Products, Inc., organized in Delaware. The filing notes that certain subsidiaries’ holdings, if any, may be disaggregated from Nomura Holdings under SEC Release No. 34-39538.

What does Item 5 of the RSF Schedule 13G/A say about ownership level?

Item 5 indicates ownership of 5 percent or less of the RSF common stock class. Combined with the reported 0 shares and 0% in the cover pages, this confirms Nomura is no longer a significant beneficial owner of RSF shares.

How does Nomura describe its purpose in holding RSF securities?

The certification states that RSF securities were acquired and held in the ordinary course of business and were not acquired to change or influence control of the issuer, nor in connection with any transaction intended to have that effect, aside from limited proxy nomination activities cited.
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