Osaic affiliate reports 9.4% stake in RiverNorth Capital & Income Fund (RSF)

Rhea-AI Filing Summary

RiverNorth Capital & Income Fund, Inc. ownership disclosure: an affiliate of Osaic Holdings, Inc. reports beneficial ownership of 399,802 shares of Common stock, representing 9.4% of the class as shown with an as of date of 06/30/2025. The Schedule 13G/A is signed by Shawn Mihal, Chief Compliance Officer, on 05/12/2026, and identifies Osaic Wealth, Inc. as the affiliate related to the parent holding company.

Key Figures

Form type: Schedule 13G/A Shares beneficially owned: 399,802 shares Percent of class: 9.4% +2 more

5 metrics

Form type Schedule 13G/A Ownership disclosure filing

Shares beneficially owned 399,802 shares as of 06/30/2025

Percent of class 9.4% common stock as of 06/30/2025

CUSIP 76882B108 RiverNorth Capital & Income Fund Common stock

Signature date 05/12/2026 signed by Shawn Mihal, Chief Compliance Officer

Key Terms

Schedule 13G/A, beneficially owned, parent holding company

3 terms

Schedule 13G/A regulatory

"the cover and Item 2 identify this filing as Schedule 13G/A"

A Schedule 13G/A is an amended public filing with the U.S. securities regulator that updates a previous Schedule 13G, disclosing when an individual or group holds a substantial (typically over 5%) stake in a company and is claiming a passive, non‑controlling intent. Investors monitor these updates because rising or falling holdings can signal changing confidence, potential future moves, or shifts in voting power — like watching a public ledger where large shareholders quietly adjust their positions.

beneficially owned financial

"Item 4(a) states Amount beneficially owned: 399802.00"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

parent holding company regulatory

"Item 7 references Osaic Holdings, Inc. and an affiliate Osaic Wealth, Inc."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 02:24 PM Learn about SEC filing dates

FAQ

What stake does Osaic report in RiverNorth Capital & Income Fund (RSF)?

Osaic reports beneficial ownership of 399,802 shares, equal to 9.4% of the common stock as of 06/30/2025. The holding is disclosed on a Schedule 13G/A signed by Shawn Mihal on 05/12/2026.

Who filed the Schedule 13G/A for RSF and in what capacity?

Shawn Mihal, Chief Compliance Officer, signed the Schedule 13G/A on behalf of an affiliate. The filing identifies Osaic Wealth, Inc. as the affiliate related to parent Osaic Holdings, Inc. in the Item 7 exhibit text.

What class and CUSIP are disclosed in the RSF Schedule 13G/A?

The filing covers Common stock with CUSIP 76882B108. The Schedule 13G/A lists the security class and the CUSIP on the cover and in Item 2(d)-(e).

Does the Schedule 13G/A show voting or dispositive power for the reported shares?

The filing shows 0 shares with sole voting or sole dispositive power and 399,802 shares with shared dispositive power, indicating shared control over disposition as reported in Item 4.

What dates are relevant in the RSF Schedule 13G/A filing?

The ownership percentage is tied to 06/30/2025 as the reference date for holdings, and the Schedule 13G/A is signed on 05/12/2026 by Shawn Mihal, per the signature block.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

RiverNorth Capital & Income Fund, Inc.

(Name of Issuer)

Common

(Title of Class of Securities)

76882B108

(CUSIP Number)

06/30/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 76882B108

1

Names of Reporting Persons

OSAIC HOLDINGS, INC.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

ARIZONA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power
6	Shared Voting Power
7	Sole Dispositive Power
8	Shared Dispositive Power 399,802.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

399,802.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

9.4 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: RiverNorth Capital & Income Fund, Inc.
(b)	Address of issuer's principal executive offices: 360 S. ROSEMARY AVE, 360 S. ROSEMARY AVE, WEST PALM BEACH, FLORIDA, 33401.
Item 2.
(a)	Name of person filing: Shawn Mihal
(b)	Address or principal business office or, if none, residence: 18700 N. Hayden Rd. Suite 255 Scottsdale, AZ 85255
(c)	Citizenship: USA
(d)	Title of class of securities: Common
(e)	CUSIP No.: 76882B108
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 399802.00
(b)	Percent of class: 9.4 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0.00
	(ii) Shared power to vote or to direct the vote: 0.00
	(iii) Sole power to dispose or to direct the disposition of: 0.00
	(iv) Shared power to dispose or to direct the disposition of: 399802.00
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. Osaic Wealth, Inc is an affiliate of the parent holding company Osaic Holdings, Inc.
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

OSAIC HOLDINGS, INC.

Signature:	Shawn Mihal
Name/Title:	Chief Compliance Officer
Date:	05/12/2026