RiverNorth Capital & Income Fund (RSF) holder discloses 0.2% beneficial stake

Rhea-AI Filing Summary

RiverNorth Capital & Income Fund, Inc. received an updated Schedule 13G/A reporting the beneficial ownership of its common stock by Shawn Mihal, an individual based in Scottsdale, Arizona and a U.S. citizen. The filing covers common shares of RiverNorth Capital & Income Fund, Inc. identified by CUSIP 76882B108.

The report states that Mihal beneficially owns 8,643 common shares, representing 0.2% of the outstanding class. He has no sole voting or dispositive power over these shares, and shared dispositive power over 8,643 shares, with no shared voting power. The filing notes that this ownership is 5% or less of the class and references Osaic Wealth, Inc. as an affiliate of the parent holding company Osaic Holdings, Inc. The Schedule is signed by Mihal in his capacity as SVP, Chief Compliance Officer.

Key Figures

Beneficially owned shares: 8,643 shares Percent of class: 0.2% Sole voting power: 0 +3 more

6 metrics

Beneficially owned shares 8,643 shares Common stock of RiverNorth Capital & Income Fund, Inc.

Percent of class 0.2% Ownership percentage of common stock class

Sole voting power 0 Shares with sole power to vote or direct vote

Shared voting power 0 Shares with shared power to vote or direct vote

Sole dispositive power 0 Shares with sole power to dispose or direct disposition

Shared dispositive power 8,643 shares Shares with shared power to dispose or direct disposition

Key Terms

beneficially owned, shared dispositive power, parent holding company

3 terms

beneficially owned financial

"Ownership (a) | Amount beneficially owned: 8643.00"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

shared dispositive power financial

"Shared Dispositive Power 8,643.00"

parent holding company financial

"Osaic Wealth, Inc. is an affiliate of the parent holding company Osaic Holdings, Inc."

FAQ

What ownership in RSF does Shawn Mihal report in this Schedule 13G/A?

The filing reports that Shawn Mihal beneficially owns 8,643 shares of RiverNorth Capital & Income Fund, Inc. common stock, representing 0.2% of the class, with shared dispositive power over all of these shares.

Does the Schedule 13G/A show that Osaic entities are involved with RSF shares?

Yes. The filing notes that Osaic Wealth, Inc. is an affiliate of parent holding company Osaic Holdings, Inc., in connection with the securities reported, indicating the ownership is associated with these related entities.

What voting and dispositive powers over RSF shares are reported in this filing?

The report shows no sole or shared voting power over the RiverNorth Capital & Income Fund, Inc. shares, but indicates shared dispositive power over 8,643 shares and no sole dispositive power.

Is the reported RSF ownership by Shawn Mihal above 5% of the class?

No. The Schedule 13G/A explicitly states ownership of 5 percent or less of the class, with the reported beneficial ownership at 0.2% of RiverNorth Capital & Income Fund, Inc.'s common stock.

Who signed the RSF Schedule 13G/A and in what capacity?

The Schedule 13G/A is signed by Shawn Mihal, who is identified as SVP, Chief Compliance Officer. His business address is listed in Scottsdale, Arizona, and he is reported as a U.S. citizen.

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Available on EDGAR 08/14/2026 - 01:03 PM Accepted by SEC EDGAR 08/14/2026 - 01:03 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)

RiverNorth Capital & Income Fund, Inc.

(Name of Issuer)

Common

(Title of Class of Securities)

76882B108

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 76882B108

1

Names of Reporting Persons

OSAIC HOLDINGS, INC.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

ARIZONA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 8,643.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

8,643.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

0.2 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: RiverNorth Capital & Income Fund, Inc.
(b)	Address of issuer's principal executive offices: 360 S. ROSEMARY AVE, SUITE 1420, WEST PALM BEACH, FLORIDA, 33401
Item 2.
(a)	Name of person filing: Shawn Mihal
(b)	Address or principal business office or, if none, residence: 18700 N. Hayden Rd. Suite 255 Scottsdale, AZ 85255
(c)	Citizenship: USA
(d)	Title of class of securities: Common
(e)	CUSIP No.: 76882B108
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 8643.00
(b)	Percent of class: 0.2 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0.00
	(ii) Shared power to vote or to direct the vote: 0.00
	(iii) Sole power to dispose or to direct the disposition of: 0.00
	(iv) Shared power to dispose or to direct the disposition of: 8643.00
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. Osaic Wealth, Inc. is an affiliate of the parent holding company Osaic Holdings, Inc.
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

OSAIC HOLDINGS, INC.

Signature:	Shawn Mihal
Name/Title:	SVP, Chief Compliance Officer - IA
Date:	08/14/2026