Richard Schwartz 10b5-1 sales listed; RSI (NYSE: RSI) multiple transactions disclosed

Rhea-AI Filing Summary

Richard Schwartz filed a Form 144 notice to sell 61,765 Restricted Stock Units of the issuer held at Morgan Stanley Smith Barney LLC. The filing lists prior 10b5-1 sales on 04/01/2026 (90,482 shares, $1,994,503.77), 03/02/2026 (247,113 shares, $4,901,214.53), 02/17/2026 (247,114 shares, $4,155,246.62) and 02/04/2026 (247,114 shares, $4,352,517.73).

Insights

Securities Compliance Counsel

Routine Form 144 notice documenting planned and executed 10b5-1 sales by an affiliate.

The filing lists a proposed sale of 61,765 Restricted Stock Units and records multiple prior 10b5-1 dispositions with exact share counts and gross proceeds. These disclosures satisfy the Section 144 notice requirements by providing dates, amounts, and intermediary details.

Timing and cash‑flow treatment are set by the listed 10b5-1 instructions; subsequent public disclosures or broker reports would show actual settlement details. Future filings will show final disposition outcomes if sales complete.

Key Figures

Proposed RSUs to be sold: 61,765 shares 10b5-1 sale on 04/01/2026: 90,482 shares Gross proceeds 04/01/2026: $1,994,503.77 +5 more

8 metrics

Proposed RSUs to be sold 61,765 shares Restricted Stock Units to be sold (listed under Securities To Be Sold)

10b5-1 sale on 04/01/2026 90,482 shares Listed 10b5-1 sale with gross proceeds

Gross proceeds 04/01/2026 $1,994,503.77 Proceeds reported for the 04/01/2026 10b5-1 sale

10b5-1 sale on 03/02/2026 247,113 shares Listed 10b5-1 sale with gross proceeds

Gross proceeds 03/02/2026 $4,901,214.53 Proceeds reported for the 03/02/2026 10b5-1 sale

10b5-1 sales on 02/17/2026 and 02/04/2026 247,114 shares (each date) Two listed 10b5-1 sales with reported proceeds

Gross proceeds 02/17/2026 $4,155,246.62 Proceeds reported for the 02/17/2026 10b5-1 sale

Gross proceeds 02/04/2026 $4,352,517.73 Proceeds reported for the 02/04/2026 10b5-1 sale

Key Terms

Form 144, 10b5-1 Sales, Restricted Stock Units, Gross proceeds

4 terms

Form 144 regulatory

"144: Filer Information 144: Issuer Information 144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 Sales regulatory

"10b5-1 Sales for RICHARD SCHWARTZ 900 N. Michigan Avenue"

Restricted Stock Units financial

"Common | 03/14/2026 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Gross proceeds financial

"04/01/2026 | 90482 | 1994503.77"

The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	61765	1408242.00	103175028	04/16/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/14/2026	Restricted Stock Units	Issuer			61765	03/14/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for RICHARD SCHWARTZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	04/01/2026	90482	1994503.77
10b5-1 Sales for RICHARD SCHWARTZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	03/02/2026	247113	4901214.53
10b5-1 Sales for RICHARD SCHWARTZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	02/17/2026	247114	4155246.62
10b5-1 Sales for RICHARD SCHWARTZ 900 N. Michigan Avenue, Suite 950 Chicago IL 60611	Common	02/04/2026	247114	4352517.73

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Richard Schwartz's Form 144 for RSI report?

It reports a proposed sale of 61,765 Restricted Stock Units. The filing also lists prior 10b5-1 sales on 04/01/2026, 03/02/2026, 02/17/2026, and 02/04/2026 with exact share counts and gross proceeds.

What were the recent 10b5-1 sale amounts listed in the RSI filing?

The filing lists four 10b5-1 sales: 90,482, 247,113, 247,114, and 247,114 shares. Each sale includes its gross proceeds in dollars next to the share count in the notice.

Does the Form 144 show how much cash was received from prior RSI sales?

Yes, the filing shows gross proceeds for each listed sale, including $1,994,503.77 for the 04/01/2026 sale and similar amounts for earlier dates next to each share count.

Are the securities to be sold in the RSI filing restricted or unrestricted?

The filing specifies the securities to be sold as Restricted Stock Units and lists a quantity of 61,765, indicating the notice relates to restricted award units rather than open-market holdings.