STOCK TITAN

[SCHEDULE 13G/A] ReShape Lifesciences, Inc. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A
Rhea-AI Filing Summary

ReShape Lifesciences Schedule 13G/A filed by CVI Investments, Inc. and Heights Capital Management, Inc. reports that the reporting persons beneficially own 0 shares (0%) of the company’s common stock. Heights Capital is identified as the investment manager to CVI and may be deemed to have voting and dispositive power over shares held by CVI, although both entities expressly disclaim beneficial ownership except for any pecuniary interest. The filing notes ownership is below 5% and certifies the securities were not acquired to change or influence control of the issuer.

ReShape Lifesciences Il Schedule 13G/A depositato da CVI Investments, Inc. e Heights Capital Management, Inc. indica che i soggetti segnalanti non detengono 0 azioni (0%) del capitale ordinario della società. Heights Capital è identificata come gestore degli investimenti di CVI e potrebbe essere considerata titolare del potere di voto e di disposizione sulle azioni detenute da CVI, pur precisando che entrambe le entità dichiarano espressamente di non vantare la qualità di beneficiario, fatta eccezione per eventuali interessi pecuniari. Il deposito segnala che la partecipazione è inferiore al 5% e certifica che i titoli non sono stati acquisiti per modificare o influenzare il controllo dell'emittente.

ReShape Lifesciences El Schedule 13G/A presentado por CVI Investments, Inc. y Heights Capital Management, Inc. indica que las personas informantes no poseen 0 acciones (0%) del capital social ordinario de la compañía. Heights Capital figura como gestor de inversiones de CVI y podría considerarse que tiene poder de voto y de disposición sobre las acciones en poder de CVI, aunque ambas entidades declaran expresamente que no reclaman la condición de propietarios beneficiarios, salvo por cualquier interés pecuniario. La presentación señala que la participación es inferior al 5% y certifica que los valores no se adquirieron para cambiar o influir en el control del emisor.

ReShape Lifesciences CVI Investments, Inc.와 Heights Capital Management, Inc.가 제출한 Schedule 13G/A에 따르면 보고 주체들은 회사의 보통주를 0주(0%) 보유하고 있는 것으로 보고되었습니다. Heights Capital은 CVI의 투자운용사로 지정되어 있으며 CVI가 보유한 주식에 대해 의결권 및 처분권을 가진 것으로 간주될 수 있으나, 양사는 금전적 이익을 제외하고 실질적 소유권을 주장하지 않는다고 명시적으로 부인합니다. 제출서류는 보유 비중이 5% 미만임을 기재하고, 해당 증권이 발행인의 지배권을 변경하거나 영향을 미치기 위해 취득된 것이 아님을 인증합니다.

ReShape Lifesciences Le Schedule 13G/A déposé par CVI Investments, Inc. et Heights Capital Management, Inc. indique que les personnes déclarante ne détiennent pas 0 actions (0%) des actions ordinaires de la société. Heights Capital est désigné comme gestionnaire d'investissement de CVI et peut être considéré comme ayant le pouvoir de vote et de disposition sur les actions détenues par CVI, bien que les deux entités déclinent expressément toute qualité de propriétaire bénéficiaire, à l'exception de tout intérêt pécuniaire. Le dépôt précise que la participation est inférieure à 5% et certifie que les titres n'ont pas été acquis dans le but de changer ou d'influencer le contrôle de l'émetteur.

ReShape Lifesciences Die von CVI Investments, Inc. und Heights Capital Management, Inc. eingereichte Schedule 13G/A meldet, dass die meldenden Personen 0 Aktien (0%) der Stammaktien des Unternehmens besitzen. Heights Capital wird als Investmentmanager von CVI bezeichnet und könnte hinsichtlich der von CVI gehaltenen Aktien als stimmberechtigt und verfügungsbefugt angesehen werden, obwohl beide Gesellschaften ausdrücklich erklären, keine wirtschaftliche Eigentümerschaft geltend zu machen, abgesehen von etwaigen finanziellen Interessen. Die Einreichung weist darauf hin, dass die Beteiligung unter 5% liegt, und bestätigt, dass die Wertpapiere nicht erworben wurden, um die Kontrolle des Emittenten zu ändern oder zu beeinflussen.

Positive
  • Clear ownership disclosure: Reporting Persons state 0 shares (0%) beneficial ownership of ReShape Lifesciences common stock.
  • Manager relationship disclosed: Heights Capital Management is identified as investment manager to CVI and the filing discloses potential voting/dispositive power while disclaiming beneficial ownership.
  • No control intent: The certification affirms the securities were not acquired to change or influence control of the issuer.
Negative
  • None.

Insights

TL;DR: Reporting persons disclose no economic stake in RSLS; the filing is informational and not materially impactful.

The Schedule 13G/A confirms 0 shares (0%) beneficial ownership by CVI Investments and Heights Capital in ReShape Lifesciences. For market and valuation purposes, a zero ownership disclosure carries no immediate capital-market implications. The filing does, however, disclose the manager-client relationship whereby Heights Capital may exercise voting or dispositive power over CVI-held shares while disclaiming beneficial ownership except for pecuniary interest. Overall this is a routine, non-material disclosure.

TL;DR: Filing clarifies potential voting/dispositive authority via an investment manager but affirms no beneficial ownership or control intent.

The document explicitly records that Heights Capital Management serves as investment manager to CVI Investments and may be deemed to have voting and dispositive power with respect to CVI’s holdings, yet both reporting persons disclaim beneficial ownership other than any pecuniary interest. The certification paragraph states the securities were not acquired to influence control. From a governance perspective this filing provides transparency about relationships and confirms no control-seeking activity.

ReShape Lifesciences Il Schedule 13G/A depositato da CVI Investments, Inc. e Heights Capital Management, Inc. indica che i soggetti segnalanti non detengono 0 azioni (0%) del capitale ordinario della società. Heights Capital è identificata come gestore degli investimenti di CVI e potrebbe essere considerata titolare del potere di voto e di disposizione sulle azioni detenute da CVI, pur precisando che entrambe le entità dichiarano espressamente di non vantare la qualità di beneficiario, fatta eccezione per eventuali interessi pecuniari. Il deposito segnala che la partecipazione è inferiore al 5% e certifica che i titoli non sono stati acquisiti per modificare o influenzare il controllo dell'emittente.

ReShape Lifesciences El Schedule 13G/A presentado por CVI Investments, Inc. y Heights Capital Management, Inc. indica que las personas informantes no poseen 0 acciones (0%) del capital social ordinario de la compañía. Heights Capital figura como gestor de inversiones de CVI y podría considerarse que tiene poder de voto y de disposición sobre las acciones en poder de CVI, aunque ambas entidades declaran expresamente que no reclaman la condición de propietarios beneficiarios, salvo por cualquier interés pecuniario. La presentación señala que la participación es inferior al 5% y certifica que los valores no se adquirieron para cambiar o influir en el control del emisor.

ReShape Lifesciences CVI Investments, Inc.와 Heights Capital Management, Inc.가 제출한 Schedule 13G/A에 따르면 보고 주체들은 회사의 보통주를 0주(0%) 보유하고 있는 것으로 보고되었습니다. Heights Capital은 CVI의 투자운용사로 지정되어 있으며 CVI가 보유한 주식에 대해 의결권 및 처분권을 가진 것으로 간주될 수 있으나, 양사는 금전적 이익을 제외하고 실질적 소유권을 주장하지 않는다고 명시적으로 부인합니다. 제출서류는 보유 비중이 5% 미만임을 기재하고, 해당 증권이 발행인의 지배권을 변경하거나 영향을 미치기 위해 취득된 것이 아님을 인증합니다.

ReShape Lifesciences Le Schedule 13G/A déposé par CVI Investments, Inc. et Heights Capital Management, Inc. indique que les personnes déclarante ne détiennent pas 0 actions (0%) des actions ordinaires de la société. Heights Capital est désigné comme gestionnaire d'investissement de CVI et peut être considéré comme ayant le pouvoir de vote et de disposition sur les actions détenues par CVI, bien que les deux entités déclinent expressément toute qualité de propriétaire bénéficiaire, à l'exception de tout intérêt pécuniaire. Le dépôt précise que la participation est inférieure à 5% et certifie que les titres n'ont pas été acquis dans le but de changer ou d'influencer le contrôle de l'émetteur.

ReShape Lifesciences Die von CVI Investments, Inc. und Heights Capital Management, Inc. eingereichte Schedule 13G/A meldet, dass die meldenden Personen 0 Aktien (0%) der Stammaktien des Unternehmens besitzen. Heights Capital wird als Investmentmanager von CVI bezeichnet und könnte hinsichtlich der von CVI gehaltenen Aktien als stimmberechtigt und verfügungsbefugt angesehen werden, obwohl beide Gesellschaften ausdrücklich erklären, keine wirtschaftliche Eigentümerschaft geltend zu machen, abgesehen von etwaigen finanziellen Interessen. Die Einreichung weist darauf hin, dass die Beteiligung unter 5% liegt, und bestätigt, dass die Wertpapiere nicht erworben wurden, um die Kontrolle des Emittenten zu ändern oder zu beeinflussen.






Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)






SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 6 and Row 8 above, Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over the shares reported as beneficially owned by CVI Investments, Inc. herein.


SCHEDULE 13G




Comment for Type of Reporting Person: With respect to Row 6 and Row 8 above, Heights Capital Management, Inc. is the investment manager to CVI Investments, Inc. and as such may exercise voting and dispositive power over the shares reported as beneficially owned by CVI Investments, Inc. herein.


SCHEDULE 13G



CVI Investments, Inc.
Signature:/s/ Sarah Travis
Name/Title:Sarah Travis, Assistant General Counsel and Assistant Secretary of Heights Capital Management, Inc.
Date:08/12/2025
Heights Capital Management, Inc.
Signature:/s/ Sarah Travis
Name/Title:Sarah Travis, Assistant General Counsel and Assistant Secretary
Date:08/12/2025

Comments accompanying signature: Heights Capital Management, Inc. serves as authorized agent of CVI Investments, Inc. pursuant to a Limited Power of Attorney, a copy of which was previously filed.
Exhibit Information

EXHIBIT INDEX EXHIBIT DESCRIPTION ________ ________ I Limited Power of Attorney* II Joint Filing Agreement* * Previously filed

FAQ

Who filed the Schedule 13G/A for ReShape Lifesciences (RSLS)?

CVI Investments, Inc. and Heights Capital Management, Inc. are the reporting persons named in the filing.

How many RSLS shares do the reporting persons own?

The filing reports 0 shares, representing 0% of the class.

Does Heights Capital have voting or dispositive power over RSLS shares?

Heights Capital Management, Inc. serves as investment manager to CVI and may be deemed to have voting and dispositive power over shares owned by CVI; both entities disclaim beneficial ownership except for any pecuniary interest.

Is the reported ownership above 5% of RSLS?

No. The filing indicates ownership of 5% or less of the class.

Does the filing indicate an intent to influence control of ReShape Lifesciences?

The certification states the securities were not acquired and are not held to change or influence control of the issuer.
Reshape Lifesciences Inc.

NASDAQ:RSLS

RSLS Rankings

RSLS Latest News

RSLS Latest SEC Filings

RSLS Stock Data

4.84M
2.13M
10.63%
0.73%
7.77%
Medical Devices
Pharmaceutical Preparations
Link
United States
SAN CLEMENTE