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Reservoir Media director gifts 9,087 shares

Reservoir Media director Helima Croft reported an equity award and an offsetting charitable stock gift, with no shares sold.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Reservoir Media, Inc. (RSVR) director Helima Croft reported two related transactions in common stock on September 15, 2026. She received an award of 9,087 shares of common stock under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan, then made a bona fide charitable gift of 9,087 shares. The filing states that no shares were sold and no Rule 10b5-1 trading plan is reported.

Positive

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Negative

  • None.
Insider Croft Helima
Role Director
Type Security Shares Price Value
Grant/Award Common stock, $0.0001 par value F1 9,087 $0.00 $0.00
Gift Common stock, $0.0001 par value F2 9,087 $0.00 $0.00
Holdings After Transaction: Common stock, $0.0001 par value — 0 shares (Direct)
Footnotes (2)
  1. F1. Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan").
  2. F2. Reflects the gift of common stock as a charitable contribution made by the Reporting Person. No shares were sold.
Shares awarded 9,087 shares Common stock granted to Helima Croft on September 15, 2026 under the 2021 Omnibus Incentive Plan
Shares gifted 9,087 shares Bona fide charitable gift of common stock by Helima Croft on September 15, 2026
Rule 10b5-1 plan status No Rule 10b5-1 plan reported Affirmation checkbox for Rule 10b5-1 trading arrangements is not selected
bona fide gift regulatory
"transaction code description is "Bona fide gift" for the disposition"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
2021 Omnibus Incentive Plan financial
"common stock awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan"
charitable contribution other
"Reflects the gift of common stock as a charitable contribution"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did RSVR director Helima Croft report on this Form 4?

Helima Croft reported receiving an award of 9,087 shares of Reservoir Media, Inc. common stock on September 15, 2026, and on the same date making a bona fide charitable gift of 9,087 shares. The disclosure states that no shares were sold.

Was any Reservoir Media, Inc. (RSVR) stock sold in Helima Croft’s latest Form 4?

No. A footnote states that the transaction reflects the gift of common stock as a charitable contribution and that no shares were sold. The disposition reported is a bona fide gift, not a market sale.

How many RSVR shares were granted to Helima Croft under the 2021 Omnibus Incentive Plan?

Helima Croft was granted 9,087 shares of Reservoir Media, Inc. common stock. A footnote explains this represents common stock awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan.

How many RSVR shares did Helima Croft gift as a charitable contribution?

Helima Croft reported a bona fide gift of 9,087 shares of Reservoir Media, Inc. common stock as a charitable contribution on September 15, 2026. The filing specifies that these shares were gifted and that no shares were sold.

Were Helima Croft’s RSVR transactions made under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as being under a plan, and there is no footnote stating that the award or charitable gift was made pursuant to a Rule 10b5-1 or other pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Croft Helima

(Last)(First)(Middle)
C/O RESERVOIR MEDIA, INC.
SUITE 801

(Street)
NEW YORK NEW YORK 10014

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Reservoir Media, Inc. [ RSVR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock, $0.0001 par value09/15/2026A9,087(1)A$09,087D
Common stock, $0.0001 par value09/15/2026G9,087(2)D$00D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan").
2. Reflects the gift of common stock as a charitable contribution made by the Reporting Person. No shares were sold.
/s/ James A. Heindlmeyer, as attorney-in-fact for Helima Croft09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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