RTX (RTX) director receives deferred phantom stock unit award

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

RTX Corp director Bernard A. Harris Jr. reported receiving an award of 1,175.6688 phantom stock units on April 30, 2026 as part of his annual compensation for serving as a non-employee director. These units were granted under the RTX Corporation Board of Directors Deferred Stock Unit Plan and increased his phantom stock unit balance to 11,966.3738 units. Upon retirement or termination, each deferred stock unit will convert into one share of RTX common stock, payable in either a lump sum or installments based on his prior election. This is a compensation-related, non-market transaction rather than an open-market stock purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Harris Bernard A Jr

Role null

Type	Security	Shares	Price	Value
Grant/Award	Phantom Stock Unit	1,175.669	$176.07	$207K

Holdings After Transaction: Phantom Stock Unit — 11,966.374 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

Phantom stock units granted: 1,175.6688 units Grant reference price: $176.0700 per unit Total phantom units after grant: 11,966.3738 units +1 more

4 metrics

Phantom stock units granted 1,175.6688 units Director award on April 30, 2026

Grant reference price $176.0700 per unit Phantom stock unit award valuation

Total phantom units after grant 11,966.3738 units Director’s deferred stock unit balance

Underlying common stock 1,175.6688 shares Common stock underlying new phantom units

Key Terms

Phantom Stock Unit, Deferred Stock Unit Plan, deferred stock units, lump-sum or in installments

4 terms

Phantom Stock Unit financial

"security_title: "Phantom Stock Unit""

Deferred Stock Unit Plan financial

"acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan"

A deferred stock unit plan grants employees or executives hypothetical share units that convert into actual shares or cash at a future date, often after meeting conditions like continued employment or retirement. It matters to investors because it ties pay to long-term performance and creates a future claim on the company’s stock or cash, which can dilute existing shareholders or signal management’s confidence in future value — like a delayed bonus paid in ownership.

deferred stock units financial

"The Plan provides for payment of a portion or all of the annual compensation in deferred stock units."

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

lump-sum or in installments financial

"distributed either in a lump-sum or in installments."

Form 4 Insider Transactions: What Each Field Means →

05/04/2026 - 05:08 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Harris Bernard A Jr

(Last)

(First)

(Middle)

1000 WILSON BLVD.

(Street)

ARLINGTON

VIRGINIA

22209

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
RTX Corp [ RTX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Phantom Stock Unit	⁽¹⁾	04/30/2026		A		1,175.6688		⁽¹⁾	⁽¹⁾	Common Stock	1,175.6688	$176.07	11,966.3738	D

Explanation of Responses:

1. The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

Remarks:

harris-poa_09122025.txt

	/s/ Jennifer Yahl, as Attorney-in-fact	05/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did RTX (RTX) director Bernard A. Harris Jr. report?

Bernard A. Harris Jr., a director of RTX Corp, reported receiving 1,175.6688 phantom stock units as part of his annual compensation. The award is a grant under the company’s Board of Directors Deferred Stock Unit Plan, not an open-market stock purchase or sale.

How many RTX phantom stock units does Bernard A. Harris Jr. hold after this Form 4?

After the reported grant, Bernard A. Harris Jr. holds a total of 11,966.3738 phantom stock units at RTX Corp. This reflects his accumulated compensation under the Board of Directors Deferred Stock Unit Plan, which tracks the value of RTX common stock over time.

Was the RTX (RTX) Form 4 transaction a market buy or sell of common stock?

No, the Form 4 does not show a market buy or sell of RTX common stock. It reports a grant of phantom stock units as director compensation, classified as a derivative award rather than an open-market transaction in RTX shares.

What is the RTX Board of Directors Deferred Stock Unit Plan mentioned in the filing?

The RTX Board of Directors Deferred Stock Unit Plan allows non-employee directors to receive part or all of their annual compensation in deferred stock units. These units mirror RTX common stock and are converted into shares after the director retires or terminates service.

When will Bernard A. Harris Jr.’s RTX phantom stock units convert into common shares?

According to the filing, the deferred stock units convert into an equal number of RTX common shares upon the director’s retirement or termination. Distribution then occurs either in a lump sum or installments, depending on a prior election made by the director.