Robinhood Ventures CCO becomes SEC reporting person
Robinhood Ventures Fund II (RVII) discloses that Tan Hom Whe, its Chief Compliance Officer, is now a reporting person under SEC rules through this initial Form 3 filing.
Rhea-AI Filing Summary
Robinhood Ventures Fund II (RVII) discloses that Tan Hom Whe, its Chief Compliance Officer, is now a reporting person under SEC rules through this initial Form 3 filing. The filing lists no equity transactions or holdings for Tan Hom Whe at this time. Aaron Ellias signs on Hom Whe Tan’s behalf under a filed power of attorney.
Positive
- None.
Negative
- None.
Key Figures
Reported equity transactions: 0
Derivative transactions: 0
Holding entries: 0
3 metrics
Reported equity transactions
0
Total equity transactions reported for Tan Hom Whe in this Form 3
Derivative transactions
0
Derivative transaction count in the derivative summary
Holding entries
0
Number of reported holding entries for Tan Hom Whe
Key Terms
Form 3, reporting person, power of attorney
3 terms
Form 3 regulatory
"This initial Form 3 filing identifies Tan Hom Whe as a reporting person"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"identifies Tan Hom Whe as a reporting person of Robinhood Ventures Fund II"
power of attorney regulatory
"signing on behalf of Hom Whe Tan pursuant to a power of attorney"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.
FAQ
What does the Form 3 filing for RVII report about Tan Hom Whe?
The filing identifies Tan Hom Whe as a reporting person of Robinhood Ventures Fund II in the role of Chief Compliance Officer. It is an initial ownership statement and does not list any equity transactions or specific holdings.
Does the RVII Form 3 show any stock transactions by Tan Hom Whe?
No, the Form 3 for RVII reports no equity transactions by Tan Hom Whe. The transaction section is empty and transaction counts are zero, indicating no reported purchases, sales, or derivative exercises in this filing.
What is Tan Hom Whe’s role at Robinhood Ventures Fund II (RVII)?
Tan Hom Whe is reported as the Chief Compliance Officer of Robinhood Ventures Fund II. This officer status makes Tan a reporting person required to file beneficial ownership disclosures such as this initial Form 3 with the SEC.
Who signed the RVII Form 3 on behalf of Tan Hom Whe?
The Form 3 states that Aaron Ellias signed on behalf of Hom Whe Tan under a power of attorney dated May 21, 2026. That power of attorney is referenced as Exhibit 24 in the filing.
Does the RVII Form 3 disclose any derivative securities for Tan Hom Whe?
No derivative positions are reported for Tan Hom Whe in this Form 3 for RVII. The derivative summary is empty and indicates zero derivative transactions and no listed derivative holdings in this initial statement.
AI-generated analysis. How Rhea-AI works. Not financial advice.