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Robinhood Ventures CCO becomes SEC reporting person

Robinhood Ventures Fund II (RVII) discloses that Tan Hom Whe, its Chief Compliance Officer, is now a reporting person under SEC rules through this initial Form 3 filing.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Robinhood Ventures Fund II (RVII) discloses that Tan Hom Whe, its Chief Compliance Officer, is now a reporting person under SEC rules through this initial Form 3 filing. The filing lists no equity transactions or holdings for Tan Hom Whe at this time. Aaron Ellias signs on Hom Whe Tan’s behalf under a filed power of attorney.

Positive

  • None.

Negative

  • None.
Reported equity transactions 0 Total equity transactions reported for Tan Hom Whe in this Form 3
Derivative transactions 0 Derivative transaction count in the derivative summary
Holding entries 0 Number of reported holding entries for Tan Hom Whe
Form 3 regulatory
"This initial Form 3 filing identifies Tan Hom Whe as a reporting person"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"identifies Tan Hom Whe as a reporting person of Robinhood Ventures Fund II"
power of attorney regulatory
"signing on behalf of Hom Whe Tan pursuant to a power of attorney"
A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

FAQ

What does the Form 3 filing for RVII report about Tan Hom Whe?

The filing identifies Tan Hom Whe as a reporting person of Robinhood Ventures Fund II in the role of Chief Compliance Officer. It is an initial ownership statement and does not list any equity transactions or specific holdings.

Does the RVII Form 3 show any stock transactions by Tan Hom Whe?

No, the Form 3 for RVII reports no equity transactions by Tan Hom Whe. The transaction section is empty and transaction counts are zero, indicating no reported purchases, sales, or derivative exercises in this filing.

What is Tan Hom Whe’s role at Robinhood Ventures Fund II (RVII)?

Tan Hom Whe is reported as the Chief Compliance Officer of Robinhood Ventures Fund II. This officer status makes Tan a reporting person required to file beneficial ownership disclosures such as this initial Form 3 with the SEC.

Who signed the RVII Form 3 on behalf of Tan Hom Whe?

The Form 3 states that Aaron Ellias signed on behalf of Hom Whe Tan under a power of attorney dated May 21, 2026. That power of attorney is referenced as Exhibit 24 in the filing.

Does the RVII Form 3 disclose any derivative securities for Tan Hom Whe?

No derivative positions are reported for Tan Hom Whe in this Form 3 for RVII. The derivative summary is empty and indicates zero derivative transactions and no listed derivative holdings in this initial statement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Tan Hom Whe

(Last)(First)(Middle)
C/O ROBINHOOD VENTURES DE, LLC
85 WILLOW ROAD

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/12/2026
3. Issuer Name and Ticker or Trading Symbol
Robinhood Ventures Fund II [ RVII ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Compliance Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Aaron Ellias is signing on behalf of Hom Whe Tan pursuant to a power of attorney dated May 21, 2026, which is filed herewith as Exhibit 24 - Power of Attorney.
No securities are beneficially owned.
/s/ Aaron Ellias, on behalf of Hom Whe Tan08/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)