[Form 4] Retractable Technologies, Inc Insider Trading Activity

Rhea-AI Filing Summary

Thomas J. Shaw, President, CEO, Director and reported 10% owner of Retractable Technologies, Inc. (RVP), reported a transaction dated 08/07/2025 showing an acquisition of 49,541 shares of common stock at a weighted average price of $0.747. Following the reported transaction, the filing lists 15,578,754 shares beneficially owned directly and 831,600 shares beneficially owned indirectly.

The filing explains Mr. Shaw has investment power over 500,000 shares as trustee for a family member and retains voting control over the remainder under a voting agreement. The remarks note a Rule 10b5-1 plan adoption date of August 22, 2024. The form is signed by an attorney-in-fact on 08/11/2025.

Positive

• Insider acquisition disclosed: Reported purchase of 49,541 shares at a weighted average price of $0.747 on 08/07/2025.
• Clear ownership breakdown: Filing lists 15,578,754 shares held directly and 831,600 indirectly, with trustee and voting arrangements explained.
• 10b5-1 plan noted: The filing records a Rule 10b5-1 plan adoption date of August 22, 2024, providing context for scheduled trades.

Negative

• None.

Insights

Financial Analyst

TL;DR: CEO Shaw acquired 49,541 shares at $0.747, increasing his direct stake to 15.58M shares; transaction noted alongside a 10b5-1 plan.

The reported purchase of 49,541 shares at a weighted average price of $0.747 is explicitly documented and increases Mr. Shaw's direct beneficial ownership to 15,578,754 shares, with an additional 831,600 held indirectly. The filing clarifies governance arrangements: investment power over 500,000 shares as trustee and voting control over the remainder via a voting agreement. The 10b5-1 plan adoption date provided (August 22, 2024) adds context about the timing of prearranged trading authority. Given the numbers reported here alone, this appears to be a routine insider acquisition and disclosure rather than a material corporate event.

Corporate Governance Expert

TL;DR: Disclosure shows clear split of direct and indirect holdings and documents a 10b5-1 plan; transaction appears properly reported.

The Form 4 documents the insider's roles (President, CEO, Director, 10% owner) and separates direct (15,578,754) from indirect (831,600) beneficial ownership, including trustee investment power over 500,000 shares and voting arrangements. The presence of a Rule 10b5-1 plan adoption date indicates pre-established trading parameters were recorded. The filing is signed by an attorney-in-fact and contains the required transaction details (date, share count, weighted average price), meeting standard disclosure protocols.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SHAW THOMAS J

(Last) (First) (Middle)

511 LOBO LANE

(Street)

LITTLE ELM TX 75068

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
RETRACTABLE TECHNOLOGIES INC [ RVP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT AND CEO

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/07/2025		P		49,541	A	$0.747(1)	15,578,754	D
Common Stock								831,600	I	Voting or Investment Control(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents weighted average price.

2. Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.

Remarks:

The Rule 10b5-1 Plan's date of adoption was August 22, 2024.

	/s/ D. Valerie Thomas, Attorney-in-Fact	08/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did RVP CEO Thomas Shaw report on Form 4?

The Form 4 reports an acquisition of 49,541 shares of Retractable Technologies (RVP) common stock dated 08/07/2025.

At what price were the RVP shares acquired according to the Form 4?

The filing shows a weighted average price of $0.747 per share for the reported transaction.

How many RVP shares does Thomas Shaw beneficially own after the reported transaction?

The Form 4 lists 15,578,754 shares beneficially owned directly and 831,600 shares beneficially owned indirectly.

Does the filing mention any trustee or voting arrangements for RVP shares?

Yes. The filing states Mr. Shaw has investment power over 500,000 shares as trustee and voting control over the remainder under a voting agreement.

Is there a Rule 10b5-1 plan referenced in the RVP Form 4?

Yes. The remarks state the Rule 10b5-1 plan's adoption date as August 22, 2024.