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Riverview Bancorp CTO has shares withheld for taxes

The footnotes connect the share withholding to restricted-stock vesting and the issuer’s payment of state and federal taxes.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Riverview Bancorp Inc. (RVSB) Chief Technology Officer/EVP Breanne D. Antich reported that 97 shares were withheld on September 23, 2026, at $44.82 per share, and 66 shares were withheld on September 24, 2026, at $45.10 per share. At the reporting person’s election, the issuer used the value of the withheld shares to pay state and federal taxes related to restricted-stock vesting. No Rule 10b5-1 plan is reported.

Positive

  • None.

Negative

  • None.
Insider Antich Breanne D
Role Chief Technology Officer/EVP
Type Security Shares Price Value
Tax Withholding Common Stock, $.01 par value F2 66 $45.10 $3K
Tax Withholding Common Stock, $.01 par value F1 97 $44.82 $4K
Holdings After Transaction: Common Stock, $.01 par value — 3,727 shares (Direct)
Footnotes (2)
  1. F1. As previously reported 400 shares of restricted stock vested on September 23, 2026, of which 97 shares were withheld at the election of the Reporting Person for Issuer to pay the value of the vested shares to state and federal tax authorities for the Reporting Persons account.
  2. F2. As previously reported 300 shares of restricted stock vested on September 24, 2026, of which 66 shares were withheld at the election of the Reporting Person for Issuer to pay the value of the vested shares to state and federal tax authorities for the Reporting Persons account.
Shares withheld 97 shares September 23, 2026; withheld for tax payments
Price per share $44.82 per share Withholding reported for September 23, 2026
Restricted shares vested 400 shares September 23, 2026
Shares withheld 66 shares September 24, 2026; withheld for tax payments
Price per share $45.10 per share Withholding reported for September 24, 2026
Restricted shares vested 300 shares September 24, 2026
restricted stock financial
"400 shares of restricted stock vested"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Rule 10b5-1 plan regulatory
"No Rule 10b5-1 plan is reported"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
par value financial
"Common Stock, $.01 par value"
Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did RVSB’s CTO have withheld?

Breanne D. Antich had 97 shares withheld on September 23, 2026, and 66 shares withheld on September 24, 2026, at her election for payment of state and federal taxes related to restricted-stock vesting.

How many restricted shares vested for RVSB’s CTO?

The footnotes state that 400 restricted shares vested on September 23, 2026, and 300 restricted shares vested on September 24, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Antich Breanne D

(Last)(First)(Middle)
624 SIMPSON AVENUE

(Street)
HOQUIAM WASHINGTON 98550

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RIVERVIEW BANCORP INC [ TSBK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Technology Officer/EVP
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $.01 par value(1)09/23/2026F97D$44.823,793D
Common Stock, $.01 par value(2)09/24/2026F66D$45.13,727D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. As previously reported 400 shares of restricted stock vested on September 23, 2026, of which 97 shares were withheld at the election of the Reporting Person for Issuer to pay the value of the vested shares to state and federal tax authorities for the Reporting Persons account.
2. As previously reported 300 shares of restricted stock vested on September 24, 2026, of which 66 shares were withheld at the election of the Reporting Person for Issuer to pay the value of the vested shares to state and federal tax authorities for the Reporting Persons account.
/s/Cheryl Parks, Power of Attorney for Breanne D. Antich09/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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