Riverview CEO buys 1,765 shares at $5.69

RIVERVIEW BANCORP INC (RVSB) reports that President and CEO Nicole Sherman purchased 1,765 shares of Common Stock on September 17, 2026 at a price of $5.69 per share in a purchase described as an open-market or private transaction.

Rhea-AI Filing Summary

RIVERVIEW BANCORP INC (RVSB) reports that President and CEO Nicole Sherman purchased 1,765 shares of Common Stock on September 17, 2026 at a price of $5.69 per share in a purchase described as an open-market or private transaction. Following this transaction, she holds 166,482 shares directly and 376 shares indirectly through shares held by the ESOP. No Rule 10b5-1 trading plan is reported for these transactions.

Insider Trade Summary

Net Buyer: 1,765 shares

Net Buy 2 txns

Insider Sherman Nicole

Role President/CEO

Bought 1,765 shs ($10K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	1,765	$5.69	$10K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 166,482 shares (Direct); Common Stock — 376 shares (Indirect, Shares held by the ESOP)

Key Figures

Shares purchased: 1,765 shares Purchase price per share: $5.69 per share Direct holdings after transaction: 166,482 shares +2 more

5 metrics

Shares purchased 1,765 shares Common Stock purchased on September 17, 2026

Purchase price per share $5.69 per share Open-market or private purchase on September 17, 2026

Direct holdings after transaction 166,482 shares Common Stock directly owned by Nicole Sherman after the purchase

Indirect ESOP holdings after transaction 376 shares Common Stock held indirectly through shares held by the ESOP

Net insider share change 1,765 shares Net buy reported in the transaction summary

Key Terms

Common Stock, open market or private transaction, ESOP

3 terms

Common Stock financial

"reports that President and CEO Nicole Sherman purchased 1,765 shares of Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open market or private transaction financial

"in a purchase described as an open-market or private transaction"

ESOP financial

"376 shares indirectly through shares held by the ESOP"

An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RVSB report for CEO Nicole Sherman?

Riverview Bancorp reported that President and CEO Nicole Sherman purchased 1,765 shares of Common Stock on September 17, 2026 at $5.69 per share in a transaction described as an open-market or private purchase.

How many RVSB shares does Nicole Sherman own after this Form 4 transaction?

After the reported transaction, Nicole Sherman directly owns 166,482 shares of Riverview Bancorp Common Stock and indirectly holds 376 shares through shares held by the ESOP.

Was Nicole Sherman’s RVSB share purchase under a Rule 10b5-1 trading plan?

No. The filing indicates the Rule 10b5-1 checkbox is not marked, so no Rule 10b5-1 trading plan is reported in connection with Nicole Sherman’s September 17, 2026 share purchase.

What price did Nicole Sherman pay for RVSB shares on September 17, 2026?

Nicole Sherman’s reported purchase price for Riverview Bancorp Common Stock on September 17, 2026 was $5.69 per share for 1,765 shares in an open-market or private transaction.

How many RVSB shares were involved in Nicole Sherman’s recent net insider activity?

The transaction summary shows a net buy of 1,765 shares of Riverview Bancorp Common Stock for Nicole Sherman, with one reported purchase transaction and no reported sales in this Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 05:20 PM Accepted by SEC EDGAR 09/17/2026 - 05:20 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sherman Nicole

(Last) (First) (Middle)

900 WASHINGTON STREET

SUITE 900

(Street)

VANCOUVER WASHINGTON 98660

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
RIVERVIEW BANCORP INC [ RVSB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President/CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/17/2026		P		1,765	A	$5.69	166,482	D
Common Stock								376	I	Shares held by the ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Nicole Sherman	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)