Royce Small-Cap Trust vice president buys 186 RVT shares

Royce Small-Cap Trust, Inc. reported an insider stock purchase by vice president Francis D. Gannon.

Rhea-AI Filing Summary

Royce Small-Cap Trust, Inc. reported an insider stock purchase by vice president Francis D. Gannon. On 12/17/2025, he bought 186 shares of common stock in a purchase transaction at $15.87 per share. After this trade, he directly beneficially owned 4,714 shares of the company’s stock.

Insider Trade Summary

Net Buyer: 186 shares

Net Buy 1 txn

Insider Gannon Francis D.

Role Vice President

Bought 186 shs ($3K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	186	$15.87	$3K

Holdings After Transaction: Common Stock — 4,714 shares (Direct)

FAQ

What insider transaction did RVT report in this filing?

The company reported that vice president Francis D. Gannon purchased 186 shares of its common stock on 12/17/2025 in an open-market purchase transaction.

How many Royce Small-Cap Trust (RVT) shares were bought and at what price?

Francis D. Gannon bought 186 shares of Royce Small-Cap Trust, Inc. common stock at a price of $15.87 per share.

What is Francis D. Gannon’s role at Royce Small-Cap Trust (RVT)?

Francis D. Gannon is listed as an officer of Royce Small-Cap Trust, Inc., with the title of Vice President.

How many Royce Small-Cap Trust shares does Francis D. Gannon own after the transaction?

Following the reported purchase, Francis D. Gannon beneficially owned 4,714 shares of Royce Small-Cap Trust, Inc. common stock.

Is Francis D. Gannon’s ownership in RVT direct or indirect?

The filing shows that the 4,714 shares beneficially owned after the transaction are held with direct ownership.

On what date did the Royce Small-Cap Trust insider transaction occur?

The insider purchase of 186 common shares by Francis D. Gannon took place on 12/17/2025, with the report signed on 12/18/2025.

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Accepted by SEC EDGAR 12/18/2025 - 12:34 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gannon Francis D.

(Last) (First) (Middle)

ROYCE SMALL CAP TRUST, INC.

ONE MADISON AVENUE

(Street)

NEW YORK NY 10010

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROYCE SMALL-CAP TRUST, INC. [ RVT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President

3. Date of Earliest Transaction (Month/Day/Year)
12/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/17/2025		P		186	A	$15.87	4,714	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Francis D. Gannon	12/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.