RVT president buys 2,800 shares in open market

ROYCE SMALL-CAP TRUST, INC.

Rhea-AI Filing Summary

ROYCE SMALL-CAP TRUST, INC. President and director Christopher D. Clark made an open-market purchase of 2,800 shares of Common Stock at $18.16 per share. After this transaction, he directly holds 50,826 shares. This filing highlights a personal increase in his direct ownership stake.

Insights

Insider trading and governance analyst

Routine open-market insider share purchase of modest size.

Christopher D. Clark, President and director of ROYCE SMALL-CAP TRUST, INC., executed an open-market purchase of 2,800 Common Stock shares at $18.16 each. The transaction is coded as a standard open-market buy rather than compensation-related or tax-driven activity.

Following the purchase, Clark’s direct holdings rise to 50,826 shares. There are no derivative positions reported in this filing. The scale of the transaction relative to his disclosed position suggests a routine portfolio adjustment rather than a transformative change in ownership.

Insider Trade Summary

Net Buyer: 2,800 shares

Net Buy 1 txn

Insider CLARK CHRISTOPHER D

Role President

Bought 2,800 shs ($51K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	2,800	$18.16	$51K

Holdings After Transaction: Common Stock — 50,826 shares (Direct)

Key Figures

Shares purchased: 2,800 shares Purchase price: $18.16 per share Shares owned after: 50,826 shares +1 more

4 metrics

Shares purchased 2,800 shares Open-market purchase of Common Stock

Purchase price $18.16 per share Average open-market purchase price

Shares owned after 50,826 shares Direct holdings following transaction

Net buy shares 2,800 shares Net change in non-derivative holdings per Form 4

Key Terms

open-market purchase, Common Stock, Form 4, non-derivative

4 terms

open-market purchase financial

"transaction_action": "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock financial

"security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

non-derivative financial

"transaction_type": "non-derivative""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RVT President Christopher D. Clark report?

Christopher D. Clark reported buying 2,800 shares of ROYCE SMALL-CAP TRUST, INC. Common Stock in an open-market transaction. He paid $18.16 per share, indicating a straightforward purchase rather than a stock grant, option exercise, or tax-withholding event.

At what price did the RVT insider purchase Common Stock shares?

The insider bought RVT Common Stock at an average price of $18.16 per share. This reflects an open-market purchase, where shares are acquired directly on the market rather than through company equity awards or other non-market mechanisms.

How many RVT shares does Christopher D. Clark own after this transaction?

After the reported trade, Christopher D. Clark directly owns 50,826 shares of ROYCE SMALL-CAP TRUST, INC. Common Stock. This total includes his existing holdings plus the newly purchased 2,800 shares disclosed in the Form 4 filing.

Was the RVT insider transaction a buy or a sell?

The transaction was a buy, specifically an open-market purchase coded as “P” on Form 4. Clark acquired 2,800 shares and did not report any same-day sales, gifts, or tax-withholding dispositions in this particular filing.

Does the RVT Form 4 show any derivative securities or options activity?

No derivative securities or option exercises are reported in this Form 4 for RVT. The filing only discloses a non-derivative Common Stock purchase, with no remaining derivative positions listed in the accompanying derivativeSummary section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/15/2026 - 03:32 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CLARK CHRISTOPHER D

(Last) (First) (Middle)

ONE MADISON AVENUE

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROYCE SMALL-CAP TRUST, INC. [ RVT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)	X	Other (specify below)
	President		CEO Investment Advisor

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/15/2026		P		2,800	A	$18.16	50,826	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Christopher D. Clark	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)