RWAY CEO buys 3,000 shares at $6.37

Runway Growth Finance Corp. President and CEO R. David Spreng reported an open-market purchase of 3,000 shares of common stock on May 20, 2026 at $6.365 per share.

Rhea-AI Filing Summary

Runway Growth Finance Corp. President and CEO R. David Spreng reported an open-market purchase of 3,000 shares of common stock on May 20, 2026 at $6.365 per share. Following this trade, he directly holds 193,504 common shares and indirectly holds 41,371 shares through a 401(k) plan.

This Form 4/A is an amendment that corrects the original transaction code, changing it from an award entry to a purchase (code "P") for the same transaction date and amount.

Insider Trade Summary

Net Buyer: 3,000 shares

Net Buy 2 txns

Insider SPRENG R DAVID

Role President and CEO

Bought 3,000 shs ($19K)

Type	Security	Shares	Price	Value
Purchase	Common Stock, par value $0.01 per share	3,000	$6.365	$19K
holding	Common Stock, par value $0.01 per share	--	--	--

Holdings After Transaction: Common Stock, par value $0.01 per share — 193,504 shares (Direct); Common Stock, par value $0.01 per share — 41,371 shares (Indirect, By 401(k) Plan)

Footnotes (1)

1. F1. "On May 22, 2026, the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026, which inadvertently reported the transaction code in Column 3 as "A". This amended Form 4 amends such filing to report the transaction code in Column 3 as "P".

Key Figures

Shares purchased: 3,000 shares Purchase price: $6.365 per share Direct holdings after transaction: 193,504 shares +2 more

5 metrics

Shares purchased 3,000 shares Open-market purchase on May 20, 2026

Purchase price $6.365 per share Common Stock, par value $0.01 per share

Direct holdings after transaction 193,504 shares Common stock directly owned after May 20, 2026 trade

Indirect 401(k) holdings 41,371 shares Common stock held indirectly by 401(k) plan

Transaction code P Corrected from A to P in amended Form 4

Key Terms

Form 4, Form 4/A, open-market purchase, 401(k) Plan, +1 more

5 terms

Form 4 regulatory

"the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4/A regulatory

"This amended Form 4 amends such filing to report the transaction code"

Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

open-market purchase financial

"transaction_action": "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

401(k) Plan financial

"nature_of_ownership": "By 401(k) Plan""

A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.

transaction code regulatory

"reported the transaction code in Column 3 as "A""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RWAY CEO R. David Spreng report?

R. David Spreng reported buying 3,000 shares of Runway Growth Finance common stock. The open-market purchase occurred on May 20, 2026, at $6.365 per share, and is disclosed on an amended Form 4/A correcting the original transaction code.

At what price did the RWAY CEO buy shares on May 20, 2026?

He bought 3,000 Runway Growth Finance shares at $6.365 per share. This was an open-market purchase of common stock, with the corrected Form 4/A now showing transaction code “P” for that May 20, 2026 acquisition.

How many Runway Growth Finance (RWAY) shares does the CEO now directly hold?

After the May 20, 2026 transaction, R. David Spreng directly holds 193,504 common shares. The filing also shows an additional 41,371 shares held indirectly through a 401(k) plan, giving a clearer picture of his total reported equity exposure.

What does the Form 4/A amendment change for RWAY’s CEO transaction?

The amendment changes the transaction code in Column 3 from “A” to “P”. This clarifies that the May 20, 2026 activity was an open-market purchase of 3,000 common shares, rather than an award or similar acquisition entry originally reported.

Does the RWAY CEO hold any shares indirectly through a plan?

Yes. The Form 4/A shows 41,371 Runway Growth Finance common shares held indirectly by a 401(k) plan. This holding entry is separate from his 193,504 directly owned shares reported after the May 20, 2026 open-market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/27/2026 - 04:05 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SPRENG R DAVID

(Last) (First) (Middle)

C/O RUNWAY GROWTH FINANCE CORP.,

205 N. MICHIGAN AVE, SUITE 4200

(Street)

CHICAGO ILLINOIS 60601

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Runway Growth Finance Corp. [ RWAY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
05/22/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	05/20/2026		P(1)		3,000	A	$6.365	193,504	D
Common Stock, par value $0.01 per share								41,371	I	By 401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. "On May 22, 2026, the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026, which inadvertently reported the transaction code in Column 3 as "A". This amended Form 4 amends such filing to report the transaction code in Column 3 as "P".

	/s/ R. David Spreng	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)