Welcome to our dedicated page for Runway Growth Finance SEC filings (Ticker: RWAY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Runway Growth Finance Corp. filings document a specialty finance company and business development company reporting framework, including investment-portfolio fair value, net investment income, net asset value, debt-investment yields, and quarterly distribution disclosures. The company's securities disclosures include common stock and listed notes due 2027 and 2031.
Regulatory records include Form 8-K reports for financial results, dividends, material agreements, and the completed SWK Holdings Corporation acquisition. Proxy materials describe director elections, auditor ratification, annual meeting procedures, and stockholder voting matters, while Form 25 records document the removal from listing and registration of the 8.00% Notes due 2027.
Runway Growth Finance Corp. is offering $50,000,000 aggregate principal amount of 7.00% Notes due December 1, 2029. Interest accrues from May 29, 2026, payable semi‑annually beginning December 1, 2026. The Notes are unsecured, will rank pari passu with other unsecured indebtedness and will be effectively subordinated to secured debt. Net proceeds are expected to be approximately $48.4 million and are intended to repay amounts under the Company’s Credit Facility and for general corporate purposes.
Runway Growth Finance Corp. Chief Financial and Operating Officer Thomas B. Raterman reported open‑market purchases of company stock. He bought a total of 10,000 shares of common stock in three non-derivative transactions at prices between $6.335 and $6.67 per share, bringing his direct holdings to 98,359 shares. This amended Form 4 corrects earlier filings that had mistakenly reported these transactions using code "A" and now properly classifies them as code "P" open‑market purchases.
Runway Growth Finance Corp. President and CEO R. David Spreng reported an open-market purchase of 3,000 shares of common stock on May 20, 2026 at $6.365 per share. Following this trade, he directly holds 193,504 common shares and indirectly holds 41,371 shares through a 401(k) plan.
This Form 4/A is an amendment that corrects the original transaction code, changing it from an award entry to a purchase (code "P") for the same transaction date and amount.
Runway Growth Finance Corp. director and executive R. David Spreng, the company’s President, CEO and CIO, reported an equity compensation grant and updated shareholdings. He received a grant/award acquisition of 3,000 shares of common stock at $6.365 per share, bringing his direct ownership to 193,504 common shares after the transaction. The filing also reports 41,371 common shares held indirectly through a 401(k) plan. A footnote explains that a previous Form 4 filed on April 1, 2025 misstated his direct and indirect holdings, and this Form 4 corrects that disclosure.
Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.
Runway Growth Finance Corp. reported that CFO and COO Thomas B. Raterman received a grant of 7,000 shares of common stock at a value of $6.335 per share. This is a compensation-related award, not an open-market purchase. Following the grant, he directly holds 98,359 shares.
Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.
Runway Growth Finance Corp. executive Thomas B. Raterman, the CFO and COO, reported compensation-related stock awards rather than open-market purchases. On the reported date, he received two grants totaling 3,000 shares of common stock at a reference price of $6.67 per share, increasing his direct holdings to 91,359 shares. The filing also notes that a previous Form 4 for Mr. Raterman misstated his direct and indirect holdings, and this report corrects that disclosure.
Runway Growth Finance Corp. received an updated ownership filing from OCM Growth Holdings LLC and related Oaktree entities. They report beneficial ownership of 7,029,668 shares of common stock, representing about 16.55% of the company based on 42,464,546 shares outstanding as of May 5, 2026.
The shares are held directly by OCM Growth, with Oaktree Capital Holdings, LLC and Oaktree Capital Group Holdings GP, LLC reporting indirect beneficial ownership through their control relationships. The amendment states the change is solely due to an updated outstanding share count, and no transactions occurred in the past 60 days.
Runway Growth Finance Corp. reported weaker first quarter 2026 results, with total investment income of $29.5 million and net investment income of $10.6 million, or $0.29 per share, both down from the prior year. A large $46.7 million net unrealized loss on investments drove a net decrease in net assets from operations of $34.8 million, or $0.96 per share. The investment portfolio stood at $886.3 million at fair value with a 14.2% dollar-weighted annualized yield on debt investments. Net asset value was $438.2 million, or $12.13 per share, down from $13.48 a year earlier. The board declared a $0.33 per share quarterly distribution and approved a $15.0 million share repurchase program. The company also completed its acquisition of SWK Holdings, issuing 6,330,509 shares and assuming $33.0 million of 9.00% notes due 2027, while announcing a planned CFO transition effective June 30, 2026.
Runway Growth Finance’s quarterly filing details a highly diversified investment portfolio made up of senior secured loans, preferred equity and warrants across software, healthcare, financial services, consumer and other sectors. Many debt positions are labeled senior secured with floating rates such as SOFR or PRIME plus sizable spreads, often with payment-in-kind (PIK) components and extra “ETP” return features, and maturities generally running from the mid‑2020s into the early 2030s.
The schedule also lists numerous warrant positions in common or preferred stock and several equity stakes, including control or significant interests in entities like Pivot3, Inc., Runway‑Cadma I LLC and Gynesonics, Inc. Overall, the table emphasizes broad sector exposure, frequent use of structured senior loans and long‑dated equity upside through warrants and preferred securities.
Runway Growth Finance Corp. announced that its board of directors declared a second quarter 2026 cash dividend of $0.33 per share. Stockholders of record as of May 18, 2026 will receive the payment on or about June 2, 2026. The company generally aims to distribute substantially all available earnings quarterly, subject to board discretion and regulatory requirements, and operates an opt-out dividend reinvestment plan that automatically reinvests dividends in additional common shares for participants.
Runway Growth Finance Corp. announced that its board of directors declared a second quarter 2026 cash dividend of $0.33 per share. Stockholders of record as of May 18, 2026 will receive the payment on or about June 2, 2026. The company generally aims to distribute substantially all available earnings quarterly, subject to board discretion and regulatory requirements, and operates an opt-out dividend reinvestment plan that automatically reinvests dividends in additional common shares for participants.