Welcome to our dedicated page for Runway Growth Finance SEC filings (Ticker: RWAY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Runway Growth Finance Corp. filings document a specialty finance company and business development company reporting framework, including investment-portfolio fair value, net investment income, net asset value, debt-investment yields, and quarterly distribution disclosures. The company's securities disclosures include common stock and listed notes due 2027 and 2031.
Regulatory records include Form 8-K reports for financial results, dividends, material agreements, and the completed SWK Holdings Corporation acquisition. Proxy materials describe director elections, auditor ratification, annual meeting procedures, and stockholder voting matters, while Form 25 records document the removal from listing and registration of the 8.00% Notes due 2027.
Runway Growth Finance Corp. (RWAY) director and officer R. David Spreng reported an open-market or private purchase of 1,000 shares of common stock on 2026-08-14 at $6.8891 per share. Following this transaction, he directly holds 194,504 shares, with an additional 41,371 shares held indirectly through a 401(k) plan.
Runway Growth Finance Corp. officer Carmela Thomson, CFO, Treasurer and Secretary, reported a purchase of common stock. On 2026-08-13, she bought 8,000 shares of common stock at $6.9679 per share in an open-market or private transaction. Following this transaction, her directly held position increased to 12,840 shares of Runway Growth Finance Corp. common stock. The Rule 10b5-1 trading plan checkbox was not marked as applicable.
Runway Growth Finance Corp. identifies Michael Rovner as a Co-Chief Executive Officer reporting person. The insider report lists no equity holdings or recent transactions for him and notes an attached Power of Attorney referenced as Exhibit 24.
RWAY presents a detailed schedule of control and non-control investments across sectors such as health care equipment and services, pharmaceuticals and biotechnology, application software, technology hardware, financial services, consumer staples distribution and retail, commercial and professional services, media and entertainment, and insurance.
The portfolio includes many senior secured debt positions that reference SOFR or Prime plus a spread, with contractual rate floors and features such as PIK and ETP components; examples include loans to 4Web, Inc. at SOFR+9.25% with a 12.75% floor and 34.43% ETP, Biotricity, Inc. at SOFR+10.50% with an 11.50% floor and 10.29% ETP, and SPB C‑2024, LLC in Multi-Sector Holdings at fixed 15.00% PIK with 1.57% ETP. Alongside debt, RWAY holds numerous warrants, preferred and common equity stakes, and contractual rights such as success fees, royalties, contingent value rights, and earnouts, each with stated initial acquisition and maturity dates, with some instruments maturing as far out as 2035 and 2039.
Runway Growth Finance Corp. reported second-quarter 2026 total investment income of $37.0 million and net investment income of $18.2 million, or $0.43 per share, compared to $35.1 million and $13.9 million a year earlier. The investment portfolio reached $1.2 billion at fair value across 79 companies, with a dollar-weighted annualized yield on debt investments of 14.2%.
Net realized loss was $45.3 million, offset by $54.3 million of net unrealized gain, producing a $27.2 million net increase in net assets from operations, or $0.65 per share. Net asset value per share was $11.91 and total net assets were $502.6 million, up from $438.2 million on March 31, 2026. The company funded $239.6 million of investments tied to the SWK Holdings acquisition plus $85.8 million in other fundings, received $36.5 million of repayments and sale proceeds, and repurchased 249,169 shares for $1.4 million. Liquidity totaled $210.8 million with a core leverage ratio of about 136%. The board declared a $0.33 per share third-quarter 2026 dividend, reduced total credit facility commitments to $425.0 million after quarter-end, and appointed Michael Rovner as Co‑Chief Executive Officer alongside R. David Spreng.
Runway Growth Finance Corp. declared a third quarter 2026 regular cash dividend of $0.33 per share. The Board of Directors approved the distribution on August 5, 2026 for stockholders of record as of the close of business on August 17, 2026.
The dividend is scheduled to be paid on or about August 31, 2026. The company states that it generally intends to distribute substantially all of its available earnings on a quarterly basis, subject to Board discretion and regulatory requirements, and maintains an opt-out dividend reinvestment plan under which non-opting stockholders have dividends automatically reinvested in additional common shares.
Runway Growth Finance Corp. entered into its eighth amendment to an amended and restated credit agreement among the company as borrower, financial institutions as lenders, and KeyBank National Association as administrative agent, effective as of June 30, 2026. The amendment was executed on July 13, 2026.
The Credit Facility Amendment reduces the company’s credit facility commitment from $550,000,000 to $425,000,000, permits future prepayment and termination of a specified lender’s commitments on a non-pro rata basis, revises certain financial covenants, updates key person trigger events, and adjusts loan eligibility criteria and borrowing base concentration limits.
Runway Growth Finance Corp. provided a second‑quarter 2026 business and portfolio update and outlined a capital allocation plan focused on share purchases while its stock trades well below net asset value (NAV). The company’s investment adviser, affiliates, board and management intend to acquire up to 10% of outstanding common stock over the next 24 months, as long as shares trade at or below 70% of NAV, which the company states implies a price of $8.49 based on March 31, 2026 NAV per share. This initiative complements an existing $15.0 million stock repurchase program running from May 7, 2026 through May 7, 2027 and an intention to prioritize repurchases when the stock trades at a significant discount.
For the quarter ended June 30, 2026, Runway Growth funded $85.8 million of new and existing investments, excluding the SWK Holdings transaction, and completed several new and follow‑on loans and a restructuring. Following the April 6, 2026 acquisition of SWK Holdings, it funded approximately $239.6 million of investments acquired in that deal. Portfolio liquidity events totaled $36.5 million, including partial principal repayments, scheduled amortization and $10.1 million of equity sale proceeds from Eton Pharmaceuticals, Inc. As of June 30, 2026, the portfolio comprised 59 debt investments across 46 companies and 102 equity investments across 67 companies in technology, healthcare and select consumer sectors.
Runway Growth Finance Corp. executive Carmela Thomson filed an initial ownership report showing her direct holdings in the company. As CFO, Treasurer and Secretary, she reports beneficial ownership of 4,840 shares of Common Stock, par value $0.01 per share. This Form 3 does not reflect any recent buy or sell transactions, only her existing equity position.
Runway Growth Finance Corp. reported results of its 2026 Annual Meeting of Stockholders held on June 23, 2026. Stockholders re-elected Alexander Duka and Gary Kovacs as Class I directors to serve until the 2029 annual meeting.
Approximately 42.5 million shares were outstanding and entitled to vote as of the April 24, 2026 record date. Duka received 16,142,431 votes for and 8,625,120 withheld, while Kovacs received 15,965,968 for and 8,801,583 withheld, with 7,750,344 broker non-votes for each. Stockholders also ratified Deloitte & Touche LLP as independent registered public accounting firm for the year ending December 31, 2026, with 25,348,416 votes for, 6,981,350 against and 188,129 abstentions.