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Runway Growth Finance Corp. (RWAY) SEC Filings

RWAY NASDAQ

Runway Growth Finance Corp. filings document a specialty finance company and business development company reporting framework, including investment-portfolio fair value, net investment income, net asset value, debt-investment yields, and quarterly distribution disclosures. The company's securities disclosures include common stock and listed notes due 2027 and 2031.

Regulatory records include Form 8-K reports for financial results, dividends, material agreements, and the completed SWK Holdings Corporation acquisition. Proxy materials describe director elections, auditor ratification, annual meeting procedures, and stockholder voting matters, while Form 25 records document the removal from listing and registration of the 8.00% Notes due 2027.

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Runway Growth Finance Corp. (RWAY) funded approximately $8.5 million in follow-on investments in four existing portfolio companies during the quarter ended September 30, 2026. The activity included $2.9 million across three companies and a restructuring of approximately $28.9 million in unfunded commitments to Marley Spoon SE into a €8.1 million bridge loan, of which approximately $5.6 million was funded during the quarter. Marley Spoon remains under active portfolio management; its revised operating plan focuses on reducing costs and achieving financial sustainability and includes a recently announced 21% workforce reduction.

Runway reported portfolio liquidity events totaling $139.4 million, including full repayments of its senior secured term loans to 3PL Central LLC (dba Extensiv) ($72.3 million), Route 92 Medical, Inc. ($35.0 million), Onward Medical, N.V. ($17.1 million) and Shepherd Intermediate, LLC (dba Federal Hearings and Appeals Services) ($6.3 million). Other events included $8.7 million in scheduled loan principal amortization payments and partial prepayments. As of September 30, 2026, the portfolio included 52 debt investments in 42 companies and 102 equity investments in 66 companies; 31 companies had both.

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Runway Growth Finance Corp. (RWAY) completed its offering of $46,329,125 in aggregate principal amount of 7.75% Notes due October 1, 2031, and entered a Fifth Supplemental Indenture with U.S. Bank Trust Company, National Association, as trustee, on October 1, 2026. The Notes bear interest at 7.75% per year, payable quarterly in arrears on March 1, June 1, September 1 and December 1, beginning December 1, 2026. They are direct unsecured obligations, rank pari passu with unsecured, unsubordinated debt, are effectively subordinated to secured debt to the extent of collateral value, and are structurally subordinated to subsidiary obligations.

RWAY intends to use net proceeds to repay outstanding debt, including borrowings under its Credit Facility, redeem all $32,969,000 in aggregate principal amount of 9.00% 2027 notes issued by SWK Holdings Corporation, and for other general corporate purposes. After assuming those notes' obligations in connection with its acquisition of SWK on April 6, 2026, RWAY notified the trustee of its election to redeem them and expects to do so on November 3, 2026, at 100% of principal plus accrued and unpaid interest to, but not including, that date.

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Runway Growth Finance Corp. is offering $45,000,000 aggregate principal amount of 7.75% notes due October 1, 2031. Underwriters may purchase up to an additional $6,750,000 aggregate principal amount to cover overallotments within 30 days of September 24, 2026. The notes are direct unsecured obligations, with interest paid quarterly beginning December 1, 2026. Runway estimates net proceeds of approximately $43.2 million, or approximately $49.8 million if the overallotment option is fully exercised. It intends to use proceeds to repay outstanding indebtedness, including Credit Facility borrowings, redeem all outstanding SWK 2027 Notes, and for general corporate purposes.

The notes have minimum denominations of $25 and may be redeemed by Runway on or after October 1, 2028, at $25 per note plus accrued and unpaid interest; holders cannot require early repayment. They rank equally with unsecured, unsubordinated debt but are effectively subordinated to secured debt and structurally subordinated to subsidiary liabilities. As of September 22, 2026, total indebtedness was approximately $585.5 million, including $252.0 million of secured debt.

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Rhea-AI Summary

Runway Growth Finance Corp. (RWAY) entered into an underwriting agreement in connection with the issuance and sale of $45.0 million aggregate principal amount of 7.75% Notes due 2031. The agreement is among the company, Runway Growth Capital LLC and Oppenheimer & Co. Inc., as representative of the underwriters. The closing is expected on October 1, 2026, subject to customary closing conditions.

The company granted the underwriters a 30-day option to purchase up to an additional $6.8 million aggregate principal amount of notes to cover overallotments, if any. The offering was made under the company’s effective shelf registration statement.

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Runway Growth Finance Corp. is offering $50 million aggregate principal amount of 7.00% Notes due December 1, 2029, at 98.859% of principal. Interest is payable semiannually beginning December 1, 2026. The unsecured notes rank pari passu with the company’s unsecured, unsubordinated debt, but are effectively subordinated to secured debt and structurally subordinated to subsidiary liabilities.

The company estimates net proceeds of approximately $48.4 million after underwriting discounts and offering expenses, intended to repay Credit Facility borrowings and for general corporate purposes. As of May 21, 2026, total indebtedness was approximately $693.5 million, including $410.0 million secured; assuming no repayment of Credit Facility amounts, total indebtedness after issuance would be approximately $743.5 million. Holders may require a cash repurchase at 100% of principal following a Change of Control Repurchase Event; the company may redeem before June 1, 2029 under a Treasury-rate formula.

The Notes have no established trading market, and the company does not intend to list them. Separately, Runway completed its acquisition of SWK Holdings on April 6, 2026, and assumed $33.0 million of 9.00% Senior Notes due 2027.

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Runway Growth Finance Corp. is offering $100 million aggregate principal amount of 7.25% Notes due 2031; underwriters may purchase up to an additional $15 million to cover overallotments within 30 days of January 27, 2026. The Notes are direct unsecured obligations, rank alongside the company’s unsecured, unsubordinated debt, and are effectively subordinated to secured debt and structurally subordinated to subsidiary liabilities. Interest is payable quarterly, beginning March 1, 2026.

The company estimates net proceeds of approximately $96.75 million after underwriting discounts and estimated expenses, or approximately $111.30 million if the overallotment option is fully exercised. It intends to use proceeds to repay outstanding indebtedness, including the December 2027 and July 2027 Notes, and for general corporate purposes. As of January 23, 2026, total indebtedness was approximately $422.3 million, including $183.0 million secured; the company repaid the 8.54% April 2026 Notes in full on January 21, 2026. Separately, the merger agreement with SWK Holdings Corporation remains subject to closing conditions, including SWK stockholder approval; FTC early termination of the antitrust waiting period was granted December 2, 2025.

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Runway Growth Finance Corp. is conducting a preliminary primary offering of unsecured notes. It intends to use the net proceeds to repay outstanding indebtedness, including amounts under its Credit Facility and the redemption of its outstanding SWK 2027 Notes, and for general corporate purposes. The notes rank equally with its unsecured, unsubordinated debt, but are effectively subordinated to secured debt and structurally subordinated to obligations of its subsidiaries.

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Runway Growth Finance Corp. (RWAY) director Edward J. Goldthorpe reported open-market purchases of the company’s Common Stock. He bought 3,749 shares on September 21, 2026 at a weighted average price of $6.72 per share and 6,251 shares on September 22, 2026 at a weighted average price of $6.76 per share, for a total of 10,000 shares acquired directly. No Rule 10b5-1 trading plan is reported for these transactions.

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Runway Growth Finance Corp. (RWAY) reported that its Co-Chief Executive Officer, Michael Rovner, purchased common stock in an open-market transaction. On September 9, 2026, he bought 7,000 shares of common stock at a weighted average price of $6.57 per share, and now holds 7,000 shares directly.

The filing notes that the shares were acquired in multiple trades at prices ranging from $6.56 to $6.60 per share.

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Runway Growth Finance Corp. (RWAY) director and officer R. David Spreng reported an open-market or private purchase of 1,000 shares of common stock on 2026-08-14 at $6.8891 per share. Following this transaction, he directly holds 194,504 shares, with an additional 41,371 shares held indirectly through a 401(k) plan.

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FAQ

How many Runway Growth Finance (RWAY) SEC filings are available on StockTitan?

StockTitan tracks 62 SEC filings for Runway Growth Finance (RWAY), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Runway Growth Finance (RWAY)?

The most recent SEC filing for Runway Growth Finance (RWAY) was filed on October 13, 2026.