[Form 4/A] Runway Growth Finance Corp. Amended Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4/A
Rhea-AI Filing Summary
Runway Growth Finance Corp. Chief Financial and Operating Officer Thomas B. Raterman reported open‑market purchases of company stock. He bought a total of 10,000 shares of common stock in three non-derivative transactions at prices between $6.335 and $6.67 per share, bringing his direct holdings to 98,359 shares. This amended Form 4 corrects earlier filings that had mistakenly reported these transactions using code "A" and now properly classifies them as code "P" open‑market purchases.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Net Buyer: 10,000 shares ($64,355)
Net Buy
3 txns
Insider
Raterman Thomas B.
Role
CFO, COO
Bought
10,000 shs ($64K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock, par value $0.01 per share | 7,000 | $6.335 | $44K |
| Purchase | Common Stock, par value $0.01 per share | 2,900 | $6.67 | $19K |
| Purchase | Common Stock, par value $0.01 per share | 100 | $6.67 | $667.00 |
Holdings After Transaction:
Common Stock, par value $0.01 per share — 98,359 shares (Direct, null)
Footnotes (1)
- On May 18, 2026, the reporting person filed a Form 4 with respect to two transactions dated May 14, 2026, which inadvertently reported the transaction codes in Column 3 as "A". This amended Form 4 amends such filing to report the transaction codes in Column 3 as "P" for such transactions. On May 22, 2026, the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026, which inadvertently reported the transaction code in Column 3 as "A". This amended Form 4 amends such filing to report the transaction code in Column 3 as "P" for such transaction.
Key Figures
Total shares purchased: 10,000 shares
Purchase price (May 20, 2026): $6.335 per share
Purchase price (May 14, 2026): $6.67 per share
+3 more
6 metrics
Total shares purchased
10,000 shares
Open-market common stock purchases reported in Form 4/A
Purchase price (May 20, 2026)
$6.335 per share
Open-market purchase of 7,000 shares
Purchase price (May 14, 2026)
$6.67 per share
Two open-market purchases totaling 3,000 shares
Shares owned after transactions
98,359 shares
Direct ownership following May 20, 2026 purchase
Number of buy transactions
3 transactions
All coded as P (open-market purchases)
Net buy direction
10,000 shares net-buy
No reported sales or derivative exercises
Key Terms
open-market purchase, non-derivative, Form 4, transaction code, +1 more
5 terms
open-market purchase financial
"transaction_action": "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
non-derivative financial
""transaction_type": "non-derivative""
Form 4 regulatory
"the reporting person filed a Form 4 with respect to two transactions"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
transaction code regulatory
"reported the transaction codes in Column 3 as "A""
amended Form 4 regulatory
"This amended Form 4 amends such filing to report the transaction code"