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Runway Growth Finance (RWAY) CFO awarded 7,000 shares in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.

Runway Growth Finance Corp. reported that CFO and COO Thomas B. Raterman received a grant of 7,000 shares of common stock at a value of $6.335 per share. This is a compensation-related award, not an open-market purchase. Following the grant, he directly holds 98,359 shares.

Positive

  • None.

Negative

  • None.
Insider Raterman Thomas B.
Role CFO, COO
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.01 per share 7,000 $6.335 $44K
Holdings After Transaction: Common Stock, par value $0.01 per share — 98,359 shares (Direct, null)
Footnotes (1)
Shares granted 7,000 shares Equity award to CFO/COO Thomas B. Raterman
Grant value per share $6.335 per share Transaction price for the 7,000-share award
Shares held after grant 98,359 shares Direct holdings following the reported transaction
Common Stock, par value $0.01 per share financial
"security_title: Common Stock, par value $0.01 per share"
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
non-derivative financial
"transaction_type: non-derivative"
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Raterman Thomas B.

(Last)(First)(Middle)
C/O RUNWAY GROWTH FINANCE CORP.
295 N. MICHIGAN AVE, SUITE 4200

(Street)
CHICAGO ILLINOIS 60601

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Runway Growth Finance Corp. [ RWAY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CFO, COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share05/20/2026A7,000A$6.33598,359D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Thomas B. Raterman05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Runway Growth Finance (RWAY) report for Thomas B. Raterman?

Runway Growth Finance reported that CFO and COO Thomas B. Raterman received a grant of 7,000 shares of common stock. The award is classified as a grant or other acquisition, reflecting equity-based compensation rather than an open-market stock purchase.

At what price was the latest RWAY stock grant to the CFO valued?

The 7,000-share grant to Runway Growth Finance’s CFO was valued at $6.335 per share. This value represents the transaction price used for the equity award recorded in the insider filing, rather than a reported open-market trading price.

How many Runway Growth Finance (RWAY) shares does the CFO hold after this grant?

After receiving the 7,000-share award, Runway Growth Finance’s CFO and COO Thomas B. Raterman directly holds 98,359 common shares. This total reflects his direct ownership position immediately following the reported compensation-related transaction.

Was the recent RWAY insider transaction a stock purchase or a compensation grant?

The recent Runway Growth Finance insider transaction was a compensation-related grant, not an open-market stock purchase. It is coded as a grant, award, or other acquisition, meaning the executive received shares as part of his compensation package.

Does the latest RWAY Form 4 show any insider stock sales?

The latest Form 4 for Runway Growth Finance shows no insider stock sales. It reports only a single acquisition: a 7,000-share grant to the CFO and COO, with no corresponding dispositions or derivative exercises in this filing.