RWAY CFO receives 3,000-share stock award

Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.

Runway Growth Finance Corp. executive Thomas B. Raterman, the CFO and COO, reported compensation-related stock awards rather than open-market purchases. On the reported date, he received two grants totaling 3,000 shares of common stock at a reference price of $6.67 per share, increasing his direct holdings to 91,359 shares. The filing also notes that a previous Form 4 for Mr. Raterman misstated his direct and indirect holdings, and this report corrects that disclosure.

Insider Trade Summary 10b5-1

Grant/Award: 3,000 shares

Grant/Award 2 txns

Insider Raterman Thomas B.

Role CFO, COO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $0.01 per share	100	$6.67	$667.00
Grant/Award	Common Stock, par value $0.01 per share	2,900	$6.67	$19K

Holdings After Transaction: Common Stock, par value $0.01 per share — 91,260 shares (Direct)

Footnotes (1)

1. F1. The previous Form 4 for Mr. Raterman filed on April 1, 2025 inadvertently misstated his direct and indirect holdings. This Form 4 corrects such disclosure.

Key Figures

Stock award 1: 2,900 shares Stock award 2: 100 shares Reference price: $6.67 per share +2 more

5 metrics

Stock award 1 2,900 shares Grant of common stock at $6.67 per share

Stock award 2 100 shares Additional grant of common stock at $6.67 per share

Reference price $6.67 per share Reported transaction price for both stock awards

Post-transaction holdings 91,359 shares Direct common stock owned after the second award

Number of acquire transactions 2 transactions Both coded “A” as grant, award, or other acquisition

Key Terms

Grant, award, or other acquisition, Common Stock, par value $0.01 per share, Form 4, direct and indirect holdings

4 terms

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Common Stock, par value $0.01 per share financial

"security_title": "Common Stock, par value $0.01 per share""

Form 4 regulatory

"The previous Form 4 for Mr. Raterman filed on April 1, 2025"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

direct and indirect holdings financial

"inadvertently misstated his direct and indirect holdings"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did RWAY executive Thomas B. Raterman report in this Form 4?

Thomas B. Raterman, CFO and COO of Runway Growth Finance Corp. (RWAY), reported receiving stock awards. He acquired 3,000 shares of common stock as compensation grants, which increased his directly held stake to 91,359 shares following the transactions.

Were the RWAY Form 4 transactions open-market buys or compensation grants?

The Form 4 for RWAY shows compensation-related acquisitions, not open-market purchases. Both entries use code “A” for “Grant, award, or other acquisition,” indicating stock awards granted to Thomas B. Raterman rather than discretionary buying in the market.

How many RWAY shares does Thomas B. Raterman hold after these transactions?

After the reported transactions, Thomas B. Raterman directly holds 91,359 shares of Runway Growth Finance Corp. common stock. The last transaction in the filing shows this post-transaction total, reflecting his updated direct ownership position.

What is the share amount and price of the RWAY stock awards reported?

The Form 4 reports two stock awards totaling 3,000 shares of Runway Growth Finance Corp. common stock. Both awards are reported at a reference price of $6.67 per share, consistent across the two grant entries on the same transaction date.

Why does the RWAY Form 4 mention a correction to prior holdings?

A footnote explains that an earlier Form 4 for Thomas B. Raterman, filed on April 1, 2025, inadvertently misstated his direct and indirect holdings. This new Form 4 is specifically identified as correcting that earlier disclosure about his ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 05/18/2026 - 06:02 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Raterman Thomas B.

(Last) (First) (Middle)

C/O RUNWAY GROWTH FINANCE CORP.

295 N. MICHIGAN AVE, SUITE 4200

(Street)

CHICAGO ILLINOIS 60601

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Runway Growth Finance Corp. [ RWAY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO, COO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	05/14/2026		A		100	A	$6.67	91,359(1)	D
Common Stock, par value $0.01 per share	05/14/2026		A		2,900	A	$6.67	91,260(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The previous Form 4 for Mr. Raterman filed on April 1, 2025 inadvertently misstated his direct and indirect holdings. This Form 4 corrects such disclosure.

	/s/ Thomas B. Raterman	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)