Redwood Trust director buys 50K shares at $3.85

REDWOOD TRUST INC (RWT) director Greg H. Kubicek reported purchasing 50,000 shares of common stock on September 15, 2026, in an open-market or private transaction at $3.8512 per share, held indirectly through a trust.

Available on EDGAR 09/15/2026 - 02:25 PM EDT Accepted by SEC EDGAR 09/15/2026 - 02:24 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

REDWOOD TRUST INC (RWT) director Greg H. Kubicek reported purchasing 50,000 shares of common stock on September 15, 2026, in an open-market or private transaction at $3.8512 per share, held indirectly through a trust. After this purchase, the trust holds 127,184.66 shares, in addition to other direct and indirect holdings reported for Kubicek. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Net Buyer: 50,000 shares

Net Buy 1 txn

Insider KUBICEK GREG H

Role Director

Bought 50,000 shs ($193K)

Increase in Position 64.8%

Type	Security	Shares	Price	Value
Purchase	Common Stock	50,000	$3.8512	$193K
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 127,184.66 shares (Indirect, by Trust); Common Stock — 5,000 shares (Direct); Common Stock — 2,122 shares (Indirect, by IRA); Common Stock — 22,148 shares (Indirect, by Pension); Common Stock — 1,913 shares (Indirect, by Spouse)

Holdings Before and After: Common Stock, 77,184.66 to 127,184.66 shares (Indirect, by Trust)

Other Insiders: 1 other insider reported open-market purchases of this stock in the 30 days up to this filing.

Key Figures

Common shares purchased: 50,000 shares Purchase price per share: $3.8512 per share Trust holdings after transaction: 127,184.66 shares +4 more

7 metrics

Common shares purchased 50,000 shares Open-market or private purchase on September 15, 2026

Purchase price per share $3.8512 per share Price paid for the 50,000 common shares on September 15, 2026

Trust holdings after transaction 127,184.66 shares Common stock held indirectly by trust following the purchase

Direct holdings after transaction 5,000 shares Common stock held directly by Greg H. Kubicek

IRA indirect holdings 2,122 shares Common stock held indirectly by IRA

Pension indirect holdings 22,148 shares Common stock held indirectly by pension

Spouse indirect holdings 1,913 shares Common stock held indirectly by spouse

Key Terms

indirect ownership, Rule 10b5-1 trading plan, IRA, Pension

4 terms

indirect ownership financial

"held indirectly through a trust"

Rule 10b5-1 trading plan regulatory

"No Rule 10b5-1 trading plan is reported for this transaction"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

IRA financial

"2,122 shares held indirectly by an IRA"

An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.

Pension financial

"22,148 shares held indirectly by a pension"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RWT director Greg H. Kubicek report?

He reported a purchase of 50,000 shares of Redwood Trust common stock on September 15, 2026, in an open-market or private transaction at $3.8512 per share, held indirectly through a trust.

How many RWT shares does Greg H. Kubicek’s trust hold after the transaction?

Following the September 15, 2026 purchase, the trust associated with Greg H. Kubicek holds 127,184.66 shares of Redwood Trust common stock indirectly.

Does the Form 4 indicate a Rule 10b5-1 trading plan for the RWT transaction?

No. The filing indicates that no Rule 10b5-1 trading plan is reported in connection with Greg H. Kubicek’s September 15, 2026 purchase of Redwood Trust shares.

What other RWT share holdings does Greg H. Kubicek report besides the trust?

He reports 5,000 shares held directly, 2,122 shares held indirectly by an IRA, 22,148 shares held indirectly by a pension, and 1,913 shares held indirectly by a spouse.

What is the overall direction of Greg H. Kubicek’s recent trading in RWT?

The reported activity shows a net purchase of 50,000 shares of Redwood Trust common stock, with no reported sales or derivative exercises in this Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KUBICEK GREG H

(Last) (First) (Middle)

1 BELVEDERE PLACE

SUITE 300

(Street)

MILL VALLEY CALIFORNIA 94941

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
REDWOOD TRUST INC [ RWT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		P		50,000	A	$3.8512	127,184.66	I	by Trust
Common Stock								5,000	D
Common Stock								2,122	I	by IRA
Common Stock								22,148	I	by Pension
Common Stock								1,913	I	by Spouse

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Attorney-In-Fact:/Andrew P. Stone	09/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)