Welcome to our dedicated page for REDWOOD TRUST SEC filings (Ticker: RWT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Redwood Trust, Inc. filings document the specialty finance company's housing credit platforms, public securities, governance, and recurring capital markets disclosures. Form 8-K reports include operating results, shareholder letters, supplemental financial tables, Regulation FD materials, dividend declarations, dividend tax characterization, and announcements tied to mortgage loan distribution and securitization activity.
Proxy materials cover annual meeting matters, board and executive compensation disclosures, equity awards, and stockholder voting. The filing record also identifies the company's NYSE-listed common stock, Series A fixed-rate reset cumulative redeemable preferred stock, and senior notes due 2029 and 2030, connecting capital structure disclosures with Redwood's mortgage banking and investment portfolio activity.
REDWOOD TRUST INC (RWT) Chief Executive Officer and director Christopher J. Abate reported an amended Form 4 reflecting a direct open-market purchase of 100,000 shares of common stock on September 15, 2026 at $3.839 per share, bringing his directly held common shares to 679,283. The amendment clarifies that these shares were directly owned by Mr. Abate at the time of the transaction. He also reports outstanding Deferred Stock Units convertible into common stock at exercise prices of $5.63, $6.64, and $7.79 with underlying shares of 115,896, 98,268, and 118,421 respectively, granted at fair market value under the 2014 Incentive Award Plan and subject to multi-year vesting schedules; no expiration date applies to these DSUs. No Rule 10b5-1 trading plan is indicated.
REDWOOD TRUST INC (RWT) reports that President and director Dashiell I. Robinson purchased 63,211.13 shares of common stock on September 16, 2026 at $3.98 per share in an open-market or private transaction, bringing his direct common stock holdings to 395,050.13 shares.
He also holds multiple Deferred Stock Unit (DSU) awards under the 2014 Incentive Award Plan, including positions tied to common stock at grant-date fair values of $5.63, $6.64, $7.44 and $7.79 per underlying share, with vesting schedules running through December 2029 and no stated expiration for the DSUs.
REDWOOD TRUST INC (RWT) is the subject of a Schedule 13G in which Bay Pond Partners, L.P. reports beneficial ownership of 7,151,539 shares of Redwood Trust common stock, representing 5.69% of the class. Bay Pond Partners has shared power to vote and dispose of all these shares and no sole voting or dispositive power.
Redwood Trust, Inc. (RWT) completed a private offering of $205 million aggregate principal amount of 7.00% Convertible Senior Notes due 2030, issued under an indenture with Wilmington Trust as trustee. The notes are senior unsecured obligations, paying interest semi-annually on March 15 and September 15, and mature on September 15, 2030, unless earlier repurchased, redeemed or converted.
The initial conversion rate is 204.0608 shares of common stock per $1,000 principal amount, implying a conversion price of approximately $4.90 per share, a 35% premium to the September 10, 2026 closing price. Redwood may settle conversions in cash or in cash plus shares, with at least the principal amount paid in cash based on a 25‑trading‑day observation period. Initially, up to 56,473,810 shares may be issuable upon conversion at the stated maximum conversion rate, subject to adjustment and ownership limits in Redwood’s charter.
The offering was sold to persons reasonably believed to be qualified institutional buyers under Rule 144A. Redwood intends to use approximately $129.29 million of net proceeds to repurchase about $123.79 million principal of its existing 7.75% convertible senior notes due 2027, leaving approximately $173.38 million of those notes outstanding, and approximately $20 million to repurchase 5,509,641 shares of common stock in privately negotiated transactions, with remaining proceeds for general corporate and investment purposes.
REDWOOD TRUST INC (RWT) director Greg H. Kubicek reported purchasing 50,000 shares of common stock on September 15, 2026, in an open-market or private transaction at $3.8512 per share, held indirectly through a trust. After this purchase, the trust holds 127,184.66 shares, in addition to other direct and indirect holdings reported for Kubicek. No Rule 10b5-1 trading plan is reported for this transaction.
REDWOOD TRUST INC (RWT) Chief Executive Officer and director Christopher J. Abate reported an open‑market purchase of 100,000 shares of common stock on September 15, 2026 at $3.839 per share, held indirectly by a trust, bringing his indirect common‑stock holdings to 679,283 shares. He also reported deferred stock unit awards convertible into 115,896, 98,268 and 118,421 shares of common stock at grant‑date fair values of $5.63, $6.64 and $7.79 per underlying share, which vest in tranches between 2025 and 2029, and no Rule 10b5‑1 trading plan is reported.
REDWOOD TRUST INC (RWT) reported that Chief Financial Officer Brooke Carillo purchased 26,065 shares of common stock on September 15, 2026 at $3.8457 per share in an open‑market or private transaction. Following this purchase, Carillo directly holds 140,481 common shares, plus multiple outstanding Deferred Stock Unit awards tied to additional common shares with various vesting schedules. No Rule 10b5-1 trading plan is reported for this transaction.
Redwood Trust, Inc. (RWT) declared third quarter 2026 dividends and announced balance-sheet actions including a planned convertible notes offering and sales of legacy loans. The Board declared a $0.18 per share common stock dividend, unchanged from the prior quarter and representing the 109th consecutive quarterly common dividend, payable September 30, 2026 to holders of record on September 23, 2026. The Board also declared a third quarter 2026 dividend on the 10.00% Series A preferred stock of $0.625 per share, payable October 15, 2026 to holders of record on October 1, 2026.
Redwood reached preliminary agreements to dispose of certain legacy bridge loans with an aggregate unpaid principal balance of up to $190 million, which management currently estimates would reduce book value per share by approximately 2% from the June 30, 2026 level. These dispositions are targeted to close late in the third quarter or early in the fourth quarter of 2026 and remain subject to definitive documentation and closing conditions. Separately, Redwood plans a private offering of $150 million aggregate principal amount of convertible senior notes due 2030, with an option for initial purchasers to buy up to an additional $22.5 million of notes. The company intends to use a portion of the net proceeds to repurchase part of its 2027 notes, up to $20 million to repurchase common stock, and the remainder for general corporate purposes and funding its housing credit platforms.
Redwood Trust, Inc. (RWT) has a significant shareholder position reported by Bay Pond Investors (Bermuda) L.P. on a Schedule 13G. Bay Pond reports beneficial ownership of 6,379,415 shares of Redwood Trust common stock, representing 5.08% of the outstanding class.
Bay Pond reports no sole voting or dispositive power over these shares and instead holds shared voting and shared dispositive power over all 6,379,415 shares. The filing is signed by Ihsan Speede as Authorized Person for Wellington Alternative Investments LLC, the general partner of Bay Pond Investors (Bermuda) L.P.
Redwood Trust, Inc. has a significant institutional holder, as Wellington Management Group LLP and related entities report beneficial ownership of Redwood Trust common stock on a passive basis. As of June 30, 2026, Wellington-managed clients collectively hold 8,735,371 shares, representing 6.98% of the outstanding common stock.
The Wellington entities report 0 shares with sole voting or dispositive power and instead list 8,307,376 shares with shared voting power and up to 8,735,371 shares with shared dispositive power. The shares are owned of record by multiple advisory clients of Wellington’s investment adviser affiliates, none of which individually is known to hold more than five percent of the class.