Redwood Trust, Inc. filings document the specialty finance company's housing credit platforms, public securities, governance, and recurring capital markets disclosures. Form 8-K reports include operating results, shareholder letters, supplemental financial tables, Regulation FD materials, dividend declarations, dividend tax characterization, and announcements tied to mortgage loan distribution and securitization activity.
Proxy materials cover annual meeting matters, board and executive compensation disclosures, equity awards, and stockholder voting. The filing record also identifies the company's NYSE-listed common stock, Series A fixed-rate reset cumulative redeemable preferred stock, and senior notes due 2029 and 2030, connecting capital structure disclosures with Redwood's mortgage banking and investment portfolio activity.
Redwood Trust, Inc. approved a plan to revoke its REIT election for 2027. It currently expects to file with the IRS on or before March 31, 2027, which would make C-corporation status effective January 1, 2027; Redwood expects to remain a REIT for 2026. The company estimates the conversion would increase GAAP book value per share by $0.73–$0.77 in Q4 2026.
Redwood plans a $50 million exchange offer during the week of November 9, 2026, swapping common stock for new 11.00% Series B preferred stock; it may increase if meaningfully oversubscribed, and has not commenced. Redwood also agreed to repurchase from Hildene Capital Management, LLC $53,125,000 liquidation amount of trust preferred securities for $45,156,250 plus accumulated unpaid distributions, and pay a $500,000 cash fee. A separate common-stock repurchase authorization is up to $40 million.
CPP Investments' secured financing facility increased to $500 million from $400 million and was extended through March 2030; the joint venture commitment was extended to March 2030. The warrants' exercise price was set at $4.90 per share and their exercise period extended until March 2032, with up to 452,911 additional shares possible in certain make-whole events. A one-for-five reverse split is expected to take effect December 31, 2026, with split-adjusted trading expected January 4, 2027. Rights generally become exercisable if a person or group acquires 4.9% or more of common stock and certain other securities.
Redwood Trust, Inc. reported a third-quarter GAAP net loss related to common stockholders of $47.3 million, or $0.39 per share, versus a $2.9 million loss in Q2. Book value per common share was $6.56 at September 30, down 4.9% from $6.90 at June 30; Core Segments EAD was $0.18 per share versus $0.25. Mortgage Banking platforms earned $27.0 million versus $40.1 million in Q2 and generated a 26% annualized return on capital, their ninth consecutive quarter above 20%, while distributing $8.8 billion of loans.
Redwood had $201 million in unrestricted cash at September 30 and repurchased 9.2 million common shares for $34 million, reporting approximately $0.25 per share of book-value accretion. It plans to transition to a C-corporation in 2027 and expects an initial $0.73–$0.77 per-share increase in GAAP book value in Q4 2026. Its planned quarterly common dividend policy of $0.02 per share is expected to take effect upon the Board’s December 2026 declaration of the Q4 dividend. The company also upsized a secured financing facility with CPP Investments and Stone Point Credit, extending its maturity to March 2030.
Redwood Trust, Inc. (RWT) scheduled release of its third-quarter 2026 financial results for November 3, 2026, after the close of the New York Stock Exchange. Senior management plans to hold a conference call that day at 5:00 p.m. Eastern Time (2:00 p.m. Pacific Time).
CEO Christopher Abate said Redwood distributed more than $8 billion of mortgage loans through securitizations and whole loan sales during the third quarter, and ended September with approximately $190 million of cash and cash equivalents. He also said the company intends to continue pursuing opportunistic debt repurchases under its existing authorization.
Redwood Trust, Inc. (RWT) Amendment No. 8 reports that Wellington Management Group LLP, Wellington Group Holdings LLP, Wellington Investment Advisors Holdings LLP, and Wellington Management Company LLP each report beneficial ownership of 21,343,055 common shares as of September 30, 2026; Item 4 states 16.99% of the class. Each reports shared voting power over 20,907,896 shares. Three report shared dispositive power over 21,343,055 shares; Wellington Management Company LLP reports shared dispositive power over 21,206,163 shares. The shares are owned of record by clients of the investment advisers.
Redwood Trust Inc. director Greg H. Kubicek acquired 28,951.88 Deferred Stock Units on September 30, 2026, through a deferral election relating to director compensation and/or dividend equivalent rights under the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. The units were 100% vested at grant. His reported direct position following the acquisition was 28,951.88 Deferred Stock Units.
Redwood Trust Inc. (RWT) director Horvath D. Debora acquired 15,058.77 deferred stock units on September 30, 2026, through a deferral election related to director compensation and/or dividend equivalent rights under the Amended and Restated Executive Deferred Compensation Plan. The units were 100% vested at grant, and the reported post-transaction balance was 15,058.77 deferred stock units.
Redwood Trust Inc. (RWT) is the issuer whose common stock Howard Amster reported beneficially owning 11,269,634 shares, or 9.0%. His reported sole voting and dispositive power covered 11,256,617 shares, with shared voting and dispositive power over 13,017 shares. Redwood Trust had 125,612,432 common shares outstanding as of August 5, 2026.
The transaction table lists open-market purchases, including 2,225,000 shares purchased by Howard Amster 2019 Charitable Remainder Unitrust #1 on September 18, 2026, at $4.00 per share, and 2,032,283 shares purchased by Howard Amster on September 21, 2026, at $4.09 per share. The reporting persons said they had invested approximately $46,005,443 in aggregate to acquire the shares as of September 25, 2026, using personal funds and working capital.
They said they have no present intention to dispose of their shares but may buy more. They also stated that the joint filing does not affirm that a reporting group exists, and that each reporting person disclaims beneficial ownership of securities held by another.
REDWOOD TRUST INC (RWT) reported that Chief Human Resource Officer Sasha G. Macomber purchased 4,895 shares of common stock on September 21, 2026 at $4.0792 per share in a direct open-market or private transaction, bringing her direct common stock holdings to 95,298 shares.
Macomber also holds several grants of Deferred Stock Units, each settling into common stock at exercise prices between $5.63 and $7.79 per share, covering underlying common shares ranging from about 38,000 to 48,000 per grant, with vesting in installments through late 2029. No Rule 10b5-1 trading plan is reported.
REDWOOD TRUST INC (RWT) reports that Chief Legal Officer Andrew P. Stone purchased 5,000 shares of Common Stock on September 21, 2026 at $4.1187 per share, bringing his direct holdings to 183,631 shares. He also holds several grants of Deferred Stock Units that are settled in Common Stock, with grant date fair values ranging from $5.63 to $7.79 per underlying share and long-term vesting schedules; these DSUs have no expiration date. No Rule 10b5-1 trading plan is reported for this purchase.