STOCK TITAN

Redwood Trust: Wellington reports 16.99% stake

The shares are owned of record by clients of the Wellington investment advisers, while the four Wellington entities report beneficial ownership and voting or disposition authority.

(Neutral)

Sentiment and the balance of points

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Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Redwood Trust, Inc. (RWT) Amendment No. 8 reports that Wellington Management Group LLP, Wellington Group Holdings LLP, Wellington Investment Advisors Holdings LLP, and Wellington Management Company LLP each report beneficial ownership of 21,343,055 common shares as of September 30, 2026; Item 4 states 16.99% of the class. Each reports shared voting power over 20,907,896 shares. Three report shared dispositive power over 21,343,055 shares; Wellington Management Company LLP reports shared dispositive power over 21,206,163 shares. The shares are owned of record by clients of the investment advisers.

Beneficially owned shares 21,343,055 shares Reported by each of the four Wellington entities as of September 30, 2026
Percent of class 16.99% Item 4
Shared voting power 20,907,896 shares Reported by each of the four Wellington entities
Shared dispositive power 21,343,055 shares Reported by three of the Wellington entities
Shared dispositive power 21,206,163 shares Reported by Wellington Management Company LLP
beneficially owned regulatory
"Amount beneficially owned"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
Shared Voting Power regulatory
"Shared Voting Power 20,907,896.00"
Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.
Shared Dispositive Power regulatory
"Shared Dispositive Power 21,343,055.00"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RWT shares did Wellington report beneficially owning?

Each of the four Wellington reporting entities lists beneficial ownership of 21,343,055 shares as of September 30, 2026. Item 4 reports 16.99% of the class.

Which clients are identified in Wellington’s RWT ownership disclosure?

Bay Pond Partners, L.P. and Bay Pond Investors (Bermuda) L.P. are named as exceptions to the statement that no client is known to have rights to dividends or sale proceeds for more than 5% of the class.

What voting and disposition powers did Wellington report over RWT shares?

Each of the four entities reported shared voting power over 20,907,896 shares. Three reported shared dispositive power over 21,343,055 shares; Wellington Management Company LLP reported shared dispositive power over 21,206,163 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates





758075402

(CUSIP Number)
09/30/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G





SCHEDULE 13G



Wellington Management Group LLP
Signature:Matthew Revell
Name/Title:Compliance Manager
Date:10/07/2026
Wellington Group Holdings LLP
Signature:Matthew Revell
Name/Title:Compliance Manager
Date:10/07/2026
Wellington Investment Advisors Holdings LLP
Signature:Matthew Revell
Name/Title:Compliance Manager
Date:10/07/2026
Wellington Management Company LLP
Signature:Matthew Revell
Name/Title:Compliance Manager
Date:10/07/2026

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