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REDWOOD TRUST INC director Debora D. Horvath exercised deferred stock units into common stock as part of her director compensation plan. She converted 7,259 Deferred Stock Units into 7,259 shares of common stock in accordance with her prior deferral election under the Amended and Restated Executive Deferred Compensation Plan.
The units were distributed based on the fair market value of Redwood Trust common stock on the transaction date, with the related non-derivative entry showing a reference price of $4.73 per share. Following the conversion, she holds 156,295 common shares indirectly through a trust and 9,568.49 common shares indirectly in an IRA, while the reported Deferred Stock Units balance is now zero after the mandatory holding period ended and distribution occurred.
Redwood Trust, Inc. announced that its Board of Directors declared second quarter 2026 dividends on both its common and preferred stock. The regular common stock dividend is $0.18 per share, unchanged from the first quarter of 2026, payable on June 30, 2026 to stockholders of record on June 23, 2026.
For its 10.00% Series A Fixed-Rate Reset Cumulative Redeemable Preferred Stock, the Board declared a second quarter 2026 dividend of $0.625 per share, payable on July 15, 2026 to stockholders of record on July 1, 2026. The common dividend represents Redwood’s 108th consecutive quarterly common dividend, underscoring its long-running emphasis on regular income distributions as a real estate investment trust focused on housing credit.
Redwood Trust Inc. director Douglas B. Hansen exercised 20,729 Deferred Stock Units into 20,729 shares of common stock. The Form 4 shows this was an exercise of a derivative security under the Executive Deferred Compensation Plan, delivered at the time specified in the grant agreement after a mandatory holding period.
Following the transactions, Hansen indirectly holds 417,702 common shares through a trust, 31,517 shares through an IRA, and 13,418 shares directly. Footnotes describe the event as a distribution and/or conversion of Deferred Stock Units based on the fair market value of Redwood Trust common stock on the transaction date, indicating a routine compensation-related settlement rather than an open‑market trade.
Redwood Trust, Inc. completed a registered underwritten public offering of $125,000,000 aggregate principal amount of 9.75% Senior Notes due 2031. Net proceeds were approximately $120.41 million, or $138.57 million if the underwriters’ over-allotment option for an additional $18,750,000 of notes is fully exercised.
The notes are senior unsecured obligations, paying interest at 9.75% per year, with quarterly payments beginning September 1, 2026, and maturing on June 1, 2031. Redwood Trust may redeem them at par plus accrued interest on or after June 1, 2028 and must offer to repurchase them at 101% of principal plus accrued interest upon a change of control repurchase event.
The company plans to use the net proceeds for general corporate purposes, including funding its Sequoia, Aspire, and CoreVest mortgage banking platforms, acquiring related assets for its Redwood Investments portfolio, and pursuing strategic acquisitions and investments.
Redwood Trust director Debora D. Horvath reported compensation-related share activity involving deferred stock units and indirect holdings. She exercised or converted 20,729 Deferred Stock Units into an equal number of shares of common stock under the Executive Deferred Compensation Plan, with no open-market purchase or sale reported.
After the conversion, 149,036.19 shares of common stock were held indirectly through a trust, and 9,568.49 shares were held indirectly in an IRA. The footnotes state the deferred units were subject to a mandatory holding period and are being delivered at the time specified in the grant agreement.
Debora Horvath D reported acquisition or exercise transactions in this Form 4 filing.
REDWOOD TRUST INC director Debora Horvath received a grant of 24,809 Deferred Stock Units as equity compensation. The units are fully vested at grant and are based on the fair market value of Redwood Trust common stock on the grant date under the 2014 Incentive Award Plan. Each unit represents the right to receive one share of common stock, subject to a minimum mandatory holding period. Shares will be delivered according to the deferral election, but no earlier than May 20, 2029, and the deferred stock units have no expiration date.
HANSEN DOUGLAS B reported acquisition or exercise transactions in this Form 4 filing.
Redwood Trust director Douglas B. Hansen received a compensation grant of deferred stock units. On the grant date, he was awarded 24,809 deferred stock units tied to Redwood Trust common stock at a fair market value of $5.24 per share. The units are 100% vested immediately but are subject to a minimum mandatory holding period, with shares to be delivered under his deferral election and not before May 20, 2029. Following this grant, he holds 24,809 deferred stock units directly, with no expiration date applicable to these units.
Redwood Trust Inc. director Greg H. Kubicek received a grant of 24,809 Deferred Stock Units as equity compensation. The units represent the fair market value of Redwood Trust common stock on the grant date under the 2014 Incentive Award Plan and are 100% vested at grant.
The Deferred Stock Units will convert into an equal number of common shares and be delivered after a minimum mandatory holding period, no earlier than May 20, 2029. Following this award, Kubicek holds 24,809 Deferred Stock Units directly, with no expiration date applying to these units.
Schwartz Faith A reported acquisition or exercise transactions in this Form 4 filing.
REDWOOD TRUST INC director Faith A. Schwartz received a grant of 24,809 Deferred Stock Units tied to the company’s common stock. The units were awarded as compensation under the 2014 Incentive Award Plan at a reference fair market value of $5.24 per share on the grant date.
These Deferred Stock Units are 100% vested immediately but are subject to a minimum mandatory holding period. The shares underlying the units will be delivered according to Schwartz’s deferral election, but not earlier than May 20, 2029. After this award, she holds 24,809 Deferred Stock Units directly.
Falcon Armando reported acquisition or exercise transactions in this Form 4 filing.
Redwood Trust director Armando Falcon received a grant of deferred stock units as compensation. He was awarded 24,809 Deferred Stock Units tied to Redwood Trust common stock, at a fair market value of $5.24 per share on the grant date under the 2014 Incentive Award Plan. The award is 100% vested at grant but subject to a minimum mandatory holding period, with shares to be delivered according to his deferral election and not earlier than May 20, 2029. This is a compensation-related equity grant, not an open-market stock purchase or sale.