Welcome to our dedicated page for ROYAL BANK OF CANADA SEC filings (Ticker: RY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royal Bank of Canada filings document the bank's foreign private issuer disclosures, including Form 6-K reports furnished under Exchange Act Rule 13a-16 and Form 40-F annual reporting. Recent materials include annual report exhibits, interim financial information, proxy circulars, annual meeting notices, director elections, auditor appointment matters, executive compensation votes, shareholder proposals, and voting results.
The filing record also covers capital markets activity under the bank's Form F-3 shelf registration statement, including senior global medium-term notes, limited recourse capital notes, NVCC subordinated indebtedness, preferred shares, underwriting agreements, supplemental indentures, and legal and tax opinions. Other 6-K exhibits document share-related communications such as the bank's response to an unsolicited mini-tender offer for common shares.
Royal Bank of Canada offers Contingent Coupon Barrier Notes linked to three ETFs. The Notes pay monthly contingent coupons (if each Underlier is at or above its Coupon Threshold) and mature on May 23, 2029. The Contingent Coupon is at least $7.167 per $1,000 (at least 8.60% per annum). The Notes are sold at par (100.00%) with an initial estimated value expected between $941.80 and $991.80 per $1,000. The Barrier and Coupon Threshold for each Underlier equal 70% of its Initial Underlier Value. At maturity, if the Least Performing Underlier is below its Barrier, repayment is reduced pro rata and investors may lose a substantial portion or all principal; all payments are subject to Royal Bank of Canada credit risk.
Royal Bank of Canada priced a structured, non‑interest bearing note linked to a weighted basket of five international equity indices. Each note has $1,000 principal and an initial basket level of 100. Payment at maturity depends on the final basket level versus a buffer level of 85.00% and a threshold settlement amount set on the trade date. If the final basket level is ≥ initial level you receive the greater of the threshold settlement amount (expected to be between $1,218.40 and $1,256.90 per $1,000) or $1,000 plus the basket return; if final level is <85.00% you can lose principal. The issuer is exposed to credit and market risks; RBCCM serves as calculation agent and dealer.
Royal Bank of Canada is offering Buffer Digital Notes linked to the iShares® Expanded Tech-Software Sector ETF (IGV). The pricing supplement shows a Total Price to public of $551,000 and an initial estimated value of $985.12 per $1,000 principal amount as of the Trade Date. The Notes pay a Digital Return of 25.25% if the Final Underlier Value is at or above the Buffer Value (85% of the Initial Underlier Value), and otherwise pay principal adjusted by the Underlier Return plus a 15% buffer, exposing investors to potential loss of some or a substantial portion of principal. All payments are subject to the Bank’s credit risk.
Royal Bank of Canada is offering Auto-Callable Enhanced Return Barrier Notes linked to an equally weighted basket of five technology stocks: Adobe, Salesforce, Microsoft, Oracle and Palo Alto Networks. The notes have a 3-year term with a Trade Date of April 30, 2026, Issue Date May 5, 2026 and Maturity Date May 3, 2029. If the Basket is at or above the Initial Basket Value on the Call Observation Date, the notes are automatically called for $1,200 per $1,000 principal. If not called, the notes pay at maturity with a 125% Participation Rate on positive Basket returns, a 70% Barrier Value and full principal risk if the Final Basket Value falls below the Barrier. All payments are subject to Royal Bank of Canada credit risk.
The Royal Bank of Canada is offering Market Linked Securities—Auto-Callable linked to the EURO STOXX 50® Index with a $2,645,000 original offering aggregate. Each security has a $1,000 face amount, an initial estimated value of $963.65, a 13.00% call premium and a stated maturity date of May 3, 2029.
The securities pay no interest, feature a 150% upside participation rate, a threshold equal to 75% of the starting value, and full downside exposure below the threshold. Payments and market value are subject to RBC credit risk, limited secondary-market liquidity and complex tax and market‑timing rules.
Royal Bank of Canada is offering Auto-Callable Geared Buffer Notes linked to the EURO STOXX 50® Index. The Notes have a Trade Date of May 4, 2026, Issue Date May 7, 2026, Valuation Date May 5, 2031 and Maturity/Call Settlement Date May 8, 2031. The notes feature a 15% buffer and a Downside Multiplier of approximately 1.17647. Quarterly call observation dates begin about one year after issuance with a call return rate of 9.10% per annum; if the Underlier is at or above 90% of the initial value on a call observation date, the Notes are automatically called for the stated Call Settlement Amount. Payments at maturity depend on the Final Underlier Value and are subject to the Bank’s credit risk.
Royal Bank of Canada is offering non‑interest senior notes linked to the EURO STOXX 50® Index. Each note has a $1,000 principal amount and a threshold level equal to 85.00% of the initial index level; if the final index level is at or above that threshold, holders will receive a threshold settlement amount expected to be between $1,089.60 and $1,105.40 per $1,000. If the final index level is below the threshold, payments decline proportionally and holders could lose a substantial portion or all of their principal. The notes pay no interest, will not be listed, and maturity and determination dates will be set on the trade date (trade date shown as May , 2026). The initial estimated value is expected to be between $965.90 and $995.90 per $1,000, which is less than the original issue price.
Royal Bank of Canada is offering notes linked to the S&P 500® Index that pay no interest and provide a capped positive return if the index is at or above 85.00% of its initial level on the determination date. For each $1,000 principal note, the threshold settlement amount is $1,177.50. The trade date is April 30, 2026, the original issue date is May 5, 2026, the determination date is May 15, 2028, and the stated maturity date is May 17, 2028.
The notes provide a 15.00% buffer in the payoff schedule (threshold amount) but do not protect principal if the final index level is below the threshold; holders could lose most or all principal. The initial estimated per-note value was $997.31 and the aggregate principal amount offered is $6,740,000. Payments depend on closing index levels, are subject to issuer credit risk, and the notes are not listed or interest-bearing.
Royal Bank of Canada is offering Market Linked Securities (Senior Global Medium-Term Notes, Series J) with a total original offering amount of $8,529,000. Each security has a face amount of $1,000, an initial estimated value of $974.49 and an original offering price of $1,000.
The notes pay a contingent coupon of 12.50% per annum on quarterly observation dates if the lowest performing index (Nasdaq-100, Russell 2000 or EURO STOXX 50) is at or above 75% of its starting value. The securities are auto-callable if the lowest performing index is at or above its starting value on certain quarterly calculation days and mature on May 3, 2029 with full downside exposure if the lowest performing index finishes below its 75% downside threshold.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Buffer Notes linked to the least performing of the Russell 2000® and S&P 500® indices. The notes have a Trade Date of April 30, 2026, Issue Date May 5, 2026, a Valuation Date of April 30, 2029 and a Maturity Date of May 3, 2029.
The notes pay a contingent monthly coupon of $8.208 per $1,000 (0.8208% monthly; 9.85% per annum) when each underlier is at or above its 85% coupon threshold on the relevant observation date. The notes are auto-callable on monthly call observation dates beginning with the observation on April 30, 2027. At maturity, if the least performing underlier is below its Buffer Value (15% buffer), principal is reduced per the disclosed formula.