Welcome to our dedicated page for Royal Bk Can SEC filings (Ticker: RY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royal Bank of Canada filings document the bank's foreign private issuer disclosures, including Form 6-K reports furnished under Exchange Act Rule 13a-16 and Form 40-F annual reporting. Recent materials include annual report exhibits, interim financial information, proxy circulars, annual meeting notices, director elections, auditor appointment matters, executive compensation votes, shareholder proposals, and voting results.
The filing record also covers capital markets activity under the bank's Form F-3 shelf registration statement, including senior global medium-term notes, limited recourse capital notes, NVCC subordinated indebtedness, preferred shares, underwriting agreements, supplemental indentures, and legal and tax opinions. Other 6-K exhibits document share-related communications such as the bank's response to an unsolicited mini-tender offer for common shares.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes with Memory Coupon linked to the Bloomberg US Large Cap VolMax Index. The public offering price is 100.00% with an underwriting discount of 2.75%. Trade Date is May 1, 2026, Issue Date May 6, 2026, Valuation Date May 1, 2031 and Maturity Date May 6, 2031. If not called, contingent coupons of $8.75 per $1,000 (0.875% monthly; 10.50% per annum) may pay monthly when the Underlier is at or above a Coupon Threshold equal to 60% of the Initial Underlier Value. The Barrier Value is 50% of the Initial Underlier Value; if the Final Underlier Value is below the Barrier Value at maturity, investors may lose a substantial portion or all principal. The initial estimated value is expected between $878.50 and $928.50 per $1,000 principal amount and will be less than the public offering price. Payments remain subject to Royal Bank of Canada credit risk and various index, tax and market risks described in the pricing supplement.
Royal Bank of Canada is offering non-interest bearing senior notes linked to the STOXX® Europe 600 Index with a capped positive payout and a 10.00% downside buffer (threshold level of 90.00%). For each $1,000 principal note, the threshold settlement amount is expected to be between $1,073.80 and $1,086.80, and the issuer’s initial estimated value per note on the trade date is expected to be between $957.60 and $987.60. The notes pay a capped cash amount at maturity if the final underlier level is greater than or equal to the threshold; if the final underlier level is below the threshold, holders suffer a pro rata loss of principal (approximately 1.1111% loss for each 1% shortfall). Payments are subject to issuer credit risk, potential market disruption adjustments, and tax uncertainties. The trade date, initial underlier level, determination date and stated maturity date will be set in the final pricing supplement.
Royal Bank of Canada (RBC) is offering Autocallable Strategic Accelerated Redemption Securities® (STARs) linked to a basket of three financial stocks (GS, JPM, MS), due April 27, 2029. The notes have a $10.00 principal per unit, an initial estimated value of $9.81 per unit on the pricing date, and a public offering price of $10.00 per unit. The notes are senior unsecured obligations of RBC, are subject to RBC credit risk, will not be FDIC- or CDIC-insured, and may be automatically called on specified Observation Dates if the Basket’s Observation Level meets or exceeds the Call Level of 100.00. If not called and the Ending Value is below the Threshold Value (100.00), holders may lose all or part of principal. Call Amounts per unit are $11.623, $13.246, and $14.869 for the first, second and final Observation Dates, respectively. The offering includes an underwriting discount of $0.20 and a hedging-related charge of $0.05 per unit; proceeds to RBC are shown on the cover.
The Royal Bank of Canada is issuing STEP Income Securities linked to the common stock of NVIDIA Corporation (NVDA) due May 7, 2027. The notes have a $10.00 principal per unit, a public offering price of $10.00 (aggregate $23,356,610), and an initial estimated value of $9.74 per unit as of the pricing date. The notes pay quarterly coupons at 14.00% per year and offer a $0.673 Step Payment at maturity if the Ending Value of NVDA is at or above the Step Level ($227.59, 114% of the Starting Value). If the Ending Value is between the Threshold Value ($199.64) and the Step Level, you receive principal plus coupons; if below the Threshold Value you may lose a portion of principal on a 1-for-1 basis. The public offering price exceeds the initial estimated value due to the underwriting discount and a hedging-related charge of $0.05 per unit and RBC’s internal funding rate. Payments are subject to RBC credit risk; the notes are unsecured and will not be listed on an exchange.
The Royal Bank of Canada is offering Accelerated Return Notes linked to the Invesco S&P 500® Equal Weight ETF (RSP), due June 25, 2027. The notes have a $10 principal per unit, a 300% participation rate (subject to a $11.30 Capped Value), and pay at maturity an amount tied to the ETF's performance; losses of principal occur if the Ending Value is below the Starting Value. The initial estimated value at pricing was $9.80 per unit and the public offering price is $10.00 per unit; underwriting and hedging-related charges reduce economic terms to investors.
Royal Bank of Canada is offering Auto-Callable Enhanced Return Barrier Notes linked to the least performing share of Apple, Amazon and Alphabet. The Trade Date is April 28, 2026 and Issue Date is April 30, 2026. The Notes mature on May 3, 2029 with a Valuation Date of April 30, 2029. If the Notes are called on the Call Observation Date, investors would receive $1,460 per $1,000 principal (146%). If not called, the Participation Rate at maturity for positive performance is 200%. The Barrier is 60% of each Initial Underlier Value; if the least performing Underlier finishes below that Barrier, investors bear full downside in the least performing Underlier and may lose a substantial portion or all principal. All payments are subject to Royal Bank of Canada credit risk and certain tax and withholding considerations are disclosed.
The Royal Bank of Canada (RBC) is offering Accelerated Return Notes® linked to the State Street® Energy Select Sector SPDR® ETF (XLE), due June 25, 2027. The public offering price is $10.00 per unit with aggregate proceeds of $21,014,080. The notes provide a leveraged upside through a 300% Participation Rate subject to a Capped Value of $12.703 per unit (27.03% return cap). The initial estimated value on the pricing date was $9.71 per unit, below the offering price. Investors bear RBC credit risk, may lose principal if XLE declines, forgo dividends, and face limited liquidity; fees include a $0.175 underwriting discount and an approximate $0.05 hedging-related charge.
Royal Bank of Canada offers Autocallable Strategic Accelerated Redemption Securities® linked to the Invesco S&P 500® Equal Weight ETF for a public offering price of $3,269,790.00. These are senior unsecured debt securities due April 30, 2032, carrying issuer credit risk.
The notes have a per-unit public offering price of $10.00 and an initial estimated value of $9.78 per unit as of the pricing date. The notes are autocallable on specified Observation Dates if the Market Measure equals or exceeds the Call Level; if not called, principal repayment at maturity depends on the Ending Value versus the Threshold Value. The offering price incorporates an underwriting discount of $0.20 and a hedging-related charge of $0.05, and payments are subject to RBC creditworthiness.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the least performing common stock of Advanced Micro Devices, Inc., Bank of America Corporation and Oracle Corporation. The public offering price is 100.00% of principal (par) and underwriting discounts are 1.00%. The Notes pay a monthly Contingent Coupon of $23.625 per $1,000 (2.3625% monthly; 28.35% per annum) when each Underlier is at or above its Coupon Threshold on the preceding observation date. The Notes are auto-callable beginning on the sixth monthly Call Observation Date if each Underlier is at or above its Initial Underlier Value, in which case investors receive par plus the Contingent Coupon otherwise due. At maturity, if not called, holders receive par if the Final Underlier Value of the Least Performing Underlier is at or above its Barrier (50% of Initial Underlier Value); otherwise they receive a linked principal amount that can result in substantial or total loss of principal. The initial estimated value is expected between $915.94 and $965.94 per $1,000 (less than the public offering price). All payments are subject to Royal Bank of Canada’s credit risk.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes have a Trade Date of April 23, 2026, Issue Date April 28, 2026, Valuation Date April 23, 2029 and Maturity Date April 26, 2029. Investors may receive a monthly Contingent Coupon of $9.333 per $1,000 (11.20% per annum) when each index on the preceding observation date is at or above its 80% Coupon Threshold. The Notes may be automatically called if on any Call Observation Date each Underlier is at or above its Initial Underlier Value; called investors receive $1,000 plus the then-due Contingent Coupon. At maturity, if not called, payment depends on the Final Underlier Value of the Least Performing Underlier relative to its 70% Barrier: full principal is returned if that Underlier is at or above the Barrier; otherwise investors suffer a loss equal to the Underlier Return on that least performing index. All payments are subject to Royal Bank of Canada’s credit risk and the Notes are not FDIC- or CDIC-insured.