Welcome to our dedicated page for ROYAL BANK OF CANADA SEC filings (Ticker: RY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royal Bank of Canada filings document the bank's foreign private issuer disclosures, including Form 6-K reports furnished under Exchange Act Rule 13a-16 and Form 40-F annual reporting. Recent materials include annual report exhibits, interim financial information, proxy circulars, annual meeting notices, director elections, auditor appointment matters, executive compensation votes, shareholder proposals, and voting results.
The filing record also covers capital markets activity under the bank's Form F-3 shelf registration statement, including senior global medium-term notes, limited recourse capital notes, NVCC subordinated indebtedness, preferred shares, underwriting agreements, supplemental indentures, and legal and tax opinions. Other 6-K exhibits document share-related communications such as the bank's response to an unsolicited mini-tender offer for common shares.
Royal Bank of Canada (issuer) is offering principal-protected-conditional notes linked to the S&P 500® Index. For each $1,000 principal amount, holders may receive a capped threshold settlement amount if the final index level on the determination date is ≥ 87.50% of the initial level; otherwise holders suffer a pro rata loss, potentially losing the entire investment. The notes pay no interest, are senior unsecured debt, not listed, not redeemable prior to maturity, and subject to the issuer's credit risk. The initial estimated value is expected to be between $965.30 and $995.30 per $1,000 principal amount and will be less than the original issue price. Trade date, determination date (expected 22–25 months after trade date), stated maturity date, initial underlier level, and final threshold settlement amount will be set on the trade date and disclosed in the final pricing supplement.
Royal Bank of Canada is offering $2,721,000 of Capped Enhanced Return Buffer Notes linked to the VanEck® Semiconductor ETF (SMH), maturing October 29, 2027. The notes pay 200% of positive Underlier performance up to a 30% Maximum Return, return principal if decline is within a 15% buffer, and absorb losses beyond that buffer. Issue Date is April 30, 2026; Valuation Date is October 27, 2027. Payments are subject to RBC credit risk and market‑value uncertainty; initial estimated value was $965.52 per $1,000 principal.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes pay a monthly contingent coupon of $7.50 per $1,000 (0.75% monthly, 9.00% annual) when all Underliers meet thresholds. If, on any Call Observation Date beginning October 27, 2026, each Underlier closes at or above its Initial Underlier Value the Notes are automatically called and investors receive principal plus the contingent coupon then due. At maturity (June 2, 2027) investors receive full principal if the Least Performing Underlier is at or above its 75% Barrier; otherwise repayment is reduced proportionally to that Underlier's negative performance. All payments are subject to Royal Bank of Canada credit risk; the initial estimated value is $971.10 per $1,000 and the public offering price totals $4,567,000.
Royal Bank of Canada offers structured notes linked to the iShares® Expanded Tech-Software Sector ETF. The notes have a $1,000 principal amount, aggregate initial principal of $4,155,000, no periodic interest and a stated maturity of June 1, 2027 (subject to adjustment). Payment at maturity depends on the underlier return from the trade date April 27, 2026 to the determination date May 27, 2027. If the final underlier level is ≥85.00% of the initial level ($85.43), holders receive a capped threshold settlement amount of $1,153.50 per $1,000. If below that threshold, the cash settlement falls proportionally and could result in loss of principal; the initial estimated value on the trade date was $982.20 per $1,000.
Royal Bank of Canada is offering Auto-Callable Enhanced Return Dual Directional Barrier Notes linked to the lesser-performing share of Boston Scientific and Medtronic. The notes carry a 150% Participation Rate, a 65% Barrier and an automatic call feature that pays $1,310 per $1,000 if both underliers close at or above their trade-date values on the Call Observation Date. The initial estimated value was $962.85 per $1,000 and the public offering price is par; all payments are subject to Royal Bank of Canada credit risk.
Royal Bank of Canada is offering $1,165,000 of Auto-Callable Contingent Coupon Barrier Notes linked to the least performing of Apple, Amazon and Alphabet common stock, as described in a Pricing Supplement dated April 27, 2026.
The Notes pay a contingent monthly coupon of $12.708 per $1,000 (1.2708% monthly; 15.25% per annum) if each Underlier is at or above its 60% Coupon Threshold on the relevant observation dates. The Notes can be auto-called on monthly Call Observation Dates beginning October 27, 2026 if each Underlier closes at or above its Initial Underlier Value. If not called, maturity is May 2, 2029, with principal returned in full only if the Final Underlier Value of the Least Performing Underlier is at or above its Barrier Value (60% of initial); otherwise investors suffer downside equal to the Underlier Return of the Least Performing Underlier. The initial estimated value is $991.55 per $1,000 principal amount; public offering price is par.
Royal Bank of Canada is offering Redeemable Fixed Rate Notes with a public offering amount of $1,876,000. The Notes pay 4.50% per annum semiannually and mature on April 30, 2031. The issuer may redeem the Notes on any Call Date beginning October 30, 2027 with 10 business days' prior notice. Payments are subject to the Bank's credit risk and the Notes are bail-inable under the CDIC Act; holders are deemed to consent to conversion mechanics described in the pricing supplement. Purchase prices may range between $993.00 and $1,000.00 per $1,000 principal amount; underwriting discounts are disclosed as 0.60% and underwriting concessions up to $7.00 per $1,000.
Royal Bank of Canada is offering two separate structured note series: Capped Return Dual Directional Buffer Notes linked to the Russell 2000® Index and the EURO STOXX 50® Index. Each $1,000 note pays at maturity based on the Underlier Return with a 100% Participation Rate, an explicit Buffer Percentage of 15% and a capped upside (cover shows 20.50% for RTY and 20% for SX5E). Trade Date is April 27, 2026, Issue Date April 30, 2026, Valuation Date April 27, 2028 and Maturity Date May 2, 2028. Payments depend on final index levels and are subject to the Bank’s credit risk, possible postponements and other terms set forth in the pricing supplement and referenced supplements.
Royal Bank of Canada offers Capped Enhanced Return Buffer Notes linked to the S&P 500 Index. The pricing supplement shows a public offering price totaling $298,000 and an initial estimated value of $968.11 per $1,000 principal amount. The Notes trade on a Trade Date: April 27, 2026, issue on April 30, 2026, and mature on May 2, 2028. Payments at maturity depend on the Final Underlier Value versus the Initial Underlier Value: a 125% Participation Rate (capped at a 19.50% Maximum Return) applies to positive returns; a 10% Buffer protects against losses up to that level. All payments are subject to Royal Bank of Canada credit risk and various tax and market risks described in the supplement.
Royal Bank of Canada is offering Auto-Callable Enhanced Return Barrier Notes linked to the Russell 20004 Index. The notes have a Trade Date of April 27, 2026, an Issue Date of April 30, 2026, a Valuation Date of April 27, 2029 and a Maturity Date of May 2, 2029.
The public offering aggregate is shown as $1,919,000. The notes pay 111.50% of principal on an automatic call and, if not called, return 150% of any positive Underlier Return at maturity. The Barrier Value is 70% of the Initial Underlier Value; if the Final Underlier Value is below the Barrier, principal is reduced pro rata. All payments are subject to Royal Bank of Canada credit risk.