Welcome to our dedicated page for ROYAL BANK OF CANADA SEC filings (Ticker: RY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royal Bank of Canada filings document the bank's foreign private issuer disclosures, including Form 6-K reports furnished under Exchange Act Rule 13a-16 and Form 40-F annual reporting. Recent materials include annual report exhibits, interim financial information, proxy circulars, annual meeting notices, director elections, auditor appointment matters, executive compensation votes, shareholder proposals, and voting results.
The filing record also covers capital markets activity under the bank's Form F-3 shelf registration statement, including senior global medium-term notes, limited recourse capital notes, NVCC subordinated indebtedness, preferred shares, underwriting agreements, supplemental indentures, and legal and tax opinions. Other 6-K exhibits document share-related communications such as the bank's response to an unsolicited mini-tender offer for common shares.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Barrier Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500. The Notes have a Trade Date of April 23, 2026, Issue Date April 28, 2026, Valuation Date April 23, 2029 and Maturity Date April 26, 2029. Investors may receive a monthly Contingent Coupon of $9.333 per $1,000 (11.20% per annum) when each index on the preceding observation date is at or above its 80% Coupon Threshold. The Notes may be automatically called if on any Call Observation Date each Underlier is at or above its Initial Underlier Value; called investors receive $1,000 plus the then-due Contingent Coupon. At maturity, if not called, payment depends on the Final Underlier Value of the Least Performing Underlier relative to its 70% Barrier: full principal is returned if that Underlier is at or above the Barrier; otherwise investors suffer a loss equal to the Underlier Return on that least performing index. All payments are subject to Royal Bank of Canada’s credit risk and the Notes are not FDIC- or CDIC-insured.
Royal Bank of Canada is offering $1,000,000 in Auto-Callable Contingent Coupon Barrier Notes with Memory Coupon linked to the Bloomberg US Large Cap VolMax Index. The notes are being sold at par with underwriting discounts of 0.75% ($7,500) and proceeds to the Bank of $992,500. The notes pay a contingent monthly coupon of $11.667 per $1,000 (14.00% per annum if payable) and are callable monthly beginning October 23, 2026; if not called, the Valuation Date is April 23, 2031 and the Maturity Date is April 28, 2031. Principal repayment at maturity depends on the Final Underlier Value relative to a Barrier equal to 60% of the Initial Underlier Value and a Coupon Threshold equal to 70% of the Initial Underlier Value.
Royal Bank of Canada is offering $750,000 in Auto-Callable Contingent Coupon Barrier Notes linked to the least performing of the VanEck Semiconductor ETF and the State Street SPDR S&P Oil & Gas Exploration & Production ETF. The Notes pay a contingent quarterly coupon of $45.00 per $1,000 (4.50% per quarter, 18.00% per annum) if each underlier is at or above its 70% Coupon Threshold on the prior observation date.
If a Call Observation Date shows each underlier at or above its Initial Underlier Value, the Notes will be automatically called and investors will receive par plus the contingent coupon otherwise due. If not called, at maturity investors receive par if the Final Underlier Value of the Least Performing Underlier is at or above its Barrier Value (70% of Initial Underlier Value); otherwise investors receive $1,000 × (1 + Underlier Return) and may lose a substantial portion or all principal. All payments are subject to Royal Bank of Canada credit risk.
Royal Bank of Canada is offering $750,000 of Auto-Callable Contingent Coupon Barrier Notes linked to the least performing of the VanEck® Semiconductor ETF (SMH) and the EURO STOXX® Banks Index (SX7E). The Notes pay a contingent quarterly coupon of $42.50 per $1,000 (4.25% per quarter, 17.00% per annum) when each Underlier is at or above its 65% Coupon Threshold on the relevant observation dates. Trade Date is April 22, 2026, Issue Date April 27, 2026, Valuation Date April 23, 2029 and Maturity Date April 26, 2029. Notes may be auto-called on quarterly Call Observation Dates if both Underliers are at or above their Initial Underlier Values, in which case investors receive principal plus the contingent coupon otherwise due. Initial estimated value was $971.78 per $1,000; public offering price is par (100.00%). Coupon Threshold and Barrier for each Underlier are 65% of its Initial Underlier Value.
Royal Bank of Canada is offering Auto-Callable Contingent Coupon Buffer Notes linked to the Bloomberg US Large Cap VolMax Index, maturing May 20, 2031. The Notes pay a quarterly Contingent Coupon of $31.25 per $1,000 (3.125% per quarter; 12.50% per annum) if the Underlier meets a Coupon Threshold of 60% of the initial value on observation dates and include a memory feature for unpaid coupons. The Notes are auto-callable beginning on the May 17, 2027 observation if the Underlier is at or above the Initial Underlier Value; called Notes pay principal plus any due coupons on the call settlement date. At maturity, if not called, investors receive full principal if the Final Underlier Value is at or above the Buffer Value (80% of Initial); if below, repayment is reduced by the Underlier Return offset by a 20% buffer, exposing investors to partial or substantial principal loss. The public offering price is 100.00% ($1,000), underwriting discount 0.25%, and proceeds to the issuer 99.75%. The initial estimated value is expected between $927.50 and $977.50 per $1,000 principal amount. The Notes are unsecured obligations of the Bank and subject to its credit risk and the many index-specific deductions and daily financing costs described in the supplement.
Royal Bank of Canada is offering U.S. dollar‑denominated structured notes linked to a weighted basket of five international equity indices with a principal amount of $1,000 per note. The notes pay no interest and mature based on a determination date expected 25–28 months after the trade date. The notes feature a 250% upside participation rate, a buffer level of 82.50% and a capped payout (cap level expected between 109.74%–111.45%) that produces a maximum settlement amount expected between $1,243.50 and $1,286.25 per $1,000. The initial estimated value is expected to be between $959.90 and $989.90 per $1,000 and will be less than the original issue price. Payments at maturity depend on the final basket level versus the initial basket level (initial basket level = 100) and are subject to issuer credit and other risks.
Royal Bank of Canada offers Auto-Callable Contingent Coupon Geared Buffer Notes linked to Netflix common stock. The Notes are sold at a public offering price of 100% of principal ($1,000 per Note) with an underwriting discount of 1.00% and an initial estimated value expected between $930.00 and $980.00 per $1,000.
The Notes pay a contingent quarterly coupon of $25.00 per $1,000 if the Underlier (NFLX) is at or above a Coupon Threshold (72.56% of the Initial Underlier Value). The Notes are auto-callable quarterly if the Underlier is at or above the Initial Underlier Value. At maturity, if not called, principal repayment depends on the Final Underlier Value relative to a Buffer Value (27.44% buffer) and uses a Downside Multiplier of approximately 1.37817; investors can lose part or all principal. All payments are subject to the issuer's credit risk.
Royal Bank of Canada is offering $750,000 of Auto-Callable Contingent Coupon Barrier Notes due April 26, 2029. The Notes are linked to the least performing of the EURO STOXX® Banks Index and the State Street® Technology Select Sector SPDR® ETF and pay a quarterly contingent coupon of $41.25 per $1,000 (annualized 16.50%) when each underlier closes at or above its 75% Coupon Threshold on the relevant observation date. If not called, principal repayment at maturity depends on the Final Underlier Value of the least performing underlier versus its 75% Barrier; significant principal loss is possible if that underlier falls below its Barrier.
Royal Bank of Canada is offering principal-protected-conditional notes linked to the iShares® Expanded Tech‑Software Sector ETF (the underlier). Each note has a $1,000 principal amount and will pay at maturity either a capped threshold settlement amount if the final underlier level is at least 85.00% of the initial level, or a reduced cash payment (possibly zero) if the final underlier level is below that threshold.
The notes do not pay interest, are senior unsecured obligations of the issuer, are subject to the issuer’s credit risk, will not be listed, and lack early redemption. The initial estimated value is expected to be $950.10–$980.10 per $1,000 principal amount and the underwriting discount is 1.09%. The final trade date, initial underlier level, determination date and stated maturity date will be set on the trade date and disclosed in the final pricing supplement.
Royal Bank of Canada is offering Capped Enhanced Return Barrier Notes linked to the Russell 2000 Index, with a Trade Date of April 30, 2026, Issue Date of May 5, 2026 and Maturity Date of June 15, 2027. The notes pay 200% participation in positive index performance subject to a Maximum Return of at least 17.35% and include a Barrier at 85% of the Initial Underlier Value. If the Final Underlier Value is below the Barrier, investors suffer a loss proportional to the Underlier Return; if the index rises, upside is capped at the Maximum Return. The initial estimated value is expected between $922.50 and $972.50 per $1,000 principal, while the public offering price is $1,000 per $1,000 principal (underwriting discount 2.00%). All payments are subject to the issuer credit risk.