Welcome to our dedicated page for Royal Bk Can SEC filings (Ticker: RY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Royal Bank of Canada filings document the bank's foreign private issuer disclosures, including Form 6-K reports furnished under Exchange Act Rule 13a-16 and Form 40-F annual reporting. Recent materials include annual report exhibits, interim financial information, proxy circulars, annual meeting notices, director elections, auditor appointment matters, executive compensation votes, shareholder proposals, and voting results.
The filing record also covers capital markets activity under the bank's Form F-3 shelf registration statement, including senior global medium-term notes, limited recourse capital notes, NVCC subordinated indebtedness, preferred shares, underwriting agreements, supplemental indentures, and legal and tax opinions. Other 6-K exhibits document share-related communications such as the bank's response to an unsolicited mini-tender offer for common shares.
Royal Bank of Canada is offering $1,270,000 in Barrier Digital Notes linked to the performance of two underliers: the iShares MSCI Emerging Markets ex China ETF and the EURO STOXX 50 Index, maturing June 28, 2030.
Key features include:
- Digital Return of 60% if the least performing underlier is at or above its initial value at maturity
- Principal Protection if the least performing underlier is between 70-100% of its initial value
- Downside Risk of 1:1 losses if the least performing underlier falls below 70% of initial value
- Initial estimated value of $952.59 per $1,000 principal amount
The notes are being sold at 100% of principal with a 3.50% underwriting discount. They do not pay interest and are not listed on any exchange. All payments are subject to Royal Bank of Canada's credit risk. The notes are not bail-inable and not insured by CDIC or FDIC.
Royal Bank of Canada has issued $952,000 in Capped Return Notes linked to the SPDR Gold Trust, maturing June 28, 2030. The notes offer investors exposure to gold prices through a structured product with the following key features:
The notes provide 100% participation in the positive performance of the SPDR Gold Trust from the initial value of $307.12, subject to a maximum return cap of 45%. If the underlying trust's value decreases, investors receive their principal back with no losses. The maximum payment at maturity is $1,450 per $1,000 principal amount.
- No periodic interest payments
- Principal protection against downside risk
- Initial estimated value of $948.60 per $1,000 principal amount
- Underwriting discount and commission of 2.901%
The notes are not listed on any exchange and are subject to Royal Bank of Canada's credit risk. They are not FDIC insured or bail-inable under Canadian regulations.
Royal Bank of Canada is offering $100,000 Auto-Callable Fixed Coupon Buffer Notes linked to the Bloomberg US Large Cap VolMax Index, due June 28, 2030. Key features include:
- Fixed Coupon Rate: 7.45% per annum paid monthly if notes aren't called
- Auto-Call Feature: Notes automatically redeem at 100% principal plus coupon if index closes at or above initial value on quarterly observation dates starting June 2026
- Principal Protection: 85% buffer level - full principal returned if final index value is above 85% of initial value
- Downside Risk: 1:1 losses below buffer level, subject to issuer credit risk
Initial estimated value is $928.70 per $1,000 principal amount, below the public offering price. Underwriting discount is 3.25%. Notes will not be listed on any securities exchange and are not FDIC insured or bail-inable.
Royal Bank of Canada announces a $3,669,000 offering of Redeemable Fixed Rate Notes due June 30, 2028. Key features include:
- Interest Rate: 4.50% per annum, paid semiannually on June and December 30th
- Initial Offering Price: 100% ($3,669,000 total)
- Net Proceeds: 99.71% ($3,658,359.90)
- Redemption Feature: Notes are redeemable at issuer's option on any Call Date starting June 30, 2026
Important risk considerations include early redemption risk, credit risk, and limited secondary market liquidity. The notes are bail-inable under Canadian regulations, meaning they can be converted to common shares under the CDIC Act. Notes will not be listed on any securities exchange and minimum investment is $1,000. RBC Capital Markets serves as underwriter with a 0.29% commission.
Royal Bank of Canada has announced five separate Auto-Callable Contingent Coupon Barrier Notes offerings, each linked to different company stocks: Tesla (TSLA), The Trade Desk (TTD), United Airlines (UAL), Uber (UBER), and Vertiv Holdings (VRT). The notes will mature on June 30, 2028.
Key features include:
- Contingent quarterly coupons with memory feature, ranging from 10.25% to 15.00% per annum
- Automatic call feature if underlier closes at or above initial value after 6 months
- Principal protection at maturity if final underlier value is at/above barrier value
- Barrier values set at 50% of initial value for most underliers (65% for UBER)
Total offering amounts vary by underlier: TSLA ($1.63M), TTD ($1.76M), UAL ($1.11M), UBER ($1.26M), and VRT ($2.24M). Initial estimated values range from $959-972 per $1,000 principal. Notes are subject to Royal Bank of Canada's credit risk and will not be listed on any securities exchange.
Royal Bank of Canada is offering $3.755 million in Capped Enhanced Return Geared Buffer Notes linked to the MSCI EAFE Index, due March 31, 2027. The notes feature:
- Enhanced Returns: 150% participation in positive index performance, capped at 19.65% maximum return
- Downside Protection: 20% buffer against losses; below buffer, investors lose 1.25% for each 1% index decline
- Key Terms: Initial index value 2,601.76, Buffer value 2,081.41, $1,000 minimum investment
- Pricing: 100% of principal amount with initial estimated value of $994.89 per $1,000
The notes do not pay interest and are subject to RBC's credit risk. They offer contingent principal protection if the final index value stays above the buffer value, but investors can lose substantial principal if the index falls below the buffer. The maximum payment at maturity is $1,196.50 per $1,000 principal amount.
Royal Bank of Canada is offering $1.72 million in Barrier Digital Notes linked to the performance of three underlying stocks: Conagra Brands, Starbucks, and Target. The notes mature on September 30, 2026.
Key features include:
- A 19.15% Digital Return if the least performing stock is at or above 55% of its initial value at maturity
- Full principal protection if the least performing stock is between 50-55% of initial value
- 1:1 loss of principal if the least performing stock falls below 50% of initial value
- Initial estimated value of $991.71 per $1,000 principal amount
The notes are priced at 100% ($1,720,000 total), with underwriting discounts of 0.35% ($6,020). They do not pay interest and are not listed on any securities exchange. All payments are subject to Royal Bank of Canada's credit risk. The notes are not bail-inable and not insured by CDIC or FDIC.
Royal Bank of Canada has issued $606,000 in Notes linked to a basket of ten major equity securities, due June 28, 2030. The notes track an equally-weighted basket including shares of Cisco, Chevron, Duke Energy, Coca-Cola, Lockheed Martin, McDonald's, Medtronic, PepsiCo, Southern Company, and Verizon.
Key features include:
- 100% participation rate in the basket's positive performance
- Principal protection if the basket declines
- Initial estimated value of $945.81 per $1,000 principal amount
- No periodic interest payments
- Not listed on any securities exchange
The offering includes underwriting discounts of 3.261% ($19,761.25 total). The notes are not bail-inable and not subject to conversion into common shares under Canadian regulations. All payments are subject to Royal Bank of Canada's credit risk.
Royal Bank of Canada is offering $680,000 in Capped Enhanced Return Dual Directional Buffer Notes linked to the VanEck Gold Miners ETF, due July 30, 2026. The notes feature:
- Enhanced Upside: 150% participation in positive ETF returns, capped at 21% maximum return
- Downside Buffer: 10% protection against losses, with absolute value returns between 0% and -10%
- Principal Risk: 1:1 losses below 90% of initial value
- Initial Values: ETF starting price $51.92, Buffer Value $46.73
Key features include no interest payments, credit risk exposure to Royal Bank of Canada, and no listing on securities exchanges. The initial estimated value is $971.96 per $1,000 principal amount, below the public offering price. Underwriting discounts are 1.75%, with proceeds to Royal Bank of Canada of $668,100.
Royal Bank of Canada is offering $1.4 million in Enhanced Return Notes linked to the S&P 500 Market Agility 10 TCA 0.5% Decrement Index, due September 30, 2031. The notes feature:
- Enhanced Return Potential: 200% participation rate on any positive index performance
- Principal Protection: Full return of principal if the index declines
- Initial Estimated Value: $932.36 per $1,000 principal amount
- Pricing Details: 3.50% underwriting discount, offering price at 100%, net proceeds of $1,351,000
Key risks include credit risk of Royal Bank of Canada, no interest payments, and potential returns lower than conventional debt securities. The notes will not be listed on any securities exchange and are not FDIC insured. The initial index value is set at 3,654.05, with final valuation date on September 25, 2031.