RZLT Form 4: CFO Evans boosts direct holdings to 268,900 shares

Rhea-AI Filing Summary

Filing overview: On 24 June 2025, Rezolute, Inc. (ticker RZLT) submitted a Form 4 disclosing a change in beneficial ownership by its Chief Financial Officer, Daron Evans.

Transaction details: Mr. Evans executed an open-market purchase (transaction code “P”) of 5,000 common shares at $4.05 per share on the reported date. No sales or other derivative transactions were listed.

Post-transaction holdings: After the purchase, the CFO directly holds 268,900 shares. He also reports indirect ownership of 23,000 shares for minor child #1, 20,000 shares held by his spouse, 4,500 shares each for minor children #2 and #3, and 40,000 shares through PoC Capital LLC, a California entity he manages. Combined, these positions represent 360,900 common shares. The filing states that Evans disclaims beneficial ownership of PoC Capital shares except for his pecuniary interest.

The Form 4 was electronically signed by Daron Evans on 24 June 2025.

Insights

Securities Analyst

TL;DR Small insider buy raises CFO’s stake; sentiment mildly positive but transaction size is immaterial to valuation.

The purchase of 5,000 shares for roughly $20,250 expands Mr. Evans’s direct ownership by about 1.9 %. While insider buying is generally viewed as a confidence signal, the monetary value is modest relative to Rezolute’s typical daily trading volume and the executive’s pre-existing 263,900-share position. No derivative activity or sales were disclosed, suggesting a straightforward accumulation. From a market-impact standpoint, the filing is unlikely to alter earnings expectations or strategic outlook, but it does demonstrate management’s continued personal exposure to equity performance.

Corporate Governance Expert

TL;DR Filing shows clear ownership disclosure and adherence to Section 16; no governance concerns detected.

The Form 4 accurately separates direct and indirect holdings, including family accounts and PoC Capital LLC. The disclaimer regarding PoC Capital complies with SEC guidance on pecuniary interest. No Rule 10b5-1 plan was referenced for this purchase, indicating discretionary timing. Overall, the transparency and prompt submission mitigate governance risk, and no red flags such as option backdating or sizable related-party transactions appear in this filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Daron

(Last) (First) (Middle)

C/O REZOLUTE, INC.

275 SHORELINE DRIVE, SUITE 500

(Street)

REDWOOD CITY CA 94065

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rezolute, Inc. [ RZLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

3. Date of Earliest Transaction (Month/Day/Year)
06/24/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	06/24/2025		P		5,000	A	$4.05	268,900	D
Common Shares								23,000	I	Minor child #1
Common Shares								20,000	I	Held by spouse
Common Shares								4,500	I	Held by minor child #2
Common Shares								4,500	I	Held by minor child #3
Common Shares								40,000	I	Held by PoC Capital LLC(1)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

	/s/ Daron Evans	06/24/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Rezolute (RZLT) shares did CFO Daron Evans purchase on 24 June 2025?

He bought 5,000 common shares.

What was the purchase price for the shares bought by the Rezolute CFO?

The reported price was $4.05 per share.

What is Daron Evans’s direct ownership in RZLT after the reported transaction?

His direct holding increased to 268,900 shares.

How many Rezolute shares are held indirectly through PoC Capital LLC?

The filing lists 40,000 indirectly owned shares via PoC Capital LLC.

When was the Form 4 for Rezolute signed and filed?

It was signed and dated 24 June 2025.