Rezolute CFO buys 10,000 shares at $2.85

Rezolute, Inc. CFO Daron Evans bought 10,000 common shares in an open-market purchase at $2.85 per share.

Accepted by SEC EDGAR 03/31/2026 - 04:59 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Rezolute, Inc. CFO Daron Evans bought 10,000 common shares in an open-market purchase at $2.85 per share. Following this March 30, 2026 transaction, he directly owns 414,462 common shares. The filing also reports additional indirect holdings held by his spouse, minor children, and PoC Capital, LLC, a California LLC he manages, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.

Insider Trade Summary

Net Buyer: 10,000 shares

Net Buy 1 txn

Insider Evans Daron

Role CFO

Bought 10,000 shs ($29K)

Increase in Position 2.5%

Type	Security	Shares	Price	Value
Purchase	Common Shares	10,000	$2.85	$29K
Holding	Common Shares	--	--	--
Holding	Common Shares	--	--	--
Holding	Common Shares	--	--	--
Holding	Common Shares	--	--	--
Holding	Common Shares	--	--	--

Holdings After Transaction: Common Shares — 414,462 shares (Direct); Common Shares — 7,000 shares (Indirect, Held by minor child #2); Common Shares — 7,000 shares (Indirect, Held by minor child #3); Common Shares — 40,000 shares (Indirect, Held by PoC Capital LLC); Common Shares — 20,000 shares (Indirect, Held by spouse); Common Shares — 23,000 shares (Indirect, Held by minor child #1)

Holdings Before and After: Common Shares, 404,462 to 414,462 shares (Direct)

Footnotes (1)

1. F1. PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Key Figures

Open-market purchase: 10,000 shares at $2.85 Direct holdings after transaction: 414,462 shares Indirect holdings - PoC Capital, LLC: 40,000 shares +2 more

5 metrics

Open-market purchase 10,000 shares at $2.85 Common Shares transaction on March 30, 2026

Direct holdings after transaction 414,462 shares Common Shares held directly by CFO after purchase

Indirect holdings - PoC Capital, LLC 40,000 shares Common Shares held indirectly through PoC Capital, LLC

Indirect holdings - spouse 20,000 shares Common Shares held indirectly by spouse

Indirect holdings - minor children 37,000 shares Common Shares held by three minor children combined

Key Terms

open-market purchase, beneficial ownership, pecuniary interest, indirect ownership

4 terms

open-market purchase financial

"transaction_action: "open-market purchase" for 10,000 Common Shares"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

beneficial ownership financial

"the reporting person disclaims beneficial ownership of these securities"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

indirect ownership financial

"ownership_type: "indirect" for spouse, minor children, PoC Capital LLC"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Rezolute (RZLT) report for CFO Daron Evans?

Rezolute reported that CFO Daron Evans completed an open-market purchase of 10,000 common shares. The shares were bought at $2.85 per share, increasing his directly held position to 414,462 common shares according to the Form 4 filed for March 30, 2026.

At what price did Rezolute (RZLT) CFO buy the newly acquired shares?

The CFO bought 10,000 Rezolute common shares at $2.85 per share. This open-market purchase code “P” transaction reflects his direct acquisition of additional stock, as disclosed in the Form 4 covering activity dated March 30, 2026.

How many Rezolute (RZLT) shares does the CFO directly own after this Form 4?

After the reported transaction, CFO Daron Evans directly owns 414,462 common shares. This figure represents his direct holdings following the 10,000-share open-market purchase disclosed as of the March 30, 2026 transaction date on the Form 4.

What indirect Rezolute (RZLT) share holdings related to the CFO are disclosed?

The Form 4 lists indirect holdings including 23,000 shares held by minor child #1, 7,000 each by minor children #2 and #3, 20,000 by his spouse, and 40,000 by PoC Capital, LLC. These are reported as indirect ownership positions associated with the CFO.

How are PoC Capital, LLC’s Rezolute (RZLT) shares treated in the Form 4?

PoC Capital, LLC holds 40,000 Rezolute common shares and is managed by the CFO. The filing states he disclaims beneficial ownership of these securities except to the extent of his pecuniary interest, clarifying how those indirectly held shares are attributed.

Does the Rezolute (RZLT) Form 4 show any insider share sales by the CFO?

The Form 4 reports only a net-buy pattern, with one open-market purchase of 10,000 shares and no sales. Transaction summary data show buyShares of 10,000, sellShares of 0, and a netBuySellDirection classified as net-buy for the reported period.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Evans Daron

(Last) (First) (Middle)

C/O REZOLUTE, INC.

275 SHORELINE DRIVE, SUITE 500

(Street)

REDWOOD CITY CALIFORNIA 94065

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rezolute, Inc. [ RZLT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	03/30/2026		P		10,000	A	$2.85	414,462	D
Common Shares								7,000	I	Held by minor child #2
Common Shares								7,000	I	Held by minor child #3
Common Shares								40,000	I	Held by PoC Capital LLC(1)
Common Shares								20,000	I	Held by spouse
Common Shares								23,000	I	Held by minor child #1

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. PoC Capital, LLC is a California limited liability company managed by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

	/s/ Daron Evans	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)