Rezolute (RZLT) CFO adds 10,000 shares in open-market purchase
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Rezolute, Inc. CFO Daron Evans bought 10,000 common shares in an open-market purchase at $2.85 per share. Following this March 30, 2026 transaction, he directly owns 414,462 common shares. The filing also reports additional indirect holdings held by his spouse, minor children, and PoC Capital, LLC, a California LLC he manages, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 10,000 shares ($28,500)
Net Buy
6 txns
Insider
Evans Daron
Role
CFO
Bought
10,000 shs ($29K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Shares | 10,000 | $2.85 | $29K |
| holding | Common Shares | -- | -- | -- |
| holding | Common Shares | -- | -- | -- |
| holding | Common Shares | -- | -- | -- |
| holding | Common Shares | -- | -- | -- |
| holding | Common Shares | -- | -- | -- |
Holdings After Transaction:
Common Shares — 414,462 shares (Direct);
Common Shares — 7,000 shares (Indirect, Held by minor child #2)
Footnotes (1)
- [object Object]
Key Figures
Open-market purchase: 10,000 shares at $2.85
Direct holdings after transaction: 414,462 shares
Indirect holdings - PoC Capital, LLC: 40,000 shares
+2 more
5 metrics
Open-market purchase
10,000 shares at $2.85
Common Shares transaction on March 30, 2026
Direct holdings after transaction
414,462 shares
Common Shares held directly by CFO after purchase
Indirect holdings - PoC Capital, LLC
40,000 shares
Common Shares held indirectly through PoC Capital, LLC
Indirect holdings - spouse
20,000 shares
Common Shares held indirectly by spouse
Indirect holdings - minor children
37,000 shares
Common Shares held by three minor children combined
Key Terms
open-market purchase, beneficial ownership, pecuniary interest, indirect ownership
4 terms
open-market purchase financial
"transaction_action: "open-market purchase" for 10,000 Common Shares"
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
beneficial ownership financial
"the reporting person disclaims beneficial ownership of these securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of his pecuniary interest therein"
indirect ownership financial
"ownership_type: "indirect" for spouse, minor children, PoC Capital LLC"
FAQ
What insider transaction did Rezolute (RZLT) report for CFO Daron Evans?
Rezolute reported that CFO Daron Evans completed an open-market purchase of 10,000 common shares. The shares were bought at $2.85 per share, increasing his directly held position to 414,462 common shares according to the Form 4 filed for March 30, 2026.