Bank of America discloses 6.5% Rezolute (RZLT) stake in Schedule 13G

Rhea-AI Filing Summary

Bank of America Corporation filed a Schedule 13G reporting beneficial ownership of 6,064,486 shares of Rezolute, Inc. common stock, representing 6.5% of the class. The percentage is based on 92,727,532 shares outstanding reported by Rezolute in a recent Form 10‑Q.

Bank of America reports no sole voting or dispositive power over Rezolute shares and shared voting and dispositive power over all 6,064,486 shares. The filing is made on behalf of Bank of America and wholly owned subsidiaries BofA Securities, Inc., Bank of America, N.A., and Merrill Lynch International.

The shares are certified as acquired and held in the ordinary course of business, and not for the purpose of changing or influencing control of Rezolute.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

Rezolute, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

76200L309

(CUSIP Number)

12/31/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 76200L309

1

Names of Reporting Persons

BANK OF AMERICA CORP /DE/

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 6,064,486.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 6,064,486.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

6,064,486.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

6.5 %

12

Type of Reporting Person (See Instructions)

HC

Comment for Type of Reporting Person: The beneficial ownership calculation relies on the 92,727,532 outstanding shares disclosed in the Form 10-Q by the issuer on November 6, 2025, which reports share totals as of November 4, 2025.

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Rezolute, Inc.
(b)	Address of issuer's principal executive offices: 275 SHORELINE DRIVE, SUITE 500, REDWOOD CITY, CALIFORNIA, 94065.
Item 2.
(a)	Name of person filing: BANK OF AMERICA CORP /DE/
(b)	Address or principal business office or, if none, residence: 100 N TRYON ST CHARLOTTE, NC 28255
(c)	Citizenship: Delaware
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.: 76200L309
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 6,064,486.00
(b)	Percent of class: 6.5%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0.00
	(ii) Shared power to vote or to direct the vote: 6,064,486.00
	(iii) Sole power to dispose or to direct the disposition of: 0.00
	(iv) Shared power to dispose or to direct the disposition of: 6,064,486.00
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. This statement on Schedule 13G is being filed by Bank of America Corporation on behalf of itself and its wholly owned subsidiaries BofA Securities, Inc., a broker dealer registered under section 15 of the Act (15 U.S.C. 78o); Bank of America N.A., a bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); and Merrill Lynch International, a non-U.S. institution in accordance with section 240.13d-1(b)(1)(ii)(J).
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

BANK OF AMERICA CORP /DE/

Signature:	/s/ Andres Ortiz
Name/Title:	Authorized Signatory
Date:	02/11/2026

FAQ

What does Bank of America’s Schedule 13G disclose about Rezolute (RZLT)?

Bank of America’s Schedule 13G discloses beneficial ownership of 6,064,486 Rezolute common shares, equal to 6.5% of the class. The filing indicates these shares are held in the ordinary course of business, not to change or influence control of Rezolute.

How did Bank of America calculate its 6.5% ownership in Rezolute (RZLT)?

The 6.5% figure is based on 92,727,532 Rezolute shares outstanding, as disclosed in Rezolute’s Form 10‑Q reporting share totals as of November 4, 2025. Using this share count, Bank of America’s 6,064,486 shares represent approximately 6.5% of the company’s common stock.

What voting and dispositive powers does Bank of America report over Rezolute (RZLT) shares?

Bank of America reports no sole voting or dispositive power over Rezolute shares. It reports shared voting power over 6,064,486 shares and shared dispositive power over 6,064,486 shares, meaning decisions are made jointly through the reporting entities named in the filing.

Which Bank of America subsidiaries are involved in the Rezolute (RZLT) holdings?

The holdings are reported by Bank of America Corporation on behalf of itself and wholly owned subsidiaries BofA Securities, Inc., Bank of America, N.A., and Merrill Lynch International. Each is identified according to its regulatory classification, including broker‑dealer, bank, and non‑U.S. institution.

Is Bank of America seeking control of Rezolute (RZLT) through this 6.5% stake?

The certification states the Rezolute securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of Rezolute, nor in connection with any transaction intended to have that control‑changing effect.

What type of SEC filing is used for Bank of America’s Rezolute (RZLT) position?

Bank of America used a Schedule 13G filing to report its Rezolute stake. Schedule 13G is a short‑form beneficial ownership report typically used for passive holders when ownership exceeds 5% but is not held to change or influence control.